A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility

Code-division multiplexing

Thesis (Ph. D.)--Massachusetts Institute of Technology, Dept. of Electrical Engineering and Computer Science, 2004.Includes bibliographical references (p. 395-404).(cont.) counterpart. Among intra-cell orthogonal schemes, we show that the most efficient broadcast signal is a linear superposition of many binary orthogonal waveforms. The information set is also binary. Each orthogonal waveform is generated by modulating a periodic stream of finite-length chip pulses with a receiver-specific signature code that is derived from a special class of binary antipodal, superimposed recursive orthogonal code sequences. With the imposition of practical pulse shapes for carrier modulation, we show that multi-carrier format using cosine functions has higher bandwidth efficiency than the single-carrier format, even in an ideal Gaussian channel model. Each pulse is shaped via a prototype baseband filter such that when the demodulated signal is detected through a baseband matched filter, the resulting output samples satisfy the Generalized Nyquist criterion. Specifically, we propose finite-length, time overlapping orthogonal pulse shapes that are g-Nyquist. They are derived from extended and modulated lapped transforms by proving the equivalence between Perfect Reconstruction and Generalized Nyquist criteria. Using binary data modulation format, we measure and analyze the accuracy of various Gaussian approximation methods for spread-spectrum modulated (SSM) signalling ...We study forward link performance of a multi-user cellular wireless network. In our proposed cellular broadcast model, the receiver population is partitioned into smaller mutually exclusive subsets called cells. In each cell an autonomous transmitter with average transmit power constraint communicates to all receivers in its cell by broadcasting. The broadcast signal is a multiplex of independent information from many remotely located sources. Each receiver extracts its desired information from the composite signal, which consists of a distorted version of the desired signal, interference from neighboring cells and additive white Gaussian noise. Waveform distortion is caused by time and frequency selective linear time-variant channel that exists between every transmitter-receiver pair. Under such system and design constraints, and a fixed bandwidth for the entire network, we show that the most efficient resource allocation policy for each transmitter based on information theoretic measures such as channel capacity, simultaneously achievable rate regions and sum-rate is superposition coding with successive interference cancellation. The optimal policy dominates over its sub-optimal alternatives at the boundaries of the capacity region. By taking into account practical constraints such as finite constellation sets, frequency translation via carrier modulation, pulse shaping and real-time signal processing and decoding of finite-length waveforms and fairness in rate distribution, we argue that sub-optimal orthogonal policies are preferred. For intra-cell multiplexing, all orthogonal schemes based on frequency, time and code division are equivalent. For inter-cell multiplexing, non-orthogonal code-division has a larger capacity than its orthogonalby Ceilidh Hoffmann.Ph.D

Evaluation Of Multicarrier Air Interfaces In The Presence Of Interference For L-Band And C-Band Air-Ground Communications

The use of aeronautical vehicles and systems is continuously growing, and this means current aeronautical communication systems, particularly those operating in the very high frequency (VHF) aviation band, will suffer from severe congestion in some regions of the world. For example, it is estimated that air-to-ground (AG) communication traffic density will at least double by 2035 over that in 2012, based on the most-likely growth scenario for Europe. This traffic growth (worldwide) has led civil aviation authorities such as the FAA in the USA, and EuroControl in Europe, to jointly explore development of future communication infrastructures (FCI). According to international aviation systems policies, both current and future AG communication systems will be deployed in L-band (960-1164 MHz), and possibly in C-band (5030-5091 GHz) because of the favorable AG radio propagation characteristics in these bands. During the same time period as the FCI studies, the use of multicarrier communication technologies has become very mature for terrestrial communication systems, but for AG systems it is still being studied and tested. Aiming toward future demands, EuroControl and FAA sponsored work to define several new candidate AG radio systems with high data rate and high reliability. Dominant among these is now an L-Band Digital Aeronautical Communication Systems (L-DACS): L-DACS1. L-DACS1 is a multicarrier communication system based on the popular orthogonal frequency division multiplexing (OFDM) modulation technique. For airport surface area communication systems used in C-band, EuroControl and FAA also proposed another OFDM communication system based on the IEEE 802.16e standard, termed aeronautical mobile airport communication system (AeroMACS). This system has been proposed to provide the growing need of communication traffic in airport environments. In this dissertation, first we review existing and proposed aviation communication systems in VHF-band, L-band and C-band. We then focus our study on the use of multicarrier techniques in these aviation bands. We compare the popular and dominant multicarrier technique OFDM (which is used in cellular networks such long-term evolution (LTE) and wireless local area networks such as Wi-Fi) with the filterbank multicarrier (FBMC) technique. As far as we are aware, we are the first to propose and evaluate FBMC for aviation communication systems. We show, using analysis and computer simulations, along with measurement based (NASA) air-ground and airport surface channel models, that FBMC offers advantages in performance over the OFDM schemes. Via use of sharp filters in the frequency domain, FBMC reduces out of band interference. Specifically, it is more robust to high-power distance measurement equipment (DME) interference, and via replacement of guard bands with data-bearing subcarriers, FBMC can offer higher throughput than the contending L-DACS1 scheme, by up to 23%. Similar advantages over AeroMACS pertain in the airport surface channel. Our FBMC bit error ratio performance is comparable to that of the OFDM schemes, and is even better for our “spectrally-shaped” version of FBMC. For these improvements, FBMC requires a modest complexity increase. Our final contribution in this dissertation is the presentation of spectrally shaped FBMC (SS-FBMC). This idea allocates unequal power to subcarriers to contend with non-white noise or non-white interference. Our adaptive algorithm selects a minimum number of guard subcarriers and then allocates power accordingly to remaining subcarriers based on a “water-filling-like” approach. We are the first to propose such a cognitive radio technique with FBMC for aviation applications. Results show that SSFBMC improves over FBMC in both performance and throughput

Identification of Technologies for Provision of Future Aeronautical Communications

This report describes the process, findings, and recommendations of the second of three phases of the Future Communications Study (FCS) technology investigation conducted by NASA Glenn Research Center and ITT Advanced Engineering & Sciences Division for the Federal Aviation Administration (FAA). The FCS is a collaborative research effort between the FAA and Eurocontrol to address frequency congestion and spectrum depletion for safety critical airground communications. The goal of the technology investigation is to identify technologies that can support the longterm aeronautical mobile communication operating concept. A derived set of evaluation criteria traceable to the operating concept document is presented. An adaptation of the analytical hierarchy process is described and recommended for selecting candidates for detailed evaluation. Evaluations of a subset of technologies brought forward from the prescreening process are provided. Five of those are identified as candidates with the highest potential for continental airspace solutions in L-band (P-34, W-CDMA, LDL, B-VHF, and E-TDMA). Additional technologies are identified as best performers in the unique environments of remote/oceanic airspace in the satellite bands (Inmarsat SBB and a custom satellite solution) and the airport flight domain in C-band (802.16e). Details of the evaluation criteria, channel models, and the technology evaluations are provided in appendixes

Technology Assessment for the Future Aeronautical Communications System

To address emerging saturation in the VHF aeronautical bands allocated internationally for air traffic management communications, the International Civil Aviation Organization (ICAO) has requested development of a common global solution through its Aeronautical Communications Panel (ACP). In response, the Federal Aviation Administration (FAA) and Eurocontrol initiated a joint study, with the support of NASA and U.S. and European contractors, to provide major findings on alternatives and recommendations to the ICAO ACP Working Group C (WG-C). Under an FAA/Eurocontrol cooperative research and development agreement, ACP WG-C Action Plan 17 (AP-17), commonly referred to as the Future Communications Study (FCS), NASA Glenn Research Center is responsible for the investigation of potential communications technologies that support the long-term mobile communication operational concepts of the FCS. This report documents the results of the first phase of the technology assessment and recommendations referred to in the Technology Pre-Screening Task 3.1 of AP-17. The prescreening identifies potential technologies that are under development in the industry and provides an initial assessment against a harmonized set of evaluation criteria that address high level capabilities, projected maturity for the time frame for usage in aviation, and potential applicability to aviation. A wide variety of candidate technologies were evaluated from several communications service categories including: cellular telephony; IEEE-802.xx standards; public safety radio; satellite and over-the-horizon communications; custom narrowband VHF; custom wideband; and military communications

Cross-layer design for multimedia applications in cognitive radio networks.

Ph. D. University of KwaZulu-Natal, Durban 2015.The exponential growth in wireless services and the current trend of development in wireless communication technologies have resulted into an overcrowded radio spectrum band in such a way that it can no longer meet the ever increasing requirements of wireless applications. In contrary however, literature surveys indicate that a large amount of the licensed radio spectrum bands are underutilized. This has necessitated the need for efficient ways to be implemented for spectrum sharing among different systems, applications and services in dynamic wireless environment. Cognitive radio (CR) technology emerges as a way to improve the overall efficiency of radio spectrum utilization by allowing unlicensed users (also known as secondary user) to utilize a licensed band when it is vacant. Multimedia applications are being targeted for CR networks. However, the performance and success of CR technology will be determined by the quality of service (QoS) perceived by secondary users. In order to transmit multimedia contents which have stringent QoS requirements over the CR networks, many technical challenges have to be addressed that are constrained by the layered protocol architecture. Cross-layer design has shown a promise as an approach to optimize network performance among different layers. This work is aimed at addressing the question on how to provide QoS guarantee for multimedia transmission over CR networks in terms of throughput maximization while ensuring that the interference to primary users is avoided or minimized. Spectrum sensing is a fundamental problem in cognitive radio networks for the protection of primary users and therefore the first part of this work provides a review of some low complex spectrum sensing schemes. A cooperative spectrum sensing scheme where multi-users are independently performing spectrum sensing is also developed. In order to address a hidden node problem, a cooperate relay based on amplify-and-forward technique (AF) is formulated. Usually the performance of a spectrum sensor is evaluated using receiver operating characteristic (ROC) curve which provides a trade-off between the probability of miss detection and the probability of false alarm. Due to hardware limitations, the spectrum sensor can not sense the whole range of radio spec- trum which results into partial information of the channel state. In order to model a media access control(MAC) protocol which is able to make channel access decision under partial information about the state of the system we apply a partially observable Markov decision process (POMDP) technique as a suitable tool in making decision under uncertainty. A throughput optimization MAC scheme in presence of spectrum sensing errors is then devel- oped using the concept of cross-layer design which integrates the design of spectrum sensing at physical layer (PHY) and sensing and access strategies at MAC layer in order to maximize the overall network throughput. A problem is formulated as a POMDP and the throughput performance of the scheme is evaluated using computer simulations under greedy sensing algorithm. Simulation results demonstrate an improved overall throughput performance. Further more, multiple channels with multiple secondary users having random message ar- rivals are considered during simulation and the throughput performance is evaluated under greedy sensing scheme which forms a benchmark for cross-layer MAC scheme in presence of spectrum sensing errors. By realizing that speech communication is still the most dom- inant and common service in wireless application, we develop a cross-layer MAC scheme for speech transmission in CR networks. The design is aimed at maximizing throughput of secondary users by integrating the design of spectrum sensing at PHY, quantization param- eter of speech traffic at application layer (APP), together with strategy for spectrum access at MAC layer with the main goal to improve the QoS perceived by secondary users in CR networks. Simulation results demonstrate throughput performance improvement and hence QoS is improved. One of the main features of the modern communication systems is the parameterized operation at different layers of the protocol stack. The feature aims at providing them with the capability of adapting to the rapidly changing traffic, channel and system conditions. Another interesting research problem in this thesis is the combination of individual adap- tation mechanisms into a cross-layer that can maximize their effectiveness. We propose a joint cross-layer design MAC scheme that integrates the design of spectrum sensing at PHY layer, access at MAC layer and APP information in order to improve the QoS for video transmission in CR networks. The end-to-end video distortion which is considered as an APP parameter resides in the video encoder. This is integrated in the state space and the problem is formulated as a constrained POMDP. H.264 coding algorithm which is one of the high efficient video coding standards is considered. The objective is to minimize this end-to- end video distortion while maximizes the overall network throughput for video transmission in CR networks. The end-to-end video distortion has signifficant effects to the QoS the per- ceived by the user and is viewed as the cost in the overall system design. Given the target system throughput, the packet loss ration when the system is in the state i and a composite action is taken in time slot t, the system immediate cost is evaluated. The expected total cost for overall end-to-end video distortion over the total time slots is then computed. A joint optimal policy which minimizes the expected total end-to-end distortion in total time slots is computed iteratively. The minimum expected cost (which also known as the value function) is also evaluated iteratively for the total time slots. The throughput performance of the proposed scheme is evaluated through computer simulation. In order to study the throughput performance of the proposed scheme, we considered four simulation scenarios namely simulation scenario A, simulation scenario B, simulation scenario C, and simulation scenario D. These simulation scenarios enabled us to study the throughput performance of the proposed scheme by by computer simulations. In the simulation scenario A, the av- erage throughput performance as a function of time horizon is studied. The throughput performance under channel access decision based on belief vector and that of channel access decision based on the end-to-end distortion are compared. Simulation results show that the channel access decision based on end-to-end distortion outperforms that of channel access decision based on a belief vector. In the simulation scenario B we aimed at studying the spectral efficiency as a function of prescribed collision probability. The simulation results show that, at large values of collision probability the overall spectral efficiency performs poorly. However, there is an optimal value of collision probability of which the spectral efficiency approaches that of the perfect channel access decision. In the simulation scenario C, we aimed at studying the average throughput performance and the spectral efficiency both as a function of prescribed collision probability. The simulation results show that both average throughput and the spectral efficiency are highly affected by the increase in collision probability. However, there is an optimal prescribed collision probability which achieves the maximum average throughput and maximum spectral efficiency

Circuit Design Techniques For Wideband Phased Arrays

University of Minnesota Ph.D. dissertation.June 2015. Major: Electrical Engineering. Advisor: Ramesh Harjani. 1 computer file (PDF); xii, 143 pages.This dissertation focuses on beam steering in wideband phased arrays and phase noise modeling in injection locked oscillators. Two different solutions, one in frequency and one in time, have been proposed to minimize beam squinting in phased arrays. Additionally, a differential current reuse frequency doubler for area and power savings has been proposed. Silicon measurement results are provided for the frequency domain solution (IBM 65nm RF CMOS), injection locked oscillator model verification (IBM 130nm RF-CMOS) and frequency doubler (IBM 65nm RF CMOS), while post extraction simulation results are provided for the time domain phased array solution (the chip is currently under fabrication, TSMC 65nm RF CMOS). In the frequency domain solution, a 4-point passive analog FFT based frequency tunable filter is used to channelize an incoming wideband signal into multiple narrowband signals, which are then processed through independent phase shifters. A two channel prototype has been developed at 8GHz RF frequency. Three discrete phase shifts (0 & +/- 90 degrees) are implemented through differential I-Q swapping with appropriate polarity. A minimum null-depth of 19dB while a maximum null-depth of 27dB is measured. In the time domain solution, a discrete time approach is undertaken with signals getting sampled in order of their arrival times. A two-channel prototype for a 2GHz instantaneous RF bandwidth (7GHz-9GHz) has been designed. A QVCO generates quadrature LO signals at 8GHz which are phase shifted through a 5-bit (2 extra bits from differential I-Q swapping with appropriate polarity) cartesian combiner. Baseband sampling clocks are generated from phase shifted LOs through a CMOS divide by 4 with independent resets. The design achieves an average time delay of 4.53ps with 31.5mW of power consumption (per channel, buffers excluded). An injection locked oscillator has been analyzed in s-domain using Paciorek's time domain transient equations. The simplified analysis leads to a phase noise model identical to that of a type-I PLL. The model is equally applicable to injection locked dividers and multipliers and has been extended to cover all injection locking scenarios. The model has been verified against a discrete 57MHz Colpitt's ILO, a 6.5GHz ILFD and a 24GHz ILFM with excellent matching between the model and measurements. Additionally, a differential current reuse frequency doubler, for frequency outputs between 7GHz to 14GHz, design has been developed to reduce passive area and dc power dissipation. A 3-bit capacitive tuning along with a tail current source is used to better conversion efficiency. The doubler shows FOM$_{T}$ values between 191dBc/Hz to 209dBc/Hz when driven by a 0.7GHz to 5.8GHz wide tuning VCO with a phase noise that ranges from -114dBc/Hz to -112dBc/Hz over the same bandwidth