Short Packets over Block-Memoryless Fading Channels: Pilot-Assisted or Noncoherent Transmission?

We present nonasymptotic upper and lower bounds on the maximum coding rate achievable when transmitting short packets over a Rician memoryless block-fading channel for a given requirement on the packet error probability. We focus on the practically relevant scenario in which there is no \emph{a priori} channel state information available at the transmitter and at the receiver. An upper bound built upon the min-max converse is compared to two lower bounds: the first one relies on a noncoherent transmission strategy in which the fading channel is not estimated explicitly at the receiver; the second one employs pilot-assisted transmission (PAT) followed by maximum-likelihood channel estimation and scaled mismatched nearest-neighbor decoding at the receiver. Our bounds are tight enough to unveil the optimum number of diversity branches that a packet should span so that the energy per bit required to achieve a target packet error probability is minimized, for a given constraint on the code rate and the packet size. Furthermore, the bounds reveal that noncoherent transmission is more energy efficient than PAT, even when the number of pilot symbols and their power is optimized. For example, for the case when a coded packet of $168$ symbols is transmitted using a channel code of rate $0.48$ bits/channel use, over a block-fading channel with block size equal to $8$ symbols, PAT requires an additional $1.2$ dB of energy per information bit to achieve a packet error probability of $10^{-3}$ compared to a suitably designed noncoherent transmission scheme. Finally, we devise a PAT scheme based on punctured tail-biting quasi-cyclic codes and ordered statistics decoding, whose performance are close ($1$ dB gap at $10^{-3}$ packet error probability) to the ones predicted by our PAT lower bound. This shows that the PAT lower bound provides useful guidelines on the design of actual PAT schemes.Comment: 30 pages, 5 figures, journa

Low-Latency Short-Packet Transmissions: Fixed Length or HARQ?

We study short-packet communications, subject to latency and reliability constraints, under the premises of limited frequency diversity and no time diversity. The question addressed is whether, and when, hybrid automatic repeat request (HARQ) outperforms fixed-blocklength schemes with no feedback (FBL-NF) in such a setting. We derive an achievability bound for HARQ, under the assumption of a limited number of transmissions. The bound relies on pilot-assisted transmission to estimate the fading channel and scaled nearest-neighbor decoding at the receiver. We compare our achievability bound for HARQ to stateof-the-art achievability bounds for FBL-NF communications and show that for a given latency, reliability, number of information bits, and number of diversity branches, HARQ may significantly outperform FBL-NF. For example, for an average latency of 1 ms, a target error probability of 10^-3, 30 information bits, and 3 diversity branches, the gain in energy per bit is about 4 dB.Comment: 6 pages, 5 figures, accepted to GLOBECOM 201

Low-Complexity Joint Channel Estimation and List Decoding of Short Codes

A pilot-assisted transmission (PAT) scheme is proposed for short blocklengths, where the pilots are used only to derive an initial channel estimate for the list construction step. The final decision of the message is obtained by applying a non-coherent decoding metric to the codewords composing the list. This allows one to use very few pilots, thus reducing the channel estimation overhead. The method is applied to an ordered statistics decoder for communication over a Rayleigh block-fading channel. Gains of up to $1.2$ dB as compared to traditional PAT schemes are demonstrated for short codes with QPSK signaling. The approach can be generalized to other list decoders, e.g., to list decoding of polar codes.Comment: Accepted at the 12th International ITG Conference on Systems, Communications and Coding (SCC 2019), Rostock, German

Design of LDPC codes and reliable practical decoders for standard and non-standard channels

Ph.DDOCTOR OF PHILOSOPH

Ultra-Reliable Short-Packet Communications: Fundamental Limits and Enabling Technologies

The paradigm shift from 4G to 5G communications, anticipated to enable ultra-reliable low-latency communications (URLLC), will enforce a radical change in the design of wireless communication systems. Unlike in 4G systems, where the main objective is to provide a large transmission rate, in URLLC, as implied by its name, the objective is to enable transmissions with low latency and, simultaneously, very high reliability. Since low latency implies the use of short data packets, the tension between blocklength and reliability is studied in URLLC.Several key enablers for URLLC communications have been designated in the literature. Of special importance are diversity-enabling technologies such as multiantenna systems and feedback protocols. Furthermore, it is not only important to introduce additional diversity by means of the above examples, one must also guarantee that thescarce number of channel uses are used in an optimal way. Therefore, it is imperative to develop design guidelines for how to enable reliable detection of incoming data, how to acquire channel-state information, and how to construct efficient short-packet channel codes. The development of such guidelines is at the heart of this thesis. This thesis focuses on the fundamental performance of URLLC-enabling technologies. Specifically, we provide converse (upper) bounds and achievability (lower) bounds on the maximum coding rate, based on finite-blocklength information theory, for systems that employ the key enablers outlined above. With focus on the wireless channel, modeled via a block-fading assumption, we are able to provide answers to questions like: howto optimally utilize spatial and frequency diversity, how far from optimal short-packet channel codes perform, how multiantenna systems should be designed to serve a given number of users, and how to design feedback schemes when the feedback link is noisy. In particular, this thesis is comprised out of four papers. In Paper A, we study the short-packet performance over the Rician block-fading channel. In particular, we present achievability bounds for pilot-assisted transmission with several different decoders that allow us to quantify the impact, on the achievable performance, of imposed pilots and mismatched decoding. Furthermore, we design short-packet channel codes that perform within 1 dB of our achievability bounds. Paper B studies multiuser massive multiple-input multiple-output systems with short packets. We provide an achievability bound on the average error probability over quasistatic spatially correlated Rayleigh-fading channels. The bound applies to arbitrary multiuser settings, pilot-assisted transmission, and mismatched decoding. This makes it suitable to assess the performance in the uplink/downlink for arbitrary linear signal processing. We show that several lessons learned from infinite-blocklength analyses carry over to the finite-blocklength regime. Furthermore, for the multicell setting with randomly placed users, pilot contamination should be avoided at all cost and minimum mean-squared error signal processing should be used to comply with the stringent requirements of URLLC.In Paper C, we consider sporadic transmissions where the task of the receiver is to both detect and decode an incoming packet. Two novel achievability bounds, and a novel converse bound are presented for joint detection-decoding strategies. It is shown that errors associated with detection deteriorates performance significantly for very short packet sizes. Numerical results also indicate that separate detection-decoding strategies are strictly suboptimal over block-fading channels.Finally, in Paper D, variable-length codes with noisy stop-feedback are studied via a novel achievability bound on the average service time and the average error probability. We use the bound to shed light on the resource allocation problem between the forward and the feedback channel. For URLLC applications, it is shown that enough resources must be assigned to the feedback link such that a NACK-to-ACK error becomes rarer than the target error probability. Furthermore, we illustrate that the variable-length stop-feedback scheme outperforms state-of-the-art fixed-length no-feedback bounds even when the stop-feedback bit is noisy

Short Packets over Block-Memoryless Fading Channels: Pilot-Assisted or Noncoherent Transmission?

We present nonasymptotic upper and lower bounds on the maximum coding rate achievable when transmitting shortpackets over a Rician memoryless block-fading channel for a given requirement on the packet error probability.We focus on the practically relevant scenario in which there is no a priori channel state information available at the transmitter and at the receiver. An upper bound built upon the min-max converse is compared to two lower bounds: the first one relies on a noncoherent transmission strategy in which the fading channel is not estimated explicitly at the receiver; the second one employs pilot-assisted transmission (PAT) followed by maximum-likelihood channel estimation and scaled mismatched nearest-neighbor decoding at the receiver. Our bounds are tight enough to unveil the optimum number ofdiversity branches that a packet should span so that the energy per bit required to achieve a target packet error probability is minimized, for a given constraint on the code rate and the packet size. Furthermore, the bounds reveal that noncoherent transmission is more energy efficient than PAT, even when the number of pilot symbols and their power is optimized. For example, in Rayleigh fading, for the case when a coded packet of 168 symbols is transmitted using a channel code of rate 0.48 bits/channel use, over a block-fading channel with block size equal to 8 symbols, PAT requires an additional 1.2 dB of energy per information bit to achieve a packet error probability of 10\u1000003 compared to a suitably designed noncoherent transmission scheme. Finally, we devise a PAT scheme based on punctured tail-biting quasi-cyclic codes and ordered statistics decoding, whose performance is close (1 dB gap at 10^-3 packet error probability) to the ones predicted by our PAT lower bound. This shows that the PAT lower bound provides useful guidelines on the design of actual PAT schemes