Full-duplex wireless communications: challenges, solutions and future research directions

The family of conventional half-duplex (HD) wireless systems relied on transmitting and receiving in different time-slots or frequency sub-bands. Hence the wireless research community aspires to conceive full-duplex (FD) operation for supporting concurrent transmission and reception in a single time/frequency channel, which would improve the attainable spectral efficiency by a factor of two. The main challenge encountered in implementing an FD wireless device is the large power difference between the self-interference (SI) imposed by the device’s own transmissions and the signal of interest received from a remote source. In this survey, we present a comprehensive list of the potential FD techniques and highlight their pros and cons. We classify the SI cancellation techniques into three categories, namely passive suppression, analog cancellation and digital cancellation, with the advantages and disadvantages of each technique compared. Specifically, we analyse the main impairments (e.g. phase noise, power amplifier nonlinearity as well as in-phase and quadrature-phase (I/Q) imbalance, etc.) that degrading the SI cancellation. We then discuss the FD based Media Access Control (MAC)-layer protocol design for the sake of addressing some of the critical issues, such as the problem of hidden terminals, the resultant end-to-end delay and the high packet loss ratio (PLR) due to network congestion. After elaborating on a variety of physical/MAC-layer techniques, we discuss potential solutions conceived for meeting the challenges imposed by the aforementioned techniques. Furthermore, we also discuss a range of critical issues related to the implementation, performance enhancement and optimization of FD systems, including important topics such as hybrid FD/HD scheme, optimal relay selection and optimal power allocation, etc. Finally, a variety of new directions and open problems associated with FD technology are pointed out. Our hope is that this treatise will stimulate future research efforts in the emerging field of FD communication

Basis Function Selection of Frequency-Domain Hammerstein Self-Interference Canceller for In-Band Full-Duplex Wireless Communications

This paper presents a basis function selection technique of a frequency-domain Hammerstein digital selfinterference canceller for in-band full-duplex communications. The power spectral density (PSD) of the nonlinear selfinterference signal is theoretically analyzed in detail, and a nonlinear self-interference PSD estimation method is developed. The proposed selection technique decides on the basis functions necessary for cancellation and relaxes the computational cost of the frequency-domain Hammerstein canceller based on the estimated PSD of the self-interference of each basis function. Furthermore, the convergence performance of the canceller is improved by the proposed selection technique. Simulation results are then presented, showing that the proposed technique can achieve similar cancellation performance compared with the original frequency-domain Hammerstein canceller and a time-domain nonlinear canceller. Additionally, it is shown that the proposed technique improves the computational cost and the convergence performance of the original frequency-domain Hammerstein canceller

On the feasibility and applications of in-band full-duplex radios for future wireless networks

Due to the continuous increase of the demands for the wireless network’s capacity, in-band full-duplex (IBFD) has recently become a key research topic due to its potential to double spectral efficiency, reduce latency, enhance emerging applications, etc., by transmitting and receiving simultaneously over the same channel. Meanwhile, many studies in the literature experimentally demonstrated the feasibility of IBFD radios, which leads to the belief that it is possible to introduce IBFD in the standard of the next-generation networks. Therefore, in this thesis, we timely study the feasibility of IBFD and investigate its advantages for emerging applications in future networks. In the first part, we investigate the interference suppression methods to maximize the IBFD gain by minimizing the effects of self-interference (SI) and co-channel interference (CCI). To this end, we first study a 3-step self-interference cancellation (SIC) scheme. We focus on the time domain-based analog canceller and nonlinear digital canceller, explaining their rationale, demonstrating their effectiveness, and finding the optimal design by minimizing the residual effects. To break the limitation of conventional electrical radio frequency (RF) cancellers, we study the photonic-assisted canceller (PAC) and propose a new design, namely a fiber array-based canceller. We propose a new low-complexity tuning algorithm for the PAC. The effectiveness of the proposed fiber array canceller is demonstrated via simulations. Furthermore, we construct a prototype of the fiber array canceller with two taps and carry out experiments in real-world environments. Results show that the 3-step cancellation scheme can bring the SI close to the receiver's noise floor. Then, we consider the multiple-input multiple-output (MIMO) scenarios, proposing to employ hybrid RF-digital beamforming to reduce the implementation cost and studying its effects on the SIC design. Additionally, we propose a user allocation algorithm to reduce the CCI from the physical layer. A heterogeneous industrial Internet of Things (IIoT) scenario is considered, while the proposed algorithm can be generalized by modifying the parameters to fit any other network. In the second part, we study the beamforming schemes for IBFD multi-cell multi-user (IBFD-MCMU) networks. The transceiver hardware impairments (HWIs) and channel uncertainty are considered for robustness. We first enhance zero-forcing (ZF) and maximum ratio transmission and combining (MRTC) beamforming to be compatible with IBFD-MCMU networks in the presence of multi-antenna users. Then, we study beamforming for SIC, which is challenging for MCMU networks due to the limited antennas but complex interference. We propose a minimum mean-squared error (MMSE)-based scheme to enhance the SIC performance while minimizing its effects on the sum rate. Furthermore, we investigate a robust joint power allocation and beamforming (JPABF) scheme, which approaches the performance of existing optimal designs with reduced complexity. Their performance is evaluated and compared through 3GPP-based simulations. In the third part, we investigate the advantages of applying IBFD radios for physical layer security (PLS). We focus on a channel frequency response (CFR)-based secret key generation (SKG) scheme in MIMO systems. We formulate the intrinsic imperfections of IBFD radios (e.g., SIC overheads and noise due to imperfect SIC) and derive their effects on the probing errors. Then we derive closed-form expressions for the secret key capacity (SKC) of the SKG scheme in the presence of a passive eavesdropper. We analyze the asymptotic behavior of the SKC in the high-SNR regime and reveal the fundamental limits for IBFD and half-duplex (HD) radios. Based on the asymptotic SKC, numerical results illustrate that effective analog self-interference cancellation (ASIC) is the basis for IBFD to gain benefits over HD. Additionally, we investigate essential processing for the CFR-based SKG scheme and verify its effectiveness via simulations and the National Institute of Standards and Technology (NIST) test. In the fourth part, we consider a typical application of IBFD radios: integrated sensing and communication (ISAC). To provide reliable services in high-mobility scenarios, we introduce orthogonal time frequency space (OTFS) modulation and develop a novel framework for OTFS-ISAC. We give the channel representation in different domains and reveal the limitations and disadvantages of existing ISAC frameworks for OTFS waveforms and propose a novel radar sensing method, including a conventional MUSIC algorithm for angle estimation and a delay-time domain-based range and velocity estimator. Additionally, we study the communication design based on the estimated radar sensing parameters. To enable reliable IBFD radios in high-mobility scenarios, a SIC scheme compatible with OTFS and rapidly-changing channels is proposed, which is lacking in the literature. Numerical results demonstrate that the proposed ISAC waveform and associated estimation algorithm can provide both reliable communications and accurate radar sensing with reduced latency, improved spectral efficiency, etc

TRANSMISSION PERFORMANCE OPTIMIZATION IN FIBER-WIRELESS ACCESS NETWORKS USING MACHINE LEARNING TECHNIQUES

The objective of this dissertation is to enhance the transmission performance in the fiber-wireless access network through mitigating the vital system limitations of both analog radio over fiber (A-RoF) and digital radio over fiber (D-RoF), with machine learning techniques being systematically implemented. The first thrust is improving the spectral efficiency for the optical transmission in the D-RoF to support the delivery of the massive number of bits from digitized radio signals. Advanced digital modulation schemes like PAM8, discrete multi-tone (DMT), and probabilistic shaping are investigated and implemented, while they may introduce severe nonlinear impairments on the low-cost optical intensity-modulation-direct-detection (IMDD) based D-RoF link with a limited dynamic range. An efficient deep neural network (DNN) equalizer/decoder to mitigate the nonlinear degradation is therefore designed and experimentally verified. Besides, we design a neural network based digital predistortion (DPD) to mitigate the nonlinear impairments from the whole link, which can be integrated into a transmitter with more processing resources and power than a receiver in an access network. Another thrust is to proactively mitigate the complex interferences in radio access networks (RANs). The composition of signals from different licensed systems and unlicensed transmitters creates an unprecedently complex interference environment that cannot be solved by conventional pre-defined network planning. In response to the challenges, a proactive interference avoidance scheme using reinforcement learning is proposed and experimentally verified in a mmWave-over-fiber platform. Except for the external sources, the interference may arise internally from a local transmitter as the self-interference (SI) that occupies the same time and frequency block as the signal of interest (SOI). Different from the conventional subtraction-based SI cancellation scheme, we design an efficient dual-inputs DNN (DI-DNN) based canceller which simultaneously cancels the SI and recovers the SOI.Ph.D

Architectures, Antennas and Circuits for Millimeter-wave Wireless Full-Duplex Applications

Demand for wireless network capacity keeps growing exponentially every year, as a result a 1000-fold increase in data traffic is projected over the next 10 years in the context of 5G wireless networks. Solutions for delivering the 1000-fold increase in capacity fall into three main categories: deploying smaller cells, allocating more spectrum and improving spectral efficiency of wireless systems. Smaller cells at RF frequencies (1-6GHz) are unlikely to deliver the demanded capacity increase. On the other hand, millimeter-wave spectrum (frequencies over 24GHz) offers wider, multi-GHz channel bandwidths, and therefore has gained significant research interest as one of the most promising solutions to address the data traffic demands of 5G. Another disruptive technology is full-duplex which breaks a century-old assumption in wireless communication, by simultaneous transmission and reception on the same frequency channel. In doing so, full-duplex offers many benefits for wireless networks, including an immediate spectral efficiency improvement in the physical layer. Although FD promises great benefits, self-interference from the transmitter to its own receiver poses a fundamental challenge. The self-interference can be more than a billion times stronger than the desired signal and must be suppressed below the receiver noise floor. In recent years, there has been some research efforts on fully-integrated full-duplex RF transceivers, but mm-wave fully-integrated full-duplex systems, are still in their infancy. This dissertation presents novel architectures, antenna and circuit techniques to merge two exciting technologies, mm-wave and full-duplex, which can potentially offer the dual benefits of wide bandwidths and improved spectral efficiency. To this end, two different antenna interfaces, namely a wideband reconfigurable T/R antenna pair with polarization-based antenna cancellation and an mm-wave fully-integrated magnetic-free non-reciprocal circulator, are presented. The polarization-based antenna cancellation is employed in conjunction with the RF and digital cancellation to design a 60GHz full-duplex 45nm SOI CMOS transceiver with nearly 80dB self-interference suppression. The concepts and prototypes presented in this dissertation have also profound implications for emerging applications such as vehicular radars, 5G small-cell base-stations and virtual reality

A Passive STAR Microwave Circuit for 1-3 GHz Self-Interference Cancellation

Simultaneous transmit and receive (STAR) allows full-duplex operation of a radio, which leads to doubled capacity for a given bandwidth. A circulator with high-isolation between transmit and receive ports, and low-loss from the antenna to receive port is typically required for achieving STAR. Conventional circulators do not offer wideband performance. Although wideband circulators have been proposed using parametric, switched delay-line/capacitor, and N-path filter techniques using custom integrated circuits, these magnet-free devices have non-linearity, noise, aliasing, and switching noise injection issues. In this paper, a STAR front-end based on passive linear microwave circuit is proposed. Here, a dummy antenna located inside a miniature RF-silent absorption chamber allows circulator-free STAR using simple COTS components. The proposed approach is highly-linear, free from noise, does not require switching or parametric modulation circuits, and has virtually unlimited bandwidth only set by the performance of COTS passive microwave components. The trade-off is relatively large size of the miniature RF-shielded chamber, making this suitable for base-station side applications. Preliminary results show the measured performance of Tx/Rx isolation between 25-60 dB in the 1.0-3.0 GHz range, and 50-60 dB for the 2.4-2.7 GHz range.Comment: 4 figures, 4 page

Full-Duplex Wireless for 6G: Progress Brings New Opportunities and Challenges

The use of in-band full-duplex (FD) enables nodes to simultaneously transmit and receive on the same frequency band, which challenges the traditional assumption in wireless network design. The full-duplex capability enhances spectral efficiency and decreases latency, which are two key drivers pushing the performance expectations of next-generation mobile networks. In less than ten years, in-band FD has advanced from being demonstrated in research labs to being implemented in standards and products, presenting new opportunities to utilize its foundational concepts. Some of the most significant opportunities include using FD to enable wireless networks to sense the physical environment, integrate sensing and communication applications, develop integrated access and backhaul solutions, and work with smart signal propagation environments powered by reconfigurable intelligent surfaces. However, these new opportunities also come with new challenges for large-scale commercial deployment of FD technology, such as managing self-interference, combating cross-link interference in multi-cell networks, and coexistence of dynamic time division duplex, subband FD and FD networks.Comment: 21 pages, 15 figures, accepted to an IEEE Journa