State-of-the-art generalisation research in NLP: a taxonomy and review

The ability to generalise well is one of the primary desiderata of natural language processing (NLP). Yet, what `good generalisation' entails and how it should be evaluated is not well understood, nor are there any common standards to evaluate it. In this paper, we aim to lay the ground-work to improve both of these issues. We present a taxonomy for characterising and understanding generalisation research in NLP, we use that taxonomy to present a comprehensive map of published generalisation studies, and we make recommendations for which areas might deserve attention in the future. Our taxonomy is based on an extensive literature review of generalisation research, and contains five axes along which studies can differ: their main motivation, the type of generalisation they aim to solve, the type of data shift they consider, the source by which this data shift is obtained, and the locus of the shift within the modelling pipeline. We use our taxonomy to classify over 400 previous papers that test generalisation, for a total of more than 600 individual experiments. Considering the results of this review, we present an in-depth analysis of the current state of generalisation research in NLP, and make recommendations for the future. Along with this paper, we release a webpage where the results of our review can be dynamically explored, and which we intend to up-date as new NLP generalisation studies are published. With this work, we aim to make steps towards making state-of-the-art generalisation testing the new status quo in NLP.Comment: 35 pages of content + 53 pages of reference

Deep representation learning: Fundamentals, Perspectives, Applications, and Open Challenges

Machine Learning algorithms have had a profound impact on the field of computer science over the past few decades. These algorithms performance is greatly influenced by the representations that are derived from the data in the learning process. The representations learned in a successful learning process should be concise, discrete, meaningful, and able to be applied across a variety of tasks. A recent effort has been directed toward developing Deep Learning models, which have proven to be particularly effective at capturing high-dimensional, non-linear, and multi-modal characteristics. In this work, we discuss the principles and developments that have been made in the process of learning representations, and converting them into desirable applications. In addition, for each framework or model, the key issues and open challenges, as well as the advantages, are examined

딥러닝 기반 생성 모델을 이용한 자연어처리 데이터 증강 기법

학위논문(박사)--서울대학교 대학원 :공과대학 컴퓨터공학부,2020. 2. 이상구.Recent advances in generation capability of deep learning models have spurred interest in utilizing deep generative models for unsupervised generative data augmentation (GDA). Generative data augmentation aims to improve the performance of a downstream machine learning model by augmenting the original dataset with samples generated from a deep latent variable model. This data augmentation approach is attractive to the natural language processing community, because (1) there is a shortage of text augmentation techniques that require little supervision and (2) resource scarcity being prevalent. In this dissertation, we explore the feasibility of exploiting deep latent variable models for data augmentation on three NLP tasks: sentence classification, spoken language understanding (SLU) and dialogue state tracking (DST), represent NLP tasks of various complexities and properties -- SLU requires multi-task learning of text classification and sequence tagging, while DST requires the understanding of hierarchical and recurrent data structures. For each of the three tasks, we propose a task-specific latent variable model based on conditional, hierarchical and sequential variational autoencoders (VAE) for multi-modal joint modeling of linguistic features and the relevant annotations. We conduct extensive experiments to statistically justify our hypothesis that deep generative data augmentation is beneficial for all subject tasks. Our experiments show that deep generative data augmentation is effective for the select tasks, supporting the idea that the technique can potentially be utilized for other range of NLP tasks. Ablation and qualitative studies reveal deeper insight into the underlying mechanisms of generative data augmentation. As a secondary contribution, we also shed light onto the recurring posterior collapse phenomenon in autoregressive VAEs and, subsequently, propose novel techniques to reduce the model risk, which is crucial for proper training of complex VAE models, enabling them to synthesize better samples for data augmentation. In summary, this work intends to demonstrate and analyze the effectiveness of unsupervised generative data augmentation in NLP. Ultimately, our approach enables standardized adoption of generative data augmentation, which can be applied orthogonally to existing regularization techniques.최근 딥러닝 기반 생성 모델의 급격한 발전으로 이를 이용한 생성 기반 데이터 증강 기법(generative data augmentation, GDA)의 실현 가능성에 대한 기대가 커지고 있다. 생성 기반 데이터 증강 기법은 딥러닝 기반 잠재변수 모델에서 생성 된 샘플을 원본 데이터셋에 추가하여 연관된 태스크의 성능을 향상시키는 기술을 의미한다. 따라서 생성 기반 데이터 증강 기법은 데이터 공간에서 이뤄지는 정규화 기술의 한 형태로 간주될 수 있다. 이러한 딥러닝 기반 생성 모델의 새로운 활용 가능성은 자연어처리 분야에서 더욱 중요하게 부각되는 이유는 (1) 범용 가능한 텍스트 데이터 증강 기술의 부재와 (2) 텍스트 데이터의 희소성을 극복할 수 있는 대안이 필요하기 때문이다. 문제의 복잡도와 특징을 골고루 채집하기 위해 본 논문에서는 텍스트 분류(text classification), 순차적 레이블링과 멀티태스킹 기술이 필요한 발화 이해(spoken language understanding, SLU), 계층적이며 재귀적인 데이터 구조에 대한 고려가 필요한 대화 상태 추적(dialogue state tracking, DST) 등 세 가지 문제에서 딥러닝 기반 생성 모델을 활용한 데이터 증강 기법의 타당성에 대해 다룬다. 본 연구에서는 조건부, 계층적 및 순차적 variational autoencoder (VAE)에 기반하여 각 자연어처리 문제에 특화된 텍스트 및 연관 부착 정보를 동시에 생성하는 특수 딥러닝 생성 모델들을 제시하고, 다양한 하류 모델과 데이터셋을 다루는 등 폭 넓은 실험을 통해 딥 생성 모델 기반 데이터 증강 기법의 효과를 통계적으로 입증하였다. 부수적 연구에서는 자기회귀적(autoregressive) VAE에서 빈번히 발생하는 posterior collapse 문제에 대해 탐구하고, 해당 문제를 완화할 수 있는 신규 방안도 제안한다. 해당 방법을 생성적 데이터 증강에 필요한 복잡한 VAE 모델에 적용하였을 때, 생성 모델의 생성 질이 향상되어 데이터 증강 효과에도 긍정적인 영향을 미칠 수 있음을 검증하였다. 본 논문을 통해 자연어처리 분야에서 기존 정규화 기법과 병행 적용 가능한 비지도 형태의 데이터 증강 기법의 표준화를 기대해 볼 수 있다.1 Introduction 1 1.1 Motivation 1 1.2 Dissertation Overview 6 2 Background and Related Work 8 2.1 Deep Latent Variable Models 8 2.1.1 Variational Autoencoder (VAE) 10 2.1.2 Deep Generative Models and Text Generation 12 2.2 Data Augmentation 12 2.2.1 General Description 13 2.2.2 Categorization of Data Augmentation 14 2.2.3 Theoretical Explanations 21 2.3 Summary 24 3 Basic Task: Text Classi cation 25 3.1 Introduction 25 3.2 Our Approach 28 3.2.1 Proposed Models 28 3.2.2 Training with I-VAE 29 3.3 Experiments 31 3.3.1 Datasets 32 3.3.2 Experimental Settings 33 3.3.3 Implementation Details 34 3.3.4 Data Augmentation Results 36 3.3.5 Ablation Studies 39 3.3.6 Qualitative Analysis 40 3.4 Summary 45 4 Multi-task Learning: Spoken Language Understanding 46 4.1 Introduction 46 4.2 Related Work 48 4.3 Model Description 48 4.3.1 Framework Formulation 48 4.3.2 Joint Generative Model 49 4.4 Experiments 56 4.4.1 Datasets 56 4.4.2 Experimental Settings 57 4.4.3 Generative Data Augmentation Results 61 4.4.4 Comparison to Other State-of-the-art Results 63 4.4.5 Ablation Studies 63 4.5 Summary 67 5 Complex Data: Dialogue State Tracking 68 5.1 Introduction 68 5.2 Background and Related Work 70 5.2.1 Task-oriented Dialogue 70 5.2.2 Dialogue State Tracking 72 5.2.3 Conversation Modeling 72 5.3 Variational Hierarchical Dialogue Autoencoder (VHDA) 73 5.3.1 Notations 73 5.3.2 Variational Hierarchical Conversational RNN 74 5.3.3 Proposed Model 75 5.3.4 Posterior Collapse 82 5.4 Experimental Results 84 5.4.1 Experimental Settings 84 5.4.2 Data Augmentation Results 90 5.4.3 Intrinsic Evaluation - Language Evaluation 94 5.4.4 Qualitative Results 95 5.5 Summary 101 6 Conclusion 103 6.1 Summary 103 6.2 Limitations 104 6.3 Future Work 105Docto

Backdoor Attacks and Countermeasures in Natural Language Processing Models: A Comprehensive Security Review

Deep Neural Networks (DNNs) have led to unprecedented progress in various natural language processing (NLP) tasks. Owing to limited data and computation resources, using third-party data and models has become a new paradigm for adapting various tasks. However, research shows that it has some potential security vulnerabilities because attackers can manipulate the training process and data source. Such a way can set specific triggers, making the model exhibit expected behaviors that have little inferior influence on the model's performance for primitive tasks, called backdoor attacks. Hence, it could have dire consequences, especially considering that the backdoor attack surfaces are broad. To get a precise grasp and understanding of this problem, a systematic and comprehensive review is required to confront various security challenges from different phases and attack purposes. Additionally, there is a dearth of analysis and comparison of the various emerging backdoor countermeasures in this situation. In this paper, we conduct a timely review of backdoor attacks and countermeasures to sound the red alarm for the NLP security community. According to the affected stage of the machine learning pipeline, the attack surfaces are recognized to be wide and then formalized into three categorizations: attacking pre-trained model with fine-tuning (APMF) or prompt-tuning (APMP), and attacking final model with training (AFMT), where AFMT can be subdivided into different attack aims. Thus, attacks under each categorization are combed. The countermeasures are categorized into two general classes: sample inspection and model inspection. Overall, the research on the defense side is far behind the attack side, and there is no single defense that can prevent all types of backdoor attacks. An attacker can intelligently bypass existing defenses with a more invisible attack. ......Comment: 24 pages, 4 figure