Multi-antenna OFDM systems in the presence of phase noise and doubly-selective fading

Orthogonal frequency division multiplexing (OFDM), which has been very attractive for future high rate wireless communications, is very robust to channel multipath fading effect while providing high transmission data rate with high spectral efficiency. Multiple antennas can be combined with OFDM to increase diversity gain and to improve spectral efficiency through spatial multiplexing and space-time coding (STC). This dissertation focuses on performance analysis and detection schemes of multi-antenna OFDM systems in the presence of phase noise and doubly-selective fading where channel is both time-selective and frequency-selective. In space-time coded OFDM (ST-OFDM), channel time variations cause not only intercarrier interference (ICI) among different subcarriers in one OFDM symbol, but also intertransmit-antenna interference (ITAI). We quantify the impact of time-selective fading on the performance of quasi-orthogonal ST-OFDM systems by deriving, via an analytical approach, the expressions of carrier-to-interference ratio (CIR) and signal-to-interference-plus-noise ratio (SINR). We also evaluate the performance of five different detection schemes and show that all these schemes suffer from an irreducible error floor. Multiple-input multiple-output (MIMO) antennas combined with OFDM are very attractive for high-data-rate communications. However, MIMO-OFDM systems are very vulnerable to time-selective fading. We apply frequency-domain correlative coding in MIMO-OFDM systems over doubly-selective fading channels and derive the analytical expression of CIR to demonstrate the effectiveness of correlative coding in mitigating ICI. When applied in fast fading channels, common ST-OFDM receivers usually suffer from an irreducible error floor. We apply frequency-domain correlative coding combined with a modified decision-feedback (DF) detection scheme with low complexity to effectively suppress the error floor of quasi-orthogonal ST-OFDM over fast fading channels. Similar to single-antenna OFDM, MIMO-OFDM suffers from significant performance degradation due to phase noise and time-selective fading. After characterizing the common phase error (CPE) caused by phase noise and ICI caused by phase noise as well as time-selective fading, we derive a minimum mean-squared error (MMSE)- based scheme to mitigate the effect of both phase noise and Doppler frequency shift. We also evaluate and compare the performance of various detection schemes combined with the proposed CPE mitigation scheme. Throughout the dissertation, theoretical performance analysis is always presented along with corroborating simulations.Keywords: OFDM, space-time coding, doubly-selective, MIMO, phase nois

FBMC system: an insight into doubly dispersive channel impact

It has been claimed that filter bank multicarrier (FBMC) systems suffer from negligible performance loss caused by moderate dispersive channels in the absence of guard time protection between symbols. However, a theoretical and systematic explanation/analysis for the statement is missing in the literature to date. In this paper, based on one-tap minimum mean square error (MMSE) and zero-forcing (ZF) channel equalizations, the impact of doubly dispersive channel on the performance of FBMC systems is analyzed in terms of mean square error of received symbols. Based on this analytical framework, we prove that the circular convolution property between symbols and the corresponding channel coefficients in the frequency domain holds loosely with a set of inaccuracies. To facilitate analysis, we first model the FBMC system in a vector/matrix form and derive the estimated symbols as a sum of desired signal, noise, intersymbol interference (ISI), intercarrier interference (ICI), interblock interference (IBI), and estimation bias in the MMSE equalizer. Those terms are derived one-by-one and expressed as a function of channel parameters. The numerical results reveal that under harsh channel conditions, e.g., with large Doppler spread or channel delay spread, the FBMC system performance may be severely deteriorated and error floor will occur

Blind Receiver Design for OFDM Systems Over Doubly Selective Channels

We develop blind data detectors for orthogonal frequency-division multiplexing (OFDM) systems over doubly selective channels by exploiting both frequency-domain and time-domain correlations of the received signal. We thus derive two blind data detectors: a time-domain data detector and a frequency-domain data detector. We also contribute a reduced complexity, suboptimal version of a time-domain data detector that performs robustly when the normalized Doppler rate is less than 3%. Our frequency-domain data detector and suboptimal time-domain data detector both result in integer least-squares (LS) problems. We propose the use of the V-BLAST detector and the sphere decoder. The time-domain data detector is not limited to the Doppler rates less than 3%, but cannot be posed as an integer LS problem. Our solution is to develop an iterative algorithm that starts from the suboptimal time-domain data detector output. We also propose channel estimation and prediction algorithms using a polynomial expansion model, and these estimators work with data detectors (decision-directed mode) to reduce the complexity. The estimators for the channel statistics and the noise variance are derived using the likelihood function for the data. Our blind data detectors are fairly robust against the parameter mismatch

Signal Detection for OFDM-Based Virtual MIMO Systems under Unknown Doubly Selective Channels, Multiple Interferences and Phase Noises

In this paper, the challenging problem of signal detection under severe communication environment that plagued by unknown doubly selective channels (DSCs), multiple narrowband interferences (NBIs) and phase noises (PNs) is investigated for orthogonal frequency division multiplexing based virtual multiple-input multiple-output (OFDM-V-MIMO) systems. Based on the Variational Bayesian Inference framework, a novel iterative algorithm for joint signal detection, DSC, NBI and PN estimations is proposed. Simulation results demonstrate quick convergence of the proposed algorithm, and after convergence, the bit-error-rate performance of the proposed signal detection algorithm is very close to that of the ideal case which assumes perfect channel state information, no PN, and known positions and powers of NBIs plus additive white Gaussian noise. Furthermore, simulation results show that the proposed signal detection algorithm outperforms other state-of-the-art methods.published_or_final_versio

Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Doctor of Philosophy

dissertationThe demand for high speed communication has been increasing in the past two decades. Multicarrier communication technology has been suggested to address this demand. Orthogonal frequency-division multiplexing (OFDM) is the most widely used multicarrier technique. However, OFDM has a number of disadvantages in time-varying channels, multiple access, and cognitive radios. On the other hand, filterbank multicarrier (FBMC) communication has been suggested as an alternative to OFDM that can overcome the disadvantages of OFDM. In this dissertation, we investigate the application of filtered multitone (FMT), a subset of FBMC modulation methods, to slow fading and fast fading channels. We investigate the FMT transmitter and receiver in continuous and discrete time domains. An efficient implementation of FMT systems is derived and the conditions for perfect reconstruction in an FBMC communication system are presented. We derive equations for FMT in slow fading channels that allow evaluation of FMT when applied to mobile wireless communication systems. We consider using fractionally spaced per tone channel equalizers with different number of taps. The numerical results are presented to investigate the performance of these equalizers. The numerical results show that single-tap equalizers suffice for typical wireless channels. The equalizer design study is advanced by introducing adaptive equalizers which use channel estimation. We derive equations for a minimum mean square error (MMSE) channel estimator and improve the channel estimation by considering the finite duration of channel impulse response. The results of optimum equalizers (when channel is known perfectly) are compared with those of the adaptive equalizers, and it is found that a loss of 1 dB or less incurs. We also introduce a new form of FMT which is specially designed to handle doubly dispersive channels. This method is called FMT-dd (FMT for doubly dispersive channels). The proposed FMT-dd is applied to two common methods of data symbol orientation in the time-frequency space grid; namely, rectangular and hexagonal lattices. The performance of these methods along with OFDM and the conventional FMT are compared and a significant improvement in performance is observed. The FMT-dd design is applied to real-world underwater acoustic (UWA) communication channels. The experimental results from an at-sea experiment (ACOMM10) show that this new design provides a significant gain over OFDM. The feasibility of implementing a MIMO system for multicarrier UWA communication channels is studied through computer simulations. Our study emphasizes the bandwidth efficiency of multicarrier MIMO communications .We show that the value of MIMO to UWA communication is very limited