Rate Splitting for MIMO Wireless Networks: A Promising PHY-Layer Strategy for LTE Evolution

MIMO processing plays a central part towards the recent increase in spectral and energy efficiencies of wireless networks. MIMO has grown beyond the original point-to-point channel and nowadays refers to a diverse range of centralized and distributed deployments. The fundamental bottleneck towards enormous spectral and energy efficiency benefits in multiuser MIMO networks lies in a huge demand for accurate channel state information at the transmitter (CSIT). This has become increasingly difficult to satisfy due to the increasing number of antennas and access points in next generation wireless networks relying on dense heterogeneous networks and transmitters equipped with a large number of antennas. CSIT inaccuracy results in a multi-user interference problem that is the primary bottleneck of MIMO wireless networks. Looking backward, the problem has been to strive to apply techniques designed for perfect CSIT to scenarios with imperfect CSIT. In this paper, we depart from this conventional approach and introduce the readers to a promising strategy based on rate-splitting. Rate-splitting relies on the transmission of common and private messages and is shown to provide significant benefits in terms of spectral and energy efficiencies, reliability and CSI feedback overhead reduction over conventional strategies used in LTE-A and exclusively relying on private message transmissions. Open problems, impact on standard specifications and operational challenges are also discussed.Comment: accepted to IEEE Communication Magazine, special issue on LTE Evolutio

Joint Wireless Information and Energy Transfer with Reduced Feedback in MIMO Interference Channels

To determine the transmission strategy for joint wireless information and energy transfer (JWIET) in the MIMO interference channel (IFC), the information access point (IAP) and energy access point (EAP) require the channel state information (CSI) of their associated links to both the information-decoding (ID) mobile stations (MSs) and energy-harvesting (EH) MSs (so-called local CSI). In this paper, to reduce th e feedback overhead of MSs for the JWIET in two-user MIMO IFC, we propose a Geodesic energy beamforming scheme that requires partial CSI at the EAP. Furthermore, in the two-user MIMO IFC, it is proved that the Geodesic energy beamforming is the optimal strategy. By adding a rank-one constraint on the transmit signal covariance of IAP, we can further reduce the feedback overhead to IAP by exploiting Geodesic information beamforming. Under the rank-one constraint of IAP's transmit signal, we prove that Geodesic information/energy beamforming approach is the optimal strategy for JWIET in the two-user MIMO IFC. We also discuss the extension of the proposed rank-one Geodesic information/energy beamforming strategies to general K-user MIMO IFC. Finally, by analyzing the achievable rate-energy performance statistically under imperfect partial CSIT, we propose an adaptive bit allocation strategy for both EH MS and ID MS.Comment: accepted to IEEE Journal of Selected Areas in Communications (IEEE JSAC), Special Issue on Wireless Communications Powered by Energy Harvesting and Wireless Energy Transfe

Energy Efficient, Cooperative Communication in Low-Power Wireless Networks

The increased interest in massive deployment of wireless sensors and network densification requires more innovation in low-latency communication across multi-hop networks. Moreover, the resource constrained nature of sensor nodes calls for more energy efficient transmission protocols, in order to increase the battery life of said devices. Therefore, it is important to investigate possible technologies that would aid in improving energy efficiency and decreasing latency in wireless sensor networks (WSN) while focusing on application specific requirements. To this end, and based on state of the art Glossy, a low-power WSN flooding protocol, this dissertation introduces two energy efficient, cooperative transmission schemes for low-power communication in WSNs, with the aim of achieving performance gains in energy efficiency, latency and power consumption. These approaches apply several cooperative transmission technologies such as physical layer network coding and transmit beamforming. Moreover, mathematical tools such as convex optimization and game theory are used in order to analytically construct the proposed schemes. Then, system level simulations are performed, where the proposed schemes are evaluated based on different criteria. First, in order to improve over all latency in the network as well as energy efficiency, MF-Glossy is proposed; a communication scheme that enables the simultaneous flooding of different packets from multiple sources to all nodes in the network. Using a communication-theoretic analysis, upper bounds on the performance of Glossy and MF-Glossy are determined. Further, simulation results show that MF-Glossy has the potential to achieve several-fold improvements in goodput and latency across a wide spectrum of network configurations at lower energy costs and comparable packet reception rates. Hardware implementation challenges are discussed as a step towards harnessing the potential of MF-Glossy in real networks, while focusing on key challenges and possible solutions. Second, under the assumption of available channel state information (CSI) at all nodes, centralized and distributed beamforming and power control algorithms are proposed and their performance is evaluated. They are compared in terms of energy efficiency to standard Glossy. Numerical simulations demonstrate that a centralized power control scheme can achieve several-fold improvements in energy efficiency over Glossy across a wide spectrum of network configurations at comparable packet reception rates. Furthermore, the more realistic scenario where CSI is not available at transmitting nodes is considered. To battle CSI unavailability, cooperation is introduced on two stages. First, cooperation between receiving and transmitting nodes is proposed for the process of CSI acquisition, where the receivers provide the transmitters with quantized (e.g. imperfect) CSI. Then, cooperation within transmitting nodes is proposed for the process of multi-cast transmit beamforming. In addition to an analytical formulation of the robust multi-cast beamforming problem with imperfect CSI, its performance is evaluated, in terms of energy efficiency, through numerical simulations. It is shown that the level of cooperation, represented by the number of limited feedback bits from receivers to transmitters, greatly impacts energy efficiency. To this end, the optimization problem of finding the optimal number of feedback bits B is formulated, as a programming problem, under QoS constraints of 5% maximum outage. Numerical simulations show that there exists an optimal number of feedback bits that maximizes energy efficiency. Finally, the effect of choosing cooperating transmitters on energy efficiency is studied, where it is shown that an optimum group of cooperating transmit nodes, also known as a transmit coalition, can be formed in order to maximize energy efficiency. The investigated techniques including optimum feedback bits and transmit coalition formation can achieve a 100% increase in energy efficiency when compared to state of the art Glossy under same operation requirements in very dense networks. In summary, the two main contributions in this dissertation provide insights on the possible performance gains that can be achieved when cooperative technologies are used in low-power wireless networks

Esquemas de cooperação entre estações base para o LTE no sentido descendente

The explosive growth in wireless traffic and in the number of connected devices as smart phones or computers, are causing a dramatic increase in the levels of interference, which significantly degrades the capacity gains promised by the point-to-point multi input, multi output (MIMO) based techniques. Therefore, it is becoming increasingly clear that major new improvements in spectral efficiency of wireless networks will have to entail addressing intercell interference. So, there is a need for a new cellular architecture that can take these factors under consideration. It is in this context that LTE-Advanced arises. One of the most promising LTE-Advanced technology is Coordinated Multipoint (CoMP), which allows base stations to cooperate among them, in order to mitigate or eliminate the intercell interference and, by doing so, increase the system’s capacity. This thesis intends to study this concept, implementing some schemes that fall under the CoMP concept. In this thesis we consider a distributed precoded multicell approach, where the precoders are computed locally at each BS to mitigate the intercell interference. Two precoder are considered: distributed zero forcing (DZF) and distributed virtual signal-to-interference noise ratio (DVSINR) recently proposed. Then the system is further optimized by computing a power allocation algorithm over the subcarriers that minimizes the average bit error rate (BER). The considered algorithms are also evaluated under imperfect channel state information. A quantized version of the CSI associated to the different links between the BS and the UT is feedback from the UT to the BS. This information is then employed by the different BSs to perform the precoding design. A new DVSINR precoder explicitly designed under imperfect CSI is proposed. The proposed schemes were implemented considering the LTE specifications, and the results show that the considered precoders are efficiently to remove the interference even under imperfect CSI.O crescimento exponencial no tráfego de comunicações sem-fios e no número de dispositivos utilizados (smart phones, computadores portáteis, etc.) está a causar um aumento significativo nos níveis de interferência, que prejudicam significativamente os ganhos de capacidade assegurados pelas tecnologias baseadas em ligações ponto-a-ponto MIMO. Deste modo, torna-se cada vez mais necessário que os grandes aperfeiçoamentos na eficiência espectral de sistemas de comunicações sem-fios tenham em consideração a interferência entre células. De forma a tomar em consideração estes aspectos, uma nova arquitectura celular terá de ser desenvolvida. É assim, neste contexto, que surge o LTE-Advanced. Uma das tecnologias mais promissoras do LTE-Advanced é a Coordenação Multi-Ponto (CoMP), que permite que as estações base cooperem de modo a mitigar a interferência entre células e, deste modo, aumentar a capacidade do sistema. Esta dissertação pretende estudar este conceito, implementando para isso algumas técnicas que se enquadram no conceito do CoMP. Nesta dissertação iremos considerar a implementação de um sistema de pré-codificação em múltiplas células, em que os pré-codificadores são calculados em cada BS, de modo a mitigar a interferência entre células. São considerados dois pré-codificadores: Distributed Zero Forcing (DZF) e Distributed Virtual Signal-to-Interferance Noise Ratio (DVSINR), recentemente proposto. De seguida o sistema é optimizado com a introdução de algoritmos de alocação de potência entre as sub-portadoras com o objectivo de minimizar a taxa média de erros (BER). Os algoritmos considerados são também avaliados em situações em que a informação do estado do canal é imperfeita. Uma versão quantizada da CSI associada a cada uma das diferentes ligações entre as BS e os UT é assim enviada do UT para a BS. Esta informação é então utilizada para calcular os diferentes pré-codificadores em cada BS. Uma nova versão do pré-codificador DVSINR é proposta de modo a lidar com CSI imperfeito. Os esquemas propostos foram implementados considerandos especificações do LTE, e os resultados obtidos demonstram que os pré-codificadores removem de uma forma eficiente a interferência, mesmo em situações em que a CSI é imperfeita

Reconfigurable Intelligent Surface for Physical Layer Security in 6G-IoT: Designs, Issues, and Advances

Sixth-generation (6G) networks pose substantial security risks because confidential information is transmitted over wireless channels with a broadcast nature, and various attack vectors emerge. Physical layer security (PLS) exploits the dynamic characteristics of wireless environments to provide secure communications, while reconfigurable intelligent surfaces (RISs) can facilitate PLS by controlling wireless transmissions. With RIS-aided PLS, a lightweight security solution can be designed for low-end Internet of Things (IoT) devices, depending on the design scenario and communication objective. This article discusses RIS-aided PLS designs for 6G-IoT networks against eavesdropping and jamming attacks. The theoretical background and literature review of RIS-aided PLS are discussed, and design solutions related to resource allocation, beamforming, artificial noise, and cooperative communication are presented. We provide simulation results to show the effectiveness of RIS in terms of PLS. In addition, we examine the research issues and possible solutions for RIS modeling, channel modeling and estimation, optimization, and machine learning. Finally, we discuss recent advances, including STAR-RIS and malicious RIS.Comment: Accepted for IEEE Internet of Things Journa

Physical Layer Service Integration in 5G: Potentials and Challenges

High transmission rate and secure communication have been identified as the key targets that need to be effectively addressed by fifth generation (5G) wireless systems. In this context, the concept of physical-layer security becomes attractive, as it can establish perfect security using only the characteristics of wireless medium. Nonetheless, to further increase the spectral efficiency, an emerging concept, termed physical-layer service integration (PHY-SI), has been recognized as an effective means. Its basic idea is to combine multiple coexisting services, i.e., multicast/broadcast service and confidential service, into one integral service for one-time transmission at the transmitter side. This article first provides a tutorial on typical PHY-SI models. Furthermore, we propose some state-of-the-art solutions to improve the overall performance of PHY-SI in certain important communication scenarios. In particular, we highlight the extension of several concepts borrowed from conventional single-service communications, such as artificial noise (AN), eigenmode transmission etc., to the scenario of PHY-SI. These techniques are shown to be effective in the design of reliable and robust PHY-SI schemes. Finally, several potential research directions are identified for future work.Comment: 12 pages, 7 figure

Distributed space-time block coding in cooperative relay networks with application in cognitive radio

Spatial diversity is an effective technique to combat the effects of severe fading in wireless environments. Recently, cooperative communications has emerged as an attractive communications paradigm that can introduce a new form of spatial diversity which is known as cooperative diversity, that can enhance system reliability without sacrificing the scarce bandwidth resource or consuming more transmit power. It enables single-antenna terminals in a wireless relay network to share their antennas to form a virtual antenna array on the basis of their distributed locations. As such, the same diversity gains as in multi-input multi-output systems can be achieved without requiring multiple-antenna terminals. In this thesis, a new approach to cooperative communications via distributed extended orthogonal space-time block coding (D-EO-STBC) based on limited partial feedback is proposed for cooperative relay networks with three and four relay nodes and then generalized for an arbitrary number of relay nodes. This scheme can achieve full cooperative diversity and full transmission rate in addition to array gain, and it has certain properties that make it alluring for practical systems such as orthogonality, flexibility, low computational complexity and decoding delay, and high robustness to node failure. Versions of the closed-loop D-EO-STBC scheme based on cooperative orthogonal frequency division multiplexing type transmission are also proposed for both flat and frequency-selective fading channels which can overcome imperfect synchronization in the network. As such, this proposed technique can effectively cope with the effects of fading and timing errors. Moreover, to increase the end-to-end data rate, this scheme is extended for two-way relay networks through a three-time slot framework. On the other hand, to substantially reduce the feedback channel overhead, limited feedback approaches based on parameter quantization are proposed. In particular, an optimal one-bit partial feedback approach is proposed for the generalized D-O-STBC scheme to maximize the array gain. To further enhance the end-to-end bit error rate performance of the cooperative relay system, a relay selection scheme based on D-EO-STBC is then proposed. Finally, to highlight the utility of the proposed D-EO-STBC scheme, an application to cognitive radio is studied