Functionality, Polymorphism, and Concurrency: A Mathematical Investigation of Programming Paradigms

The search for mathematical models of computational phenomena often leads to problems that are of independent mathematical interest. Selected problems of this kind are investigated in this thesis. First, we study models of the untyped lambda calculus. Although many familiar models are constructed by order-theoretic methods, it is also known that there are some models of the lambda calculus that cannot be non-trivially ordered. We show that the standard open and closed term algebras are unorderable. We characterize the absolutely unorderable T-algebras in any algebraic variety T. Here an algebra is called absolutely unorderable if it cannot be embedded in an orderable algebra. We then introduce a notion of finite models for the lambda calculus, contrasting the known fact that models of the lambda calculus, in the traditional sense, are always non-recursive. Our finite models are based on Plotkin’s syntactical models of reduction. We give a method for constructing such models, and some examples that show how finite models can yield useful information about terms. Next, we study models of typed lambda calculi. Models of the polymorphic lambda calculus can be divided into environment-style models, such as Bruce and Meyer’s non-strict set-theoretic models, and categorical models, such as Seely’s interpretation in PL-categories. Reynolds has shown that there are no set-theoretic strict models. Following a different approach, we investigate a notion of non-strict categorical models. These provide a uniform framework in which one can describe various classes of non-strict models, including set-theoretic models with or without empty types, and Kripke-style models. We show that completeness theorems correspond to categorical representation theorems, and we reprove a completeness result by Meyer et al. on set-theoretic models of the simply-typed lambda calculus with possibly empty types. Finally, we study properties of asynchronous communication in networks of communicating processes. We formalize several notions of asynchrony independently of any particular concurrent process paradigm. A process is asynchronous if its input and/or output is filtered through a communication medium, such as a buffer or a queue, possibly with feedback. We prove that the behavior of asynchronous processes can be equivalently characterized by first-order axioms

Computability in partial combinatory algebras

We prove a number of elementary facts about computability in partial combinatory algebras (pca's). We disprove a suggestion made by Kreisel about using Friedberg numberings to construct extensional pca's. We then discuss separability and elements without total extensions. We relate this to Ershov's notion of precompleteness, and we show that precomplete numberings are not 1-1 in general

Converse extensionality and apartness

In this paper we try to find a computational interpretation for a strong form of extensionality, which we call ``converse extensionality''. These converse extensionality principles, which arise as the Dialectica interpretation of the axiom of extensionality, were first studied by Howard. In order to give a computational interpretation to these principles, we reconsider Brouwer's apartness relation, a strong constructive form of inequality. Formally, we provide a categorical construction to endow every typed combinatory algebra with an apartness relation. We then exploit that functions reflect apartness, in addition to preserving equality, to prove that the resulting categories of assemblies model a converse extensionality principle.Comment: Fixed typos and added an appendix with a proof-theoretic treatment of our result

Effective lambda-models vs recursively enumerable lambda-theories

A longstanding open problem is whether there exists a non syntactical model of the untyped lambda-calculus whose theory is exactly the least lambda-theory (l-beta). In this paper we investigate the more general question of whether the equational/order theory of a model of the (untyped) lambda-calculus can be recursively enumerable (r.e. for brevity). We introduce a notion of effective model of lambda-calculus calculus, which covers in particular all the models individually introduced in the literature. We prove that the order theory of an effective model is never r.e.; from this it follows that its equational theory cannot be l-beta or l-beta-eta. We then show that no effective model living in the stable or strongly stable semantics has an r.e. equational theory. Concerning Scott's semantics, we investigate the class of graph models and prove that no order theory of a graph model can be r.e., and that there exists an effective graph model whose equational/order theory is minimum among all theories of graph models. Finally, we show that the class of graph models enjoys a kind of downwards Lowenheim-Skolem theorem.Comment: 34

Categorical combinators

Our main aim is to present the connection between λ-calculus and Cartesian closed categories both in an untyped and purely syntactic setting. More specifically we establish a syntactic equivalence theorem between what we call categorical combinatory logic and λ-calculus with explicit products and projections, with β and η-rules as well as with surjective pairing. “Combinatory logic” is of course inspired by Curry's combinatory logic, based on the well-known S, K, I. Our combinatory logic is “categorical” because its combinators and rules are obtained by extracting untyped information from Cartesian closed categories (looking at arrows only, thus forgetting about objects). Compiling λ-calculus into these combinators happens to be natural and provokes only n log n code expansion. Moreover categorical combinatory logic is entirely faithful to β-reduction where combinatory logic needs additional rather complex and unnatural axioms to be. The connection easily extends to the corresponding typed calculi, where typed categorical combinatory logic is a free Cartesian closed category where the notion of terminal object is replaced by the explicit manipulation of applying (a function to its argument) and coupling (arguments to build datas in products). Our syntactic equivalences induce equivalences at the model level. The paper is intended as a mathematical foundation for developing implementations of functional programming languages based on a “categorical abstract machine,” as developed in a companion paper (Cousineau, Curien, and Mauny, in “Proceedings, ACM Conf. on Functional Programming Languages and Computer Architecture,” Nancy, 1985)

Realizability algebras II : new models of ZF + DC

Using the proof-program (Curry-Howard) correspondence, we give a new method to obtain models of ZF and relative consistency results in set theory. We show the relative consistency of ZF + DC + there exists a sequence of subsets of R the cardinals of which are strictly decreasing + other similar properties of R. These results seem not to have been previously obtained by forcing.Comment: 28

The complexity of completions in partial combinatory algebra

We discuss the complexity of completions of partial combinatory algebras, in particular of Kleene's first model. Various completions of this model exist in the literature, but all of them have high complexity. We show that although there do not exist computable completions, there exists completions of low Turing degree. We use this construction to relate completions of Kleene's first model to complete extensions of PA. We also discuss the complexity of pcas defined from nonstandard models of PA