Spectrum Trading: An Abstracted Bibliography

This document contains a bibliographic list of major papers on spectrum trading and their abstracts. The aim of the list is to offer researchers entering this field a fast panorama of the current literature. The list is continually updated on the webpage \url{http://www.disp.uniroma2.it/users/naldi/Ricspt.html}. Omissions and papers suggested for inclusion may be pointed out to the authors through e-mail (\textit{[email protected]})

Distributed optimisation techniques for wireless networks

Alongside the ever increasing traffic demand, the fifth generation (5G) cellular network architecture is being proposed to provide better quality of service, increased data rate, decreased latency, and increased capacity. Without any doubt, the 5G cellular network will comprise of ultra-dense networks and multiple input multiple output technologies. This will make the current centralised solutions impractical due to increased complexity. Moreover, the amount of coordination information that needs to be transported over the backhaul links will be increased. Distributed or decentralised solutions are promising to provide better alternatives. This thesis proposes new distributed algorithms for wireless networks which aim to reduce the amount of system overheads in the backhaul links and the system complexity. The analysis of conflicts amongst transmitters, and resource allocation are conducted via the use of game theory, convex optimisation, and auction theory. Firstly, game-theoretic model is used to analyse a mixed quality of service (QoS) strategic non-cooperative game (SNG), for a two-user multiple-input single-output (MISO) interference channel. The players are considered to have different objectives. Following this, the mixed QoS SNG is extended to a multicell multiuser network in terms of signal-to-interference-and-noise ratio (SINR) requirement. In the multicell multiuser setting, each transmitter is assumed to be serving real time users (RTUs) and non-real time users (NRTUs), simultaneously. A novel mixed QoS SNG algorithm is proposed, with its operating point identified as the Nash equilibrium-mixed QoS (NE-mixed QoS). Nash, Kalai-Smorodinsky, and Egalitarian bargain solutions are then proposed to improve the performance of the NE-mixed QoS. The performance of the bargain solutions are observed to be comparable to the centralised solutions. Secondly, user offloading and user association problems are addressed for small cells using auction theory. The main base station wishes to offload some of its users to privately owned small cell access points. A novel bid-wait-auction (BWA) algorithm, which allows single-item bidding at each auction round, is designed to decompose the combinatorial mathematical nature of the problem. An analysis on the existence and uniqueness of the dominant strategy equilibrium is conducted. The BWA is then used to form the forward BWA (FBWA) and the backward BWA (BBWA). It is observed that the BBWA allows more users to be admitted as compared to the FBWA. Finally, simultaneous multiple-round ascending auction (SMRA), altered SMRA (ASMRA), sequential combinatorial auction with item bidding (SCAIB), and repetitive combinatorial auction with item bidding (RCAIB) algorithms are proposed to perform user offloading and user association for small cells. These algorithms are able to allow bundle bidding. It is then proven that, truthful bidding is individually rational and leads to Walrasian equilibrium. The performance of the proposed auction based algorithms is evaluated. It is observed that the proposed algorithms match the performance of the centralised solutions when the guest users have low target rates. The SCAIB algorithm is shown to be the most preferred as it provides high admission rate and competitive revenue to the bidders

RESOURCE ALLOCATION FOR WIRELESS RELAY NETWORKS

In this thesis, we propose several resource allocation strategies for relay networks in the context of joint power and bandwidth allocation and relay selection, and joint power allocation and subchannel assignment for orthogonal frequency division multiplexing (OFDM) and orthogonal frequency division multiple access (OFDMA) systems. Sharing the two best ordered relays with equal power between the two users over Rayleigh flat fading channels is proposed to establish full diversity order for both users. Closed form expressions for the outage probability, and bit error probability (BEP) performance measures for both amplify and forward (AF) and decode and forward (DF) cooperative communication schemes are developed for different scenarios. To utilize the full potentials of relay-assisted transmission in multi user systems, we propose a mixed strategy of AF relaying and direct transmission, where the user transmits part of the data using the relay, and the other part is transmitted using the direct link. The resource allocation problem is formulated to maximize the sum rate. A recursive algorithm alternating between power allocation and bandwidth allocation steps is proposed to solve the formulated resource allocation problem. Due to the conflict between limited wireless resources and the fast growing wireless demands, Stackelberg game is proposed to allocate the relay resources (power and bandwidth) between competing users, aiming to maximize the relay benefits from selling its resources. We prove the uniqueness of Stackelberg Nash Equilibrium (SNE) for the proposed game. We develop a distributed algorithm to reach SNE, and investigate the conditions for the stability of the proposed algorithm. We propose low complexity algorithms for AF-OFDMA and DF-OFDMA systems to assign the subcarriers to the users based on high SNR approximation aiming to maximize the weighted sum rate. Auction framework is proposed to devise competition based solutions for the resource allocation of AF-OFDMA aiming tomaximize either vi the sum rate or the fairness index. Two auction algorithms are proposed; sequential and one-shot auctions. In sequential auction, the users evaluate the subcarrier based on the rate marginal contribution. In the one-shot auction, the users evaluate the subcarriers based on an estimate of the Shapley value and bids on all subcarriers at once

Energy Efficient Two-hop D2D Communications Underlay 5G Networks: A Stackelberg Game Approach

Although coverage and capacity are the key elements of the 5G user experience, a dominant part of the population living in rural areas still experience inferior connectivity. Several solutions have been proposed to address this issue. They include deploying small cells, increasing the number of sectors per eNodeB, and reusing signal repetition. However, most of them require complex deployment and expensive fees. Accordingly, many efforts have been deployed on coverage extension software. Even so, many critical issues related to public safety, relay capacity, and devices power constraints are still challenging. As a contribution, we propose in this paper a spectral and energy-efficient two-hop device to device (D2D) relay selection algorithm. Our main goal is to extend the connectivity to the out-of-coverage (OOC) devices. Contrarily to previous solutions in which the relay is selected centrally or individually, we propose a distributed two-stage algorithm based on the Stackelberg game to involve all the competing devices. In the first stage, the OOC devices (OCDUs) are matched with the relays maximizing their spectral efficiency, and the required bandwidth for each one is determined. Then, a power control stage is investigated to calculate the optimal transmission power. The numerical and simulation analysis shows that the proposed schema outperforms the former solutions in total system capacity, spectral efficiency (SE), and energy efficiency (EE) while reducing the complexity

Channel assembling and resource allocation in multichannel spectrum sharing wireless networks

Submitted in fulfilment of the academic requirements for the degree of Doctor of Philosophy (Ph.D.) in Engineering, in the School of Electrical and Information Engineering, Faculty of Engineering and the Built Environment, at the University of the Witwatersrand, Johannesburg, South Africa, 2017The continuous evolution of wireless communications technologies has increasingly imposed a burden on the use of radio spectrum. Due to the proliferation of new wireless networks applications and services, the radio spectrum is getting saturated and becoming a limited resource. To a large extent, spectrum scarcity may be a result of deficient spectrum allocation and management policies, rather than of the physical shortage of radio frequencies. The conventional static spectrum allocation has been found to be ineffective, leading to overcrowding and inefficient use. Cognitive radio (CR) has therefore emerged as an enabling technology that facilitates dynamic spectrum access (DSA), with a great potential to address the issue of spectrum scarcity and inefficient use. However, provisioning of reliable and robust communication with seamless operation in cognitive radio networks (CRNs) is a challenging task. The underlying challenges include development of non-intrusive dynamic resource allocation (DRA) and optimization techniques. The main focus of this thesis is development of adaptive channel assembling (ChA) and DRA schemes, with the aim to maximize performance of secondary user (SU) nodes in CRNs, without degrading performance of primary user (PU) nodes in a primary network (PN). The key objectives are therefore four-fold. Firstly, to optimize ChA and DRA schemes in overlay CRNs. Secondly, to develop analytical models for quantifying performance of ChA schemes over fading channels in overlay CRNs. Thirdly, to extend the overlay ChA schemes into hybrid overlay and underlay architectures, subject to power control and interference mitigation; and finally, to extend the adaptive ChA and DRA schemes for multiuser multichannel access CRNs. Performance analysis and evaluation of the developed ChA and DRA is presented, mainly through extensive simulations and analytical models. Further, the cross validation has been performed between simulations and analytical results to confirm the accuracy and preciseness of the novel analytical models developed in this thesis. In general, the presented results demonstrate improved performance of SU nodes in terms of capacity, collision probability, outage probability and forced termination probability when employing the adaptive ChA and DRA in CRNs.CK201

Stochastic characterization of the spectrum sharing game in ad-hoc networks

Abstract This work focuses on infrastructure-less ad hoc wireless networks where multiple transmitter/receiver pairs share the same radio resources (spectrum); transmitters have to choose how to split a total power budget across orthogonal spectrum bands with the goal to maximize their sum rate under cumulative interference from concurrent transmissions. We start off by introducing and characterizing the non-cooperative game among transmitter/receiver pairs when the network topology is deterministically given. The corresponding Nash equilibria are derived, highlighting their dependency on the topological parameters (distances between wireless nodes, propagation model, and background noise power). The analysis is then extended to the case of random network topologies drawn from a given spatial stochastic process. Tools of stochastic geometry are leveraged to derive a statistical characterization of the equilibria of the spectrum sharing game. Finally, a distributed algorithm is proposed to let the players of the spectrum sharing game converge to equilibria conditions. Numerical simulations show that the proposed algorithm drives the users to stable points that are close to the equilibria of the game requiring limited information exchange among nodes