A Novel Power Allocation Scheme for Two-User GMAC with Finite Input Constellations

Constellation Constrained (CC) capacity regions of two-user Gaussian Multiple Access Channels (GMAC) have been recently reported, wherein an appropriate angle of rotation between the constellations of the two users is shown to enlarge the CC capacity region. We refer to such a scheme as the Constellation Rotation (CR) scheme. In this paper, we propose a novel scheme called the Constellation Power Allocation (CPA) scheme, wherein the instantaneous transmit power of the two users are varied by maintaining their average power constraints. We show that the CPA scheme offers CC sum capacities equal (at low SNR values) or close (at high SNR values) to those offered by the CR scheme with reduced decoding complexity for QAM constellations. We study the robustness of the CPA scheme for random phase offsets in the channel and unequal average power constraints for the two users. With random phase offsets in the channel, we show that the CC sum capacity offered by the CPA scheme is more than the CR scheme at high SNR values. With unequal average power constraints, we show that the CPA scheme provides maximum gain when the power levels are close, and the advantage diminishes with the increase in the power difference.Comment: To appear in IEEE Transactions on Wireless Communications, 10 pages and 7 figure

Uplink Non-Orthogonal Multiple Access with Finite-Alphabet Inputs

This paper focuses on the non-orthogonal multiple access (NOMA) design for a classical two-user multiple access channel (MAC) with finite-alphabet inputs. We consider practical quadrature amplitude modulation (QAM) constellations at both transmitters, the sizes of which are assumed to be not necessarily identical. We propose to maximize the minimum Euclidean distance of the received sum-constellation with a maximum likelihood (ML) detector by adjusting the scaling factors (i.e., instantaneous transmitted powers and phases) of both users. The formulated problem is a mixed continuous-discrete optimization problem, which is nontrivial to resolve in general. By carefully observing the structure of the objective function, we discover that Farey sequence can be applied to tackle the formulated problem. However, the existing Farey sequence is not applicable when the constellation sizes of the two users are not the same. Motivated by this, we define a new type of Farey sequence, termed punched Farey sequence. Based on this, we manage to achieve a closed-form optimal solution to the original problem by first dividing the entire feasible region into a finite number of Farey intervals and then taking the maximum over all the possible intervals. The resulting sum-constellation is proved to be a regular QAM constellation of a larger size. Moreover, the superiority of NOMA over time-division multiple access (TDMA) in terms of minimum Euclidean distance is rigorously proved. Furthermore, the optimal rate allocation among the two users is obtained in closed-form to further maximize the obtained minimum Euclidean distance of the received signal subject to a total rate constraint. Finally, simulation results are provided to verify our theoretical analysis and demonstrate the merits of the proposed NOMA over existing orthogonal and non-orthogonal designs.Comment: Submitted for possible journal publicatio

One-Bit Massive MIMO: Channel Estimation and High-Order Modulations

We investigate the information-theoretic throughout achievable on a fading communication link when the receiver is equipped with one-bit analog-to-digital converters (ADCs). The analysis is conducted for the setting where neither the transmitter nor the receiver have a priori information on the realization of the fading channels. This means that channel-state information needs to be acquired at the receiver on the basis of the one-bit quantized channel outputs. We show that least-squares (LS) channel estimation combined with joint pilot and data processing is capacity achieving in the single-user, single-receive-antenna case. We also investigate the achievable uplink throughput in a massive multiple-input multiple-output system where each element of the antenna array at the receiver base-station feeds a one-bit ADC. We show that LS channel estimation and maximum-ratio combining are sufficient to support both multiuser operation and the use of high-order constellations. This holds in spite of the severe nonlinearity introduced by the one-bit ADCs

An Overview of Physical Layer Security with Finite-Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving perfect secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and we discuss some open problems and directions for future research.Comment: Submitted to IEEE Communications Surveys & Tutorials (1st Revision

Power allocation and linear precoding for wireless communications with finite-alphabet inputs

This dissertation proposes a new approach to maximizing data rate/throughput of practical communication system/networks through linear precoding and power allocation. First, the mutual information or capacity region is derived for finite-alphabet inputs such as phase-shift keying (PSK), pulse-amplitude modulation (PAM), and quadrature amplitude modulation (QAM) signals. This approach, without the commonly used Gaussian input assumptions, complicates the mutual information analysis and precoder design but improves performance when the designed precoders are applied to practical systems and networks. Second, several numerical optimization methods are developed for multiple-input multiple-output (MIMO) multiple access channels, dual-hop relay networks, and point-to-point MIMO systems. In MIMO multiple access channels, an iterative weighted sum rate maximization algorithm is proposed which utilizes an alternating optimization strategy and gradient descent update. In dual-hop relay networks, the structure of the optimal precoder is exploited to develop a two-step iterative algorithm based on convex optimization and optimization on the Stiefel manifold. The proposed algorithm is insensitive to initial point selection and able to achieve a near global optimal precoder solution. The gradient descent method is also used to obtain the optimal power allocation scheme which maximizes the mutual information between the source node and destination node in dual-hop relay networks. For point-to-point MIMO systems, a low complexity precoding design method is proposed, which maximizes the lower bound of the mutual information with discretized power allocation vector in a non-iterative fashion, thus reducing complexity. Finally, performances of the proposed power allocation and linear precoding schemes are evaluated in terms of both mutual information and bit error rate (BER). Numerical results show that at the same target mutual information or sum rate, the proposed approaches achieve 3-10dB gains compared to the existing methods in the medium signal-to-noise ratio region. Such significant gains are also indicated in the coded BER systems --Abstract, page iv-v

Linear MIMO Precoding in Jointly-Correlated Fading Multiple Access Channels with Finite Alphabet Signaling

In this paper, we investigate the design of linear precoders for multiple-input multiple-output (MIMO) multiple access channels (MAC). We assume that statistical channel state information (CSI) is available at the transmitters and consider the problem under the practical finite alphabet input assumption. First, we derive an asymptotic (in the large-system limit) weighted sum rate (WSR) expression for the MIMO MAC with finite alphabet inputs and general jointly-correlated fading. Subsequently, we obtain necessary conditions for linear precoders maximizing the asymptotic WSR and propose an iterative algorithm for determining the precoders of all users. In the proposed algorithm, the search space of each user for designing the precoding matrices is its own modulation set. This significantly reduces the dimension of the search space for finding the precoding matrices of all users compared to the conventional precoding design for the MIMO MAC with finite alphabet inputs, where the search space is the combination of the modulation sets of all users. As a result, the proposed algorithm decreases the computational complexity for MIMO MAC precoding design with finite alphabet inputs by several orders of magnitude. Simulation results for finite alphabet signalling indicate that the proposed iterative algorithm achieves significant performance gains over existing precoder designs, including the precoder design based on the Gaussian input assumption, in terms of both the sum rate and the coded bit error rate.Comment: 7 pages, 2 figures, accepted for ICC1