Energy-efficient diversity combining for different access schemes in a multi-path dispersive channel

Dissertação para obtenção do Grau de Doutor em Engenharia Electrotécnica e ComputadoresThe forthcoming generation of mobile communications, 5G, will settle a new standard for a larger bandwidth and better Quality of Service (QoS). With the exploding growth rate of user generated data, wireless standards must cope with this growth and at the same time be energy efficient to avoid depleting the batteries of wireless devices. Besides these issues, in a broadband wireless setting QoS can be severely affected from a multipath dispersive channel and therefore be energy demanding. Cross-layered architectures are a good choice to enhance the overall performance of a wireless system. Examples of cross-layered Physical (PHY) - Medium Access Control (MAC) architectures are type-II Diversity Combining (DC) Hybrid-ARQ (H-ARQ) and Multi-user Detection (MUD) schemes. Cross-layered type-II DC H-ARQ schemes reuse failed packet transmissions to enhance data reception on posterior retransmissions; MUD schemes reuse data information from previously collided packets on posterior retransmissions to enhance data reception. For a multipath dispersive channel, a PHY layer analytical model is proposed for Single-Carrier with Frequency Domain Equalization (SC-FDE) that supports DC H-ARQ and MUD. Based on this analytical model, three PHY-MAC protocols are proposed. A crosslayered Time Division Multiple Access (TDMA) scheme that uses DC H-ARQ is modeled and its performance is studied in this document; the performance analysis shows that the scheme performs better with DC and achieves a better energy efficiency at the cost of a higher delay. A novel cross-layered prefix-assisted Direct-Sequence Code Division Multiple Access (DS-CDMA) scheme is proposed and modeled in this document, it uses principles of DC and MUD. This protocol performs better by means of additional retransmissions, achieving better energy efficiency, at the cost of higher redundancy from a code spreading gain. Finally, a novel cross-layered protocol H-ARQ Network Division Multiple Access (H-NDMA) is proposed and modeled, where the combination of DC H-ARQ and MUD is used with the intent of maximizing the system capacity with a lower delay; system results show that the proposed scheme achieves better energy efficiency and a better performance at the cost of a higher number of retransmissions. A comparison of the three cross-layered protocols is made, using the PHY analytical model, under normalized conditions using the same amount of maximum redundancy. Results show that the H-NDMA protocol, in general, obtains the best results, achieving a good performance and a good energy efficiency for a high channel load and low Signal-to-Noise Ratio (SNR). TDMA with DC H-ARQ achieves the best energy efficiency, although presenting the worst delay. Prefix-assisted DS-CDMA in the other hand shows good delay results but presents the worst throughput and energy efficiency

Radio Communications

In the last decades the restless evolution of information and communication technologies (ICT) brought to a deep transformation of our habits. The growth of the Internet and the advances in hardware and software implementations modified our way to communicate and to share information. In this book, an overview of the major issues faced today by researchers in the field of radio communications is given through 35 high quality chapters written by specialists working in universities and research centers all over the world. Various aspects will be deeply discussed: channel modeling, beamforming, multiple antennas, cooperative networks, opportunistic scheduling, advanced admission control, handover management, systems performance assessment, routing issues in mobility conditions, localization, web security. Advanced techniques for the radio resource management will be discussed both in single and multiple radio technologies; either in infrastructure, mesh or ad hoc networks

Efficient Radio Resource Allocation Schemes and Code Optimizations for High Speed Downlink Packet Access Transmission

An important enhancement on the Wideband Code Division Multiple Access (WCDMA) air interface of the 3G mobile communications, High Speed Downlink Packet Access (HSDPA) standard has been launched to realize higher spectral utilization efficiency. It introduces the features of multicode CDMA transmission and Adaptive Modulation and Coding (AMC) technique, which makes radio resource allocation feasible and essential. This thesis studies channel-aware resource allocation schemes, coupled with fast power adjustment and spreading code optimization techniques, for the HSDPA standard operating over frequency selective channel. A two-group resource allocation scheme is developed in order to achieve a promising balance between performance enhancement and time efficiency. It only requires calculating two parameters to specify the allocations of discrete bit rates and transmitted symbol energies in all channels. The thesis develops the calculation methods of the two parameters for interference-free and interference-present channels, respectively. For the interference-present channels, the performance of two-group allocation can be further enhanced by applying a clustering-based channel removal scheme. In order to make the two-group approach more time-efficient, reduction in matrix inversions in optimum energy calculation is then discussed. When the Minimum Mean Square Error (MMSE) equalizer is applied, optimum energy allocation can be calculated by iterating a set of eigenvalues and eigenvectors. By using the MMSE Successive Interference Cancellation (SIC) receiver, the optimum energies are calculated recursively combined with an optimum channel ordering scheme for enhancement in both system performance and time efficiency. This thesis then studies the signature optimization methods with multipath channel and examines their system performances when combined with different resource allocation methods. Two multipath-aware signature optimization methods are developed by applying iterative optimization techniques, for the system using MMSE equalizer and MMSE precoder respectively. A PAM system using complex signature sequences is also examined for improving resource utilization efficiency, where two receiving schemes are proposed to fully take advantage of PAM features. In addition by applying a short chip sampling window, a Singular Value Decomposition (SVD) based interference-free signature design method is presented

Spectrally efficient Non-Orthogonal Multiple Access (NOMA) techniques for future generation mobile systems

With the expectation of over a 1000-fold increase in the number of connected devices by 2020, efficient utilization of the limited bandwidth has become ever more important in the design of mobile wireless systems. Furthermore, the ever-increasing demand for higher data rates has made it necessary for a new waveform design that satisfies not only throughput demands, but network capacity as well. One such technique recently proposed is the non-orthogonal multiple access (NOMA) which utilizes the distance-dependent power domain multiplexing, based on the principles of signal superposition. In this thesis, new spectrally efficient non-orthogonal signal techniques are proposed. The goal of the schemes is to allow simultaneous utilization of the same time frequency network resources. This is achieved by designing component signals in both power and phase domain such that users are precoded or preformed to form a single and uniquely decodable composite signal. The design criteria are based on maximizing either the sum rate or spectral efficiency, minimizing multi-user interference and detection ambiguity, and maximizing the minimum Euclidean distance between the composite constellation points. The design principles are applied in uplink, downlink and coordinated multipoint (CoMP) scenarios. We assume ideal channel state with perfect estimation, low mobility and synchronization scenarios so as to prove the concept and serve as a bound for any future work in non-ideal conditions. Extensive simulations and numerical analysis are carried to show the superiority and compatibility of the schemes. First, a new NOMA signal design called uplink NOMA with constellation precoding is proposed. The precoding weights are generated at the eNB based on the number of users to be superposed. The eNB signals the precoding weights to be employed by the users to adjust their transmission. The adjustments utilize the channel state information estimated from common periodic pilots broadcasted by the eNB. The weights ensure the composite received signal at the eNB belongs to the pre-known constellation. Furthermore, the users precode to the eNB antenna that requires the least total transmit power from all the users. At the eNB, joint maximum likelihood (JML) detection is employed to recover the component signals. As the composite constellation is as that of a single user transmitting that same constellation, multiple access interference can be viewed as absent, which allows multiple users to transmit at their full rates. Furthermore, the power gain achieved by the sum of the component signals maximizes the sum rate. Secondly, the constellation design principle is employed in the downlink scenario. In the scheme, called downlink NOMA with constellation preforming, the eNB preforms the users signal with power and phase weights prior to transmission. The preforming ensures multi-user interference is eliminated and the spectral efficiency maximized. The preformed composite constellation is broadcasted by the eNB which is received by all users. Subsequently, the users perform JML detection with the designed constellation to extract their individual component signals. Furthermore, improved signal reliability is achieved in transmit and receive diversity scenarios in the schemes called distributed transmit and receive diversity combining, respectively. Thirdly, the constellation preforming on the downlink is extended to MIMO spatial multiplexing scenarios. The first MIMO scheme, called downlink NOMA with constellation preforming, each eNB antenna transmits a preformed composite signal composed of a set of multiple users’ streams. This achieves spatial multiplexing with diversity with less transmit antennas, reducing costs associated with multiple RF chains, while still maximizing the sum rate. In the second MIMO scheme, a highly spectrally efficient MIMO preforming scheme is proposed. The scheme, called group layer MIMO with constellation preforming, the eNB preforms to a specific group of users on each transmit antenna. In all the schemes, the users perform JML detection to recover their signals. Finally, the adaptability of the constellation design is shown in CoMP. The scheme, called CoMP with joint constellation processing, the additional degrees of freedom, in form of interfering eNBs, are utilized to enable spatial multiplexing to a user with a single receive antenna. This is achieved by precoding each stream from the coordinating eNB with weights signalled by a central eNB. Consequently, the inter-cell interference is eliminated and the sum-rate maximized. To reduce the total power spent on precoding, an active cell selection scheme is proposed where the precoding is employed on the highest interferers to the user. Furthermore, a power control scheme is applied the design principle, where the objective is to reduce cross-layer interference by adapting the transmission power to the mean channel gain

Energy-efficient cooperative resource allocation for OFDMA

Energy is increasingly becoming an exclusive commodity in next generation wireless communication systems, where even in legacy systems, the mobile operators operational expenditure is largely attributed to the energy bill. However, as the amount of mobile traffic is expected to double over the next decade as we enter the Next Generation communications era, the need to address energy efficient protocols will be a priority. Therefore, we will need to revisit the design of the mobile network in order to adopt a proactive stance towards reducing the energy consumption of the network. Future emerging communication paradigms will evolve towards Next Generation mobile networks, that will not only consider a new air interface for high broadband connectivity, but will also integrate legacy communications (LTE/LTE-A, IEEE 802.11x, among others) networks to provide a ubiquitous communication platform, and one that can host a multitude of rich services and applications. In this context, one can say that the radio access network will predominantly be OFDMA based, providing the impetus for further research studies on how this technology can be further optimized towards energy efficiency. In fact, advanced approaches towards both energy and spectral efficient design will still dominate the research agenda. Taking a step towards this direction, LTE/LTE-A (Long Term Evolution-Advanced) have already investigated cooperative paradigms such as SON (self-Organizing Networks), Network Sharing, and CoMP (Coordinated Multipoint) transmission. Although these technologies have provided promising results, some are still in their infancy and lack an interdisciplinary design approach limiting their potential gain. In this thesis, we aim to advance these future emerging paradigms from a resource allocation perspective on two accounts. In the first scenario, we address the challenge of load balancing (LB) in OFDMA networks, that is employed to redistribute the traffic load in the network to effectively use spectral resources throughout the day. We aim to reengineer the load-balancing (LB) approach through interdisciplinary design to develop an integrated energy efficient solution based on SON and network sharing, what we refer to as SO-LB (Self-Organizing Load balancing). Obtained simulation results show that by employing SO-LB algorithm in a shared network, it is possible to achieve up to 15-20% savings in energy consumption when compared to LTE-A non-shared networks. The second approach considers CoMP transmission, that is currently used to enhance cell coverage and capacity at cell edge. Legacy approaches mainly consider fundamental scheduling policies towards assigning users for CoMP transmission. We build on these scheduling approaches towards a cross-layer design that provide enhanced resource utilization, fairness, and energy saving whilst maintaining low complexity, in particular for broadband applications

Resource allocation for cooperative broadcasting in W-CDMA networks

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Resource Allocation in Ad Hoc Networks

Unlike the centralized network, the ad hoc network does not have any central administrations and energy is constrained, e.g. battery, so the resource allocation plays a very important role in efficiently managing the limited energy in ad hoc networks. This thesis focuses on the resource allocation in ad hoc networks and aims to develop novel techniques that will improve the network performance from different network layers, such as the physical layer, Medium Access Control (MAC) layer and network layer. This thesis examines the energy utilization in High Speed Downlink Packet Access (HSDPA) systems at the physical layer. Two resource allocation techniques, known as channel adaptive HSDPA and two-group HSDPA, are developed to improve the performance of an ad hoc radio system through reducing the residual energy, which in turn, should improve the data rate in HSDPA systems. The channel adaptive HSDPA removes the constraint on the number of channels used for transmissions. The two-group allocation minimizes the residual energy in HSDPA systems and therefore enhances the physical data rates in transmissions due to adaptive modulations. These proposed approaches provide better data rate than rates achieved with the current HSDPA type of algorithm. By considering both physical transmission power and data rates for defining the cost function of the routing scheme, an energy-aware routing scheme is proposed in order to find the routing path with the least energy consumption. By focusing on the routing paths with low energy consumption, computational complexity is significantly reduced. The data rate enhancement achieved by two-group resource allocation further reduces the required amount of energy per bit for each path. With a novel load balancing technique, the information bits can be allocated to each path in such that a way the overall amount of energy consumed is minimized. After loading bits to multiple routing paths, an end-to-end delay minimization solution along a routing path is developed through studying MAC distributed coordination function (DCF) service time. Furthermore, the overhead effect and the related throughput reduction are studied. In order to enhance the network throughput at the MAC layer, two MAC DCF-based adaptive payload allocation approaches are developed through introducing Lagrange optimization and studying equal data transmission period

Satellite Communications

This study is motivated by the need to give the reader a broad view of the developments, key concepts, and technologies related to information society evolution, with a focus on the wireless communications and geoinformation technologies and their role in the environment. Giving perspective, it aims at assisting people active in the industry, the public sector, and Earth science fields as well, by providing a base for their continued work and thinking