A Generalized Framework on Beamformer Design and CSI Acquisition for Single-Carrier Massive MIMO Systems in Millimeter Wave Channels

In this paper, we establish a general framework on the reduced dimensional channel state information (CSI) estimation and pre-beamformer design for frequency-selective massive multiple-input multiple-output MIMO systems employing single-carrier (SC) modulation in time division duplex (TDD) mode by exploiting the joint angle-delay domain channel sparsity in millimeter (mm) wave frequencies. First, based on a generic subspace projection taking the joint angle-delay power profile and user-grouping into account, the reduced rank minimum mean square error (RR-MMSE) instantaneous CSI estimator is derived for spatially correlated wideband MIMO channels. Second, the statistical pre-beamformer design is considered for frequency-selective SC massive MIMO channels. We examine the dimension reduction problem and subspace (beamspace) construction on which the RR-MMSE estimation can be realized as accurately as possible. Finally, a spatio-temporal domain correlator type reduced rank channel estimator, as an approximation of the RR-MMSE estimate, is obtained by carrying out least square (LS) estimation in a proper reduced dimensional beamspace. It is observed that the proposed techniques show remarkable robustness to the pilot interference (or contamination) with a significant reduction in pilot overhead

Subspace Tracking and Least Squares Approaches to Channel Estimation in Millimeter Wave Multiuser MIMO

The problem of MIMO channel estimation at millimeter wave frequencies, both in a single-user and in a multi-user setting, is tackled in this paper. Using a subspace approach, we develop a protocol enabling the estimation of the right (resp. left) singular vectors at the transmitter (resp. receiver) side; then, we adapt the projection approximation subspace tracking with deflation and the orthogonal Oja algorithms to our framework and obtain two channel estimation algorithms. We also present an alternative algorithm based on the least squares approach. The hybrid analog/digital nature of the beamformer is also explicitly taken into account at the algorithm design stage. In order to limit the system complexity, a fixed analog beamformer is used at both sides of the communication links. The obtained numerical results, showing the accuracy in the estimation of the channel matrix dominant singular vectors, the system achievable spectral efficiency, and the system bit-error-rate, prove that the proposed algorithms are effective, and that they compare favorably, in terms of the performance-complexity trade-off, with respect to several competing alternatives.Comment: To appear on the IEEE Transactions on Communication

MU-MIMO Communications with MIMO Radar: From Co-existence to Joint Transmission

Beamforming techniques are proposed for a joint multi-input-multi-output (MIMO) radar-communication (RadCom) system, where a single device acts both as a radar and a communication base station (BS) by simultaneously communicating with downlink users and detecting radar targets. Two operational options are considered, where we first split the antennas into two groups, one for radar and the other for communication. Under this deployment, the radar signal is designed to fall into the null-space of the downlink channel. The communication beamformer is optimized such that the beampattern obtained matches the radar's beampattern while satisfying the communication performance requirements. To reduce the optimizations' constraints, we consider a second operational option, where all the antennas transmit a joint waveform that is shared by both radar and communications. In this case, we formulate an appropriate probing beampattern, while guaranteeing the performance of the downlink communications. By incorporating the SINR constraints into objective functions as penalty terms, we further simplify the original beamforming designs to weighted optimizations, and solve them by efficient manifold algorithms. Numerical results show that the shared deployment outperforms the separated case significantly, and the proposed weighted optimizations achieve a similar performance to the original optimizations, despite their significantly lower computational complexity.Comment: 15 pages, 15 figures. This work has been submitted to the IEEE for possible publication. Copyright may be transferred without notice, after which this version may no longer be accessibl

Study of Robust Adaptive Beamforming Algorithms Based on Power Method Processing and Spatial Spectrum Matching

Robust adaptive beamforming (RAB) based on interference-plus-noise covariance (INC) matrix reconstruction can experience performance degradation when model mismatch errors exist, particularly when the input signal-to-noise ratio (SNR) is large. In this work, we devise an efficient RAB technique for dealing with covariance matrix reconstruction issues. The proposed method involves INC matrix reconstruction using an idea in which the power and the steering vector of the interferences are estimated based on the power method. Furthermore, spatial match processing is computed to reconstruct the desired signal-plus-noise covariance matrix. Then, the noise components are excluded to retain the desired signal (DS) covariance matrix. A key feature of the proposed technique is to avoid eigenvalue decomposition of the INC matrix to obtain the dominant power of the interference-plus-noise region. Moreover, the INC reconstruction is carried out according to the definition of the theoretical INC matrix. Simulation results are shown and discussed to verify the effectiveness of the proposed method against existing approaches.Comment: 7 pages, 2 figure

Joint Iterative Optimization Based Low-Complexity Adaptive Hybrid Beamforming for Massive MU-MIMO Systems

IEEE This paper proposes a joint iterative optimization based hybrid beamforming technique for massive MU-MIMO systems. The proposed technique jointly and iteratively optimizes the transmitter precoders and combiners, aiming to approach the global optimum solution for the system sum-rate maximization problem. The proposed technique develops an adaptive algorithm exploiting the stochastic gradients (SG) of the local beamformers and provides low-complexity closed-form solutions. Furthermore, an efficient adaptive scheme is developed based on the proposed adaptive algorithm and the closed-form solutions. The proposed algorithm requires the signal-to-interference-plus-noise ratio (SINR) feedback from each user and a limited size transition vector to be exchanged between the transmitter and receivers at each step to update beamformers locally. Analytic result shows that the proposed adaptive algorithm achieves low-complexity when the array size is large and is able to converge within a small number of iterations. Simulation result shows that the proposed technique is able to achieve superior performance comparing to the existing state-of-art techniques. In addition, the knowledge of instantaneous channel state information (CSI) is not required as the channels are also adaptively estimated with each coherence time which is a practical assumption since the CSI is usually unavailable or have time-varying nature in real-time applications

Efficient Covariance Matrix Reconstruction with Iterative Spatial Spectrum Sampling

This work presents a cost-effective technique for designing robust adaptive beamforming algorithms based on efficient covariance matrix reconstruction with iterative spatial power spectrum (CMR-ISPS). The proposed CMR-ISPS approach reconstructs the interference-plus-noise covariance (INC) matrix based on a simplified maximum entropy power spectral density function that can be used to shape the directional response of the beamformer. Firstly, we estimate the directions of arrival (DoAs) of the interfering sources with the available snapshots. We then develop an algorithm to reconstruct the INC matrix using a weighted sum of outer products of steering vectors whose coefficients can be estimated in the vicinity of the DoAs of the interferences which lie in a small angular sector. We also devise a cost-effective adaptive algorithm based on conjugate gradient techniques to update the beamforming weights and a method to obtain estimates of the signal of interest (SOI) steering vector from the spatial power spectrum. The proposed CMR-ISPS beamformer can suppress interferers close to the direction of the SOI by producing notches in the directional response of the array with sufficient depths. Simulation results are provided to confirm the validity of the proposed method and make a comparison to existing approachesComment: 14 pages, 8 figure