Limited Feedback Techniques in Multiple Antenna Wireless Communication Systems

Multiple antenna systems provide spatial multiplexing and diversity benefits.These systems also offer beamforming and interference mitigation capabilities in single-user (SU) and multi-user (MU) scenarios, respectively. Although diversity can be achieved without channel state information (CSI) at the transmitter using space-time codes, the knowledge of instantaneous CSI at the transmitter is essential to the above mentioned gains. In frequency division duplexing (FDD) systems, limited feedback techniques are employed to obtain CSI at the transmitter from the receiver using a low-rate link. As a consequence, CSI acquired by the transmitter in such manner have errors due to channel estimation and codebook quantization at the receiver, resulting in performance degradation of multi-antenna systems. In this thesis, we examine CSI inaccuracies due to codebook quantization errors and investigate several other aspects of limited feedback in SU, MU and multicell wireless communication systems with various channel models. For SU multiple-input multiple-output (MIMO) systems, we examine the capacity loss using standard codebooks. In particular, we consider single-stream and two-stream MIMO transmissions and derive capacity loss expressions in terms of minimum squared chordal distance for various MIMO receivers. Through simulations, we investigate the impact of codebook quantization errors on the capacity performance in uncorrelated Rayleigh, spatially correlated Rayleigh and standardized MIMO channels. This work motivates the need of effective codebook design to reduce the codebook quantization errors in correlated channels. Subsequently, we explore the improvements in the design of codebooks in temporally and spatially correlated channels for MU multiple-input single-output (MISO) systems, by employing scaling and rotation techniques. These codebooks quantize instantaneous channel direction information (CDI) and are referred as differential codebooks in the thesis. We also propose various adaptive scaling techniques for differential codebooks where packing density of codewords in the differential codebook are altered according to the channel condition, in order to reduce the quantization errors. The proposed differential codebooks improve the spectral efficiency of the system by minimizing the codebook quantization errors in spatially and temporally correlated channels. Later, we broaden the scope to massive MISO systems and propose trellis coded quantization (TCQ) schemes to quantize CDI. Unlike conventional codebook approach, the TCQ scheme does not require exhaustive search to select an appropriate codeword, thus reducing computational complexity and memory requirement at the receiver. The proposed TCQ schemes yield significant performance improvements compared to the existing TCQ based limited feedback schemes in both temporally and spatially correlated channels. Finally, we investigate interference coordination for multicell MU MISO systems using regularized zero-forcing (RZF) precoding. We consider random vector quantization (RVQ) codebooks and uncorrelated Rayleigh channels. We derive expected SINR approximations for perfect CDI and RVQ codebook-based CDI. We also propose an adaptive bit allocation scheme which aims to minimize the network interference and moreover, improves the spectral efficiency compared to equal bit allocation and coordinated zero-forcing (ZF) based adaptive bit allocation schemes

Multiuser MIMO techniques with feedback

Kooperative Antennenanlagen haben vor kurzem einen heißen Forschungsthema geworden, da Sie deutlich höhere spektrale Effizienz als herkömmliche zelluläre Systeme versprechen. Der Gewinn wird durch die Eliminierung von Inter-Zelle Störungen (ICI) durch Koordinierung der-Antenne Übertragungen erworben. Vor kurzem, verteilte Organisation Methoden vorgeschlagen. Eine der größten Herausforderungen für das Dezentrale kooperative Antennensystem ist Kanalschätzung für den Downlink Kanal besonders wenn FDD verwendet wird. Alle zugehörigen Basisstationen im genossenschaftlichen Bereich müssen die vollständige Kanal Informationen zu Wissen, die entsprechenden precoding Gewicht Matrix zu berechnen. Diese Information ist von mobilen Stationen übertragen werden Stationen mit Uplink Ressourcen zu stützen. Wird als mehrere Basisstationen und mehreren mobilen Stationen in kooperativen Antennensysteme und jede Basisstation und Mobilstation beteiligt sind, können mit mehreren Antennen ausgestattet sein, die Anzahl der Kanal Parameter wieder gefüttert werden erwartet, groß zu sein. In dieser Arbeit wird ein effizientes Feedback Techniken der downlink Kanal Informationen sind für die Multi-user Multiple Input Multiple Output Fall vorgeschlagen, der insbesondere auf verteilte kooperative Antennensysteme zielt. Zuerst wird ein Unterraum-basiertes Kanalquantisierungsverfahren vorgeschlagen, das ein vorbestimmtes Codebuch verwendet. Ein iterativer Codebuchentwurfsalgorithmus wird vorgeschlagen, der zu einem lokalen optimalen Codebuch konvergiert. Darüber hinaus werden Feedback-Overhead-Reduktionsverfahren entwickelt, die die zeitliche Korrelation des Kanals ausnutzen. Es wird gezeigt, dass das vorgeschlagene adaptive Codebuchverfahren in Verbindung mit einem Datenkomprimierungsschema eine Leistung nahe an dem perfekten Kanalfall erzielt, was viel weniger Rückkopplungsoverhead im Vergleich zu anderen Techniken erfordert. Das auf dem Unterraum basierende Kanalquantisierungsverfahren wird erweitert, indem mehrere Antennen auf der Senderseite und/oder auf der Empfängerseite eingeführt werden, und die Leistung eines Vorcodierungs- (/Decodierungs-) Schemas mit regulierter Blockdiagonalisierung (RBD) wurde untersucht. Es wird ein kosteneffizientes Decodierungsmatrixquantisierungsverfahren vorgeschlagen, dass eine komplexe Berechnung an der Mobilstation vermeiden kann, während es nur eine leichte Verschlechterung zeigt. Die Arbeit wird abgeschlossen, indem die vorgeschlagenen Feedback-Methoden hinsichtlich ihrer Leistung, ihres erforderlichen Feedback-Overheads und ihrer Rechenkomplexität verglichen werden.Cooperative antenna systems have recently become a hot research topic, as they promise significantly higher spectral efficiency than conventional cellular systems. The gain is acquired by eliminating inter-cell interference (ICI) through coordination of the base antenna transmissions. Recently, distributed organization methods have been suggested. One of the main challenges of the distributed cooperative antenna system is channel estimation for the downlink channel especially when FDD is used. All of the associated base stations in the cooperative area need to know the full channel state information to calculate the corresponding precoding weight matrix. This information has to be transferred from mobile stations to base stations by using uplink resources. As several base stations and several mobile stations are involved in cooperative antenna systems and each base station and mobile station may be equipped with multiple antennas, the number of channel state parameters to be fed back is expected to be big. In this thesis, efficient feedback techniques of the downlink channel state information are proposed for the multi-user multiple-input multiple-output case, targeting distributed cooperative antenna systems in particular. First, a subspace based channel quantization method is proposed which employs a predefined codebook. An iterative codebook design algorithm is proposed which converges to a local optimum codebook. Furthermore, feedback overhead reduction methods are devised exploiting temporal correlation of the channel. It is shown that the proposed adaptive codebook method in conjunction with a data compression scheme achieves a performance close to the perfect channel case, requiring much less feedback overhead compared with other techniques. The subspace based channel quantization method is extended by introducing multiple antennas at the transmitter side and/or at the receiver side and the performance of a regularized block diagonalization (RBD) precoding(/decoding) scheme has been investigated as well as a zero-forcing (ZF) precoding scheme. A cost-efficient decoding matrix quantization method is proposed which can avoid a complex computation at the mobile station while showing only a slight degradation. The thesis is concluded by comparing the proposed feedback methods in terms of their performance, their required feedback overhead, and their computational complexity. The techniques that are developed in this thesis can be useful and applicable for 5G, which is envisioned to support the high granularity/resolution codebook and its efficient deployment schemes. Keywords: MU-MIMO, COOPA, limited feedback, CSI, CQ, feedback overhead reduction, Givens rotatio

Multi-Antenna Techniques for Next Generation Cellular Communications

Future cellular communications are expected to offer substantial improvements for the pre- existing mobile services with higher data rates and lower latency as well as pioneer new types of applications that must comply with strict demands from a wider range of user types. All of these tasks require utmost efficiency in the use of spectral resources. Deploying multiple antennas introduces an additional signal dimension to wireless data transmissions, which provides a significant alternative solution against the plateauing capacity issue of the limited available spectrum. Multi-antenna techniques and the associated key enabling technologies possess unquestionable potential to play a key role in the evolution of next generation cellular systems. Spectral efficiency can be improved on downlink by concurrently serving multiple users with high-rate data connections on shared resources. In this thesis optimized multi-user multi-input multi-output (MIMO) transmissions are investigated on downlink from both filter design and resource allocation/assignment points of view. Regarding filter design, a joint baseband processing method is proposed specifically for high signal-to-noise ratio (SNR) conditions, where the necessary signaling overhead can be compensated for. Regarding resource scheduling, greedy- and genetic-based algorithms are proposed that demand lower complexity with large number of resource blocks relative to prior implementations. Channel estimation techniques are investigated for massive MIMO technology. In case of channel reciprocity, this thesis proposes an overhead reduction scheme for the signaling of user channel state information (CSI) feedback during a relative antenna calibration. In addition, a multi-cell coordination method is proposed for subspace-based blind estimators on uplink, which can be implicitly translated to downlink CSI in the presence of ideal reciprocity. Regarding non-reciprocal channels, a novel estimation technique is proposed based on reconstructing full downlink CSI from a select number of dominant propagation paths. The proposed method offers drastic compressions in user feedback reports and requires much simpler downlink training processes. Full-duplex technology can provide up to twice the spectral efficiency of conventional resource divisions. This thesis considers a full-duplex two-hop link with a MIMO relay and investigates mitigation techniques against the inherent loop-interference. Spatial-domain suppression schemes are developed for the optimization of full-duplex MIMO relaying in a coverage extension scenario on downlink. The proposed methods are demonstrated to generate data rates that closely approximate their global bounds

Resource Allocation in LTE Advanced for QoS and Energy Efficiency

Long Term Evolution (LTE) and LTE-Advanced (LTE-A) are establishing themselves as the new standard of 4G cellular networks in Europe and in several other parts of the world. Their success will largely depend on their ability to support Quality of Service for different types of users, at reasonable costs. The quality of service will depend on how effectively the cell bandwidth is shared among the users. The cost will depend – among many other factors – on how effectively we exploit the cell capacity. Being able to exploit bandwidth efficiently postpones the time when network upgrades are required. On the other hand, operation costs also depend on the energy efficiency of the cellular network, which should avoid wasting power when few users are connected. As for bandwidth efficiency, the recent LTE/LTE-A standards introduced MIMO (Multiple Input Multiple Output) transmission modes, which allow both reliability and efficiency to be increased. MIMO can increase the throughput significantly. In a MIMO system, the selection of the MIMO transmission modes (whether Transmission Diversity, Spatial Multiplexing, or Multi-User MIMO) plays a key feature in determining the achievable rate and the error probability experienced by the users. MIMO-unaware scheduling policies, which neglect the transmission mode selection problem, do not perform well under MIMO. In the current literature, few MIMO-aware LTE-A scheduling policies have been designed. However, despite being proposed for LTE-A, these solutions do not take into account some constraints inherent to LTE-A, hence leading to unfeasible allocations. In this work, we propose a new framework for Transmission Mode Selection and Frequency. Domain Packet Scheduling, which is compliant with the constraints of the LTE-A standard. The resource allocation framework accommodates real-time requirements and fairness on demand, while the bulk of the resources are allocated in an opportunistic fashion, i.e. so as to maximize the cell throughput. Our results show that our proposal provides real-time connections with the desired level of QoS, without utterly sacrificing the cell throughput. As far as energy efficiency is concerned, we studied the problem of minimizing the RF power used by the eNodeB, while maintaining the same level of service for the users. We devised a provisioning framework that exploits the Multicast/Broadcast over a Single Frequency Network (MBSFN) mechanism to deactivate the eNodeB on some Transmission Time Intervals (TTI), and computes the minimum-power activation required for guaranteeing a given level of service. Our results show that the provisioning framework is stable, and that it allows significant savings with respect to an always-on policy, with marginal impact on the latency experienced by the users

Machine Learning-Enabled Resource Allocation for Underlay Cognitive Radio Networks

Due to the rapid growth of new wireless communication services and applications, much attention has been directed to frequency spectrum resources and the way they are regulated. Considering that the radio spectrum is a natural limited resource, supporting the ever increasing demands for higher capacity and higher data rates for diverse sets of users, services and applications is a challenging task which requires innovative technologies capable of providing new ways of efficiently exploiting the available radio spectrum. Consequently, dynamic spectrum access (DSA) has been proposed as a replacement for static spectrum allocation policies. The DSA is implemented in three modes including interweave, overlay and underlay mode [1]. The key enabling technology for DSA is cognitive radio (CR), which is among the core prominent technologies for the next generation of wireless communication systems. Unlike conventional radio which is restricted to only operate in designated spectrum bands, a CR has the capability to operate in different spectrum bands owing to its ability in sensing, understanding its wireless environment, learning from past experiences and proactively changing the transmission parameters as needed. These features for CR are provided by an intelligent software package called the cognitive engine (CE). In general, the CE manages radio resources to accomplish cognitive functionalities and allocates and adapts the radio resources to optimize the performance of the network. Cognitive functionality of the CE can be achieved by leveraging machine learning techniques. Therefore, this thesis explores the application of two machine learning techniques in enabling the cognition capability of CE. The two considered machine learning techniques are neural network-based supervised learning and reinforcement learning. Specifically, this thesis develops resource allocation algorithms that leverage the use of machine learning techniques to find the solution to the resource allocation problem for heterogeneous underlay cognitive radio networks (CRNs). The proposed algorithms are evaluated under extensive simulation runs. The first resource allocation algorithm uses a neural network-based learning paradigm to present a fully autonomous and distributed underlay DSA scheme where each CR operates based on predicting its transmission effect on a primary network (PN). The scheme is based on a CE with an artificial neural network that predicts the adaptive modulation and coding configuration for the primary link nearest to a transmitting CR, without exchanging information between primary and secondary networks. By managing the effect of the secondary network (SN) on the primary network, the presented technique maintains the relative average throughput change in the primary network within a prescribed maximum value, while also finding transmit settings for the CRs that result in throughput as large as allowed by the primary network interference limit. The second resource allocation algorithm uses reinforcement learning and aims at distributively maximizing the average quality of experience (QoE) across transmission of CRs with different types of traffic while satisfying a primary network interference constraint. To best satisfy the QoE requirements of the delay-sensitive type of traffics, a cross-layer resource allocation algorithm is derived and its performance is compared against a physical-layer algorithm in terms of meeting end-to-end traffic delay constraints. Moreover, to accelerate the learning performance of the presented algorithms, the idea of transfer learning is integrated. The philosophy behind transfer learning is to allow well-established and expert cognitive agents (i.e. base stations or mobile stations in the context of wireless communications) to teach newly activated and naive agents. Exchange of learned information is used to improve the learning performance of a distributed CR network. This thesis further identifies the best practices to transfer knowledge between CRs so as to reduce the communication overhead. The investigations in this thesis propose a novel technique which is able to accurately predict the modulation scheme and channel coding rate used in a primary link without the need to exchange information between the two networks (e.g. access to feedback channels), while succeeding in the main goal of determining the transmit power of the CRs such that the interference they create remains below the maximum threshold that the primary network can sustain with minimal effect on the average throughput. The investigations in this thesis also provide a physical-layer as well as a cross-layer machine learning-based algorithms to address the challenge of resource allocation in underlay cognitive radio networks, resulting in better learning performance and reduced communication overhead