An OFDM Signal Identification Method for Wireless Communications Systems

Distinction of OFDM signals from single carrier signals is highly important for adaptive receiver algorithms and signal identification applications. OFDM signals exhibit Gaussian characteristics in time domain and fourth order cumulants of Gaussian distributed signals vanish in contrary to the cumulants of other signals. Thus fourth order cumulants can be utilized for OFDM signal identification. In this paper, first, formulations of the estimates of the fourth order cumulants for OFDM signals are provided. Then it is shown these estimates are affected significantly from the wireless channel impairments, frequency offset, phase offset and sampling mismatch. To overcome these problems, a general chi-square constant false alarm rate Gaussianity test which employs estimates of cumulants and their covariances is adapted to the specific case of wireless OFDM signals. Estimation of the covariance matrix of the fourth order cumulants are greatly simplified peculiar to the OFDM signals. A measurement setup is developed to analyze the performance of the identification method and for comparison purposes. A parametric measurement analysis is provided depending on modulation order, signal to noise ratio, number of symbols, and degree of freedom of the underlying test. The proposed method outperforms statistical tests which are based on fixed thresholds or empirical values, while a priori information requirement and complexity of the proposed method are lower than the coherent identification techniques

A Survey of Blind Modulation Classification Techniques for OFDM Signals

Blind modulation classification (MC) is an integral part of designing an adaptive or intelligent transceiver for future wireless communications. Blind MC has several applications in the adaptive and automated systems of sixth generation (6G) communications to improve spectral efficiency and power efficiency, and reduce latency. It will become a integral part of intelligent software-defined radios (SDR) for future communication. In this paper, we provide various MC techniques for orthogonal frequency division multiplexing (OFDM) signals in a systematic way. We focus on the most widely used statistical and machine learning (ML) models and emphasize their advantages and limitations. The statistical-based blind MC includes likelihood-based (LB), maximum a posteriori (MAP) and feature-based methods (FB). The ML-based automated MC includes k-nearest neighbors (KNN), support vector machine (SVM), decision trees (DTs), convolutional neural networks (CNNs), recurrent neural networks (RNNs), and long short-term memory (LSTM) based MC methods. This survey will help the reader to understand the main characteristics of each technique, their advantages and disadvantages. We have also simulated some primary methods, i.e., statistical- and ML-based algorithms, under various constraints, which allows a fair comparison among different methodologies. The overall system performance in terms bit error rate (BER) in the presence of MC is also provided. We also provide a survey of some practical experiment works carried out through National Instrument hardware over an indoor propagation environment. In the end, open problems and possible directions for blind MC research are briefly discussed

Blind Estimation of OFDM System Parameters for Automatic Signal Identification

Orthogonal frequency division multiplexing (OFDM) has gained worldwide popular­ ity in broadband wireless communications recently due to its high spectral efficiency and robust performance in multipath fading channels. A growing trend of smart receivers which can support and adapt to multiple OFDM based standards auto­ matically brings the necessity of identifying different standards by estimating OFDM system parameters without a priori information. Consequently, blind estimation and identification of OFDM system parameters has received considerable research atten­ tions. Many techniques have been developed for blind estimation of various OFDM parameters, whereas estimation of the sampling frequency is often ignored. Further­ more, the estimated sampling frequency of an OFDM signal has to be very accurate for data recovery due to the high sensitivity of OFDM signals to sampling clock offset. To address the aforementioned problems, we propose a two-step cyclostation- arity based algorithm with low computational complexity to precisely estimate the sampling frequency of a received oversampled OFDM signal. With this estimated sampling frequency and oversampling ratio, other OFDM system parameters, i.e., the number of subcarriers, symbol duration and cyclic prefix (CP) length can be es­ timated based on the cyclic property from CP sequentially. In addition, modulation scheme used in the OFDM can be classified based on the higher-order statistics (HOS) of the frequency domain OFDM signal. All the proposed algorithms are verified by a lab testing system including a vec­ tor signal generator, a spectrum analyzer and a high speed digitizer. The evaluation results confirm the high precision and efficacy of the proposed algorithm in realistic scenarios

Advanced methods in automatic modulation classification for emerging technologies

Modulation classification (MC) is of large importance in both military and commercial communication applications. It is a challenging problem, especially in non-cooperative wireless environments, where channel fading and no prior knowledge on the incoming signal are major factors that deteriorate the reception performance. Although the average likelihood ratio test method can provide an optimal solution to the MC problem with unknown parameters, it suffers from high computational complexity and in some cases mathematical intractability. Instead, in this research, an array-based quasi-hybrid likelihood ratio test (qHLRT) algorithm is proposed, which depicts two major advantages. First, it is simple yet accurate enough parameter estimation with reduced complexity. Second the incorporation of antenna arrays offers an effective ability to combat fading. Furthermore, a practical array-based qHLRT classifier scheme is implemented, which applies maximal ratio combining (MRC) to increase the accuracy of both carrier frequency offset (CFO) estimation and likelihood function calculation in channel fading. In fact, double CFO estimations are executed in this classifier. With the first the unknown CFO, phase offsets and amplitudes are estimated as prerequisite for MRC operation. Then, MRC is performed using these estimates, followed by a second CFO estimator. Since the input of the second CFO estimator is the output of the MRC, fading effects on the incoming signals are removed significantly and signal-to-noise ratio (SNR) is augmented. As a result, a more accurate CFO estimate is obtained. Consequently, the overall classification performance is improved, especially in low SNR environment. Recently, many state-of-the-arts communication technologies, such as orthogonal frequency division multiplexing (OFDM) modulations, have been emerging. The need for distinguishing OFDM signal from single carrier has become obvious. Besides, some vital parameters of OFDM signals should be extracted for further processing. In comparison to the research on MC for single carrier single antenna transmission, much less attention has been paid to the MC for emerging modulation methods. A comprehensive classification system is proposed for recognizing the OFDM signal and extracting its parameters. An automatic OFDM modulation classifier is proposed, which is based on the goodness-of-fittest. Since OFDM signal is Gaussian, Cramer-von Mises technique, working on the empirical distribution function, has been applied to test the presence of the normality. Numerical results show that such approach can successfully identify OFDM signals from single carrier modulations over a wide SNR range. Moreover, the proposed scheme can provide the acceptable performance when frequency-selective fading is present. Correlation test is then applied to estimate OFDM cyclic prefix duration. A two-phase searching scheme, which is based on Fast Fourier Transform (FFT) as well as Gaussianity test, is devised to detect the number of subcarriers. In the first phase, a coarse search is carried out iteratively. The exact number of subcarriers is determined by the fine tune in the second phase. Both analytical work and numerical results are presented to verify the efficiency of the proposed scheme

Deep learning for wireless communications : flexible architectures and multitask learning

Demand for wireless connectivity has never been higher and continues to grow rapidly. Connecting more devices requires mindfulness in managing the limited resources of energy and radio spectrum. The advent of Software Defined Radio (SDR) has enabled breathroughs in radio configurability, enabling dynamic spectrum access and physical layer optimizations at runtime. In recent years Machine Learning (ML) has been a key enabling technology of various innovations in the wireless communications domain, taking advantage of the newfound flexibility in SDR. The new ML-based signal processing models are no longer based entirely on Digital Signal Processing (DSP) expertise, but are developed in a data-driven approach. This paradigm shift in receiver design is recent, and appropriate architectures and best model training practices have yet to be established. This thesis explores multiple wireless communications tasks addressed with the toolbox of Deep Learning (DL), which is a subset of ML. Many existing DL solutions are hampered by the limitations of the chosen architectures, which limits their adoptability as drag-and-drop solutions by wireless system designers. Recurrent Neural Network (RNN) and Fully Convolutional Neural Network (FCN) architecture types are explored that enable the adaptability one would expect of classic DSP functions (like the filter). The field of wireless communications boasts a wealth of data, due to the mature and feature-rich simulation software ecosystem. In Radio Frequency Machine Learning (RFML) this is regularly leveraged to produce datasets for the new data-driven models. Techniques like Multitask Learning (MTL) can exploit this simulated data even further by allowing models to be trained on their primary task, like signal classification or demodulation, while simultaneously estimating the channel quality. The findings presented in this work show that fully convolutional architectures can be more appropriate for tasks like frame synchronization compared to commonly applied classification models. RNN-based autoencoders achieve good results as an end-to-end trainable receiver solution, however they can be challenging to apply to longer sequences. MTL is identified as an excellent technique not only for training unique models, capable of performing multiple tasks, but as a regularization technique in RFML.Demand for wireless connectivity has never been higher and continues to grow rapidly. Connecting more devices requires mindfulness in managing the limited resources of energy and radio spectrum. The advent of Software Defined Radio (SDR) has enabled breathroughs in radio configurability, enabling dynamic spectrum access and physical layer optimizations at runtime. In recent years Machine Learning (ML) has been a key enabling technology of various innovations in the wireless communications domain, taking advantage of the newfound flexibility in SDR. The new ML-based signal processing models are no longer based entirely on Digital Signal Processing (DSP) expertise, but are developed in a data-driven approach. This paradigm shift in receiver design is recent, and appropriate architectures and best model training practices have yet to be established. This thesis explores multiple wireless communications tasks addressed with the toolbox of Deep Learning (DL), which is a subset of ML. Many existing DL solutions are hampered by the limitations of the chosen architectures, which limits their adoptability as drag-and-drop solutions by wireless system designers. Recurrent Neural Network (RNN) and Fully Convolutional Neural Network (FCN) architecture types are explored that enable the adaptability one would expect of classic DSP functions (like the filter). The field of wireless communications boasts a wealth of data, due to the mature and feature-rich simulation software ecosystem. In Radio Frequency Machine Learning (RFML) this is regularly leveraged to produce datasets for the new data-driven models. Techniques like Multitask Learning (MTL) can exploit this simulated data even further by allowing models to be trained on their primary task, like signal classification or demodulation, while simultaneously estimating the channel quality. The findings presented in this work show that fully convolutional architectures can be more appropriate for tasks like frame synchronization compared to commonly applied classification models. RNN-based autoencoders achieve good results as an end-to-end trainable receiver solution, however they can be challenging to apply to longer sequences. MTL is identified as an excellent technique not only for training unique models, capable of performing multiple tasks, but as a regularization technique in RFML