Phase Modulation for Discrete-time Wiener Phase Noise Channels with Oversampling at High SNR

A discrete-time Wiener phase noise channel model is introduced in which multiple samples are available at the output for every input symbol. A lower bound on the capacity is developed. At high signal-to-noise ratio (SNR), if the number of samples per symbol grows with the square root of the SNR, the capacity pre-log is at least 3/4. This is strictly greater than the capacity pre-log of the Wiener phase noise channel with only one sample per symbol, which is 1/2. It is shown that amplitude modulation achieves a pre-log of 1/2 while phase modulation achieves a pre-log of at least 1/4.Comment: To appear in ISIT 201

Upper Bound on the Capacity of Discrete-Time Wiener Phase Noise Channels

A discrete-time Wiener phase noise channel with an integrate-and-dump multi-sample receiver is studied. An upper bound to the capacity with an average input power constraint is derived, and a high signal-to-noise ratio (SNR) analysis is performed. If the oversampling factor grows as $\text{SNR}^\alpha$ for $0\le \alpha \le 1$, then the capacity pre-log is at most $(1+\alpha)/2$ at high SNR.Comment: 5 pages, 1 figure. To be presented at IEEE Inf. Theory Workshop (ITW) 201

Capacity Outer Bound and Degrees of Freedom of Wiener Phase Noise Channels with Oversampling

The discrete-time Wiener phase noise channel with an integrate-and-dump multi-sample receiver is studied. A novel outer bound on the capacity with an average input power constraint is derived as a function of the oversampling factor. This outer bound yields the degrees of freedom for the scenario in which the oversampling factor grows with the transmit power $P$ as $P^{\alpha}$. The result shows, perhaps surprisingly, that the largest pre-log that can be attained with phase modulation at high signal-to-noise ratio is at most $1/4$.Comment: 5 pages, 1 figure, Submitted to Intern. Workshop Inf. Theory (ITW) 201

Lower Bound on the Capacity of Continuous-Time Wiener Phase Noise Channels

A continuous-time Wiener phase noise channel with an integrate-and-dump multi-sample receiver is studied. A lower bound to the capacity with an average input power constraint is derived, and a high signal-to-noise ratio (SNR) analysis is performed. The capacity pre-log depends on the oversampling factor, and amplitude and phase modulation do not equally contribute to capacity at high SNR.Comment: Extended version of a paper submitted to ISIT 2015. 9 pages and 1 figure. arXiv admin note: text overlap with arXiv:1411.039

On continuous-time white phase noise channels

A continuous-time model for the additive white Gaussian noise (AWGN) channel in the presence of white (memoryless) phase noise is proposed and discussed. It is shown that for linear modulation the output of the baud-sampled filter matched to the shaping waveform represents a sufficient statistic. The analysis shows that the phase noise channel has the same information rate as an AWGN channel but with a penalty on the average signal-to-noise ratio, the amount of penalty depending on the phase noise statistic. © 2014 IEEE

Oversampling Increases the Pre-Log of Noncoherent Rayleigh Fading Channels

We analyze the capacity of a continuous-time, time-selective, Rayleigh block-fading channel in the high signal-to-noise ratio (SNR) regime. The fading process is assumed stationary within each block and to change independently from block to block; furthermore, its realizations are not known a priori to the transmitter and the receiver (noncoherent setting). A common approach to analyzing the capacity of this channel is to assume that the receiver performs matched filtering followed by sampling at symbol rate (symbol matched filtering). This yields a discrete-time channel in which each transmitted symbol corresponds to one output sample. Liang & Veeravalli (2004) showed that the capacity of this discrete-time channel grows logarithmically with the SNR, with a capacity pre-log equal to $1-{Q}/{N}$. Here, $N$ is the number of symbols transmitted within one fading block, and $Q$ is the rank of the covariance matrix of the discrete-time channel gains within each fading block. In this paper, we show that symbol matched filtering is not a capacity-achieving strategy for the underlying continuous-time channel. Specifically, we analyze the capacity pre-log of the discrete-time channel obtained by oversampling the continuous-time channel output, i.e., by sampling it faster than at symbol rate. We prove that by oversampling by a factor two one gets a capacity pre-log that is at least as large as $1-1/N$. Since the capacity pre-log corresponding to symbol-rate sampling is $1-Q/N$, our result implies indeed that symbol matched filtering is not capacity achieving at high SNR.Comment: To appear in the IEEE Transactions on Information Theor

Capacity bounds for MIMO microwave backhaul links affected by phase noise

We present bounds and a closed-form high-SNR expression for the capacity of multiple-antenna systems affected by Wiener phase noise. Our results are developed for the scenario where a single oscillator drives all the radio-frequency circuitries at each transceiver (common oscillator setup), the input signal is subject to a peak-power constraint, and the channel matrix is deterministic. This scenario is relevant for line-of-sight multiple-antenna microwave backhaul links with sufficiently small antenna spacing at the transceivers. For the 2 by 2 multiple-antenna case, for a Wiener phase-noise process with standard deviation equal to 6 degrees, and at the medium/high SNR values at which microwave backhaul links operate, the upper bound reported in the paper exhibits a 3 dB gap from a lower bound obtained using 64-QAM. Furthermore, in this SNR regime the closed-form high-SNR expression is shown to be accurate.Comment: 10 pages, 2 figures, to appear in IEEE Transactions on Communication

On the Capacity of the Wiener Phase-Noise Channel: Bounds and Capacity Achieving Distributions

In this paper, the capacity of the additive white Gaussian noise (AWGN) channel, affected by time-varying Wiener phase noise is investigated. Tight upper and lower bounds on the capacity of this channel are developed. The upper bound is obtained by using the duality approach, and considering a specific distribution over the output of the channel. In order to lower-bound the capacity, first a family of capacity-achieving input distributions is found by solving a functional optimization of the channel mutual information. Then, lower bounds on the capacity are obtained by drawing samples from the proposed distributions through Monte-Carlo simulations. The proposed capacity-achieving input distributions are circularly symmetric, non-Gaussian, and the input amplitudes are correlated over time. The evaluated capacity bounds are tight for a wide range of signal-to-noise-ratio (SNR) values, and thus they can be used to quantify the capacity. Specifically, the bounds follow the well-known AWGN capacity curve at low SNR, while at high SNR, they coincide with the high-SNR capacity result available in the literature for the phase-noise channel.Comment: IEEE Transactions on Communications, 201

Multi-sample Receivers Increase Information Rates for Wiener Phase Noise Channels

A waveform channel is considered where the transmitted signal is corrupted by Wiener phase noise and additive white Gaussian noise (AWGN). A discrete-time channel model is introduced that is based on a multi-sample receiver. Tight lower bounds on the information rates achieved by the multi-sample receiver are computed by means of numerical simulations. The results show that oversampling at the receiver is beneficial for both strong and weak phase noise at high signal-to-noise ratios. The results are compared with results obtained when using other discrete-time models.Comment: Submitted to Globecom 201