Spectrum Sharing in mmWave Cellular Networks via Cell Association, Coordination, and Beamforming

This paper investigates the extent to which spectrum sharing in mmWave networks with multiple cellular operators is a viable alternative to traditional dedicated spectrum allocation. Specifically, we develop a general mathematical framework by which to characterize the performance gain that can be obtained when spectrum sharing is used, as a function of the underlying beamforming, operator coordination, bandwidth, and infrastructure sharing scenarios. The framework is based on joint beamforming and cell association optimization, with the objective of maximizing the long-term throughput of the users. Our asymptotic and non-asymptotic performance analyses reveal five key points: (1) spectrum sharing with light on-demand intra- and inter-operator coordination is feasible, especially at higher mmWave frequencies (for example, 73 GHz), (2) directional communications at the user equipment substantially alleviate the potential disadvantages of spectrum sharing (such as higher multiuser interference), (3) large numbers of antenna elements can reduce the need for coordination and simplify the implementation of spectrum sharing, (4) while inter-operator coordination can be neglected in the large-antenna regime, intra-operator coordination can still bring gains by balancing the network load, and (5) critical control signals among base stations, operators, and user equipment should be protected from the adverse effects of spectrum sharing, for example by means of exclusive resource allocation. The results of this paper, and their extensions obtained by relaxing some ideal assumptions, can provide important insights for future standardization and spectrum policy.Comment: 15 pages. To appear in IEEE JSAC Special Issue on Spectrum Sharing and Aggregation for Future Wireless Network

Generic Multiuser Coordinated Beamforming for Underlay Spectrum Sharing

The beamforming techniques have been recently studied as possible enablers for underlay spectrum sharing. The existing beamforming techniques have several common limitations: they are usually system model specific, cannot operate with arbitrary number of transmit/receive antennas, and cannot serve arbitrary number of users. Moreover, the beamforming techniques for underlay spectrum sharing do not consider the interference originating from the incumbent primary system. This work extends the common underlay sharing model by incorporating the interference originating from the incumbent system into generic combined beamforming design that can be applied on interference, broadcast or multiple access channels. The paper proposes two novel multiuser beamforming algorithms for user fairness and sum rate maximization, utilizing newly derived convex optimization problems for transmit and receive beamformers calculation in a recursive optimization. Both beamforming algorithms provide efficient operation for the interference, broadcast and multiple access channels, as well as for arbitrary number of antennas and secondary users in the system. Furthermore, the paper proposes a successive transmit/receive optimization approach that reduces the computational complexity of the proposed recursive algorithms. The results show that the proposed complexity reduction significantly improves the convergence rates and can facilitate their operation in scenarios which require agile beamformers computation.Comment: 30 pages, 5 figure

Cognitive Orthogonal Precoder for Two-tiered Networks Deployment

In this work, the problem of cross-tier interference in a two-tiered (macro-cell and cognitive small-cells) network, under the complete spectrum sharing paradigm, is studied. A new orthogonal precoder transmit scheme for the small base stations, called multi-user Vandermonde-subspace frequency division multiplexing (MU-VFDM), is proposed. MU-VFDM allows several cognitive small base stations to coexist with legacy macro-cell receivers, by nulling the small- to macro-cell cross-tier interference, without any cooperation between the two tiers. This cleverly designed cascaded precoder structure, not only cancels the cross-tier interference, but avoids the co-tier interference for the small-cell network. The achievable sum-rate of the small-cell network, satisfying the interference cancelation requirements, is evaluated for perfect and imperfect channel state information at the transmitter. Simulation results for the cascaded MU-VFDM precoder show a comparable performance to that of state-of-the-art dirty paper coding technique, for the case of a dense cellular layout. Finally, a comparison between MU-VFDM and a standard complete spectrum separation strategy is proposed. Promising gains in terms of achievable sum-rate are shown for the two-tiered network w.r.t. the traditional bandwidth management approach.Comment: 11 pages, 9 figures, accepted and to appear in IEEE Journal on Selected Areas in Communications: Cognitive Radio Series, 2013. Copyright transferred to IEE

Resource allocation for transmit hybrid beamforming in decoupled millimeter wave multiuser-MIMO downlink

This paper presents a study on joint radio resource allocation and hybrid precoding in multicarrier massive multiple-input multiple-output communications for 5G cellular networks. In this paper, we present the resource allocation algorithm to maximize the proportional fairness (PF) spectral efficiency under the per subchannel power and the beamforming rank constraints. Two heuristic algorithms are designed. The proportional fairness hybrid beamforming algorithm provides the transmit precoder with a proportional fair spectral efficiency among users for the desired number of radio-frequency (RF) chains. Then, we transform the number of RF chains or rank constrained optimization problem into convex semidefinite programming (SDP) problem, which can be solved by standard techniques. Inspired by the formulated convex SDP problem, a low-complexity, two-step, PF-relaxed optimization algorithm has been provided for the formulated convex optimization problem. Simulation results show that the proposed suboptimal solution to the relaxed optimization problem is near-optimal for the signal-to-noise ratio SNR <= 10 dB and has a performance gap not greater than 2.33 b/s/Hz within the SNR range 0-25 dB. It also outperforms the maximum throughput and PF-based hybrid beamforming schemes for sum spectral efficiency, individual spectral efficiency, and fairness index

Dynamic Resource Allocation in Cognitive Radio Networks: A Convex Optimization Perspective

This article provides an overview of the state-of-art results on communication resource allocation over space, time, and frequency for emerging cognitive radio (CR) wireless networks. Focusing on the interference-power/interference-temperature (IT) constraint approach for CRs to protect primary radio transmissions, many new and challenging problems regarding the design of CR systems are formulated, and some of the corresponding solutions are shown to be obtainable by restructuring some classic results known for traditional (non-CR) wireless networks. It is demonstrated that convex optimization plays an essential role in solving these problems, in a both rigorous and efficient way. Promising research directions on interference management for CR and other related multiuser communication systems are discussed.Comment: to appear in IEEE Signal Processing Magazine, special issue on convex optimization for signal processin