IRDO: Iris Recognition by Fusion of DTCWT and OLBP

Iris Biometric is a physiological trait of human beings. In this paper, we propose Iris an Recognition using Fusion of Dual Tree Complex Wavelet Transform (DTCWT) and Over Lapping Local Binary Pattern (OLBP) Features. An eye is preprocessed to extract the iris part and obtain the Region of Interest (ROI) area from an iris. The complex wavelet features are extracted for region from the Iris DTCWT. OLBP is further applied on ROI to generate features of magnitude coefficients. The resultant features are generated by fusing DTCWT and OLBP using arithmetic addition. The Euclidean Distance (ED) is used to compare test iris with database iris features to identify a person. It is observed that the values of Total Success Rate (TSR) and Equal Error Rate (EER) are better in the case of proposed IRDO compared to the state-of-the art technique

Multi scale ICA based iris recognition using BSIF and Hog

Iris is a physiological biometric trait, which is unique among all biometric traits to recognize person effectively. In this paper we propose Multi-scale Independent Component Analysis (ICA) based Iris Recognition using Binarized Statistical Image Features (BSIF) and Histogram of Gradient orientation (HOG). The Left and Right portion is extracted from eye images of CASIA V 1.0 database leaving top and bottom portion of iris. The multi-scale ICA filter sizes of 5X5, 7X7 and 17X17 are used to correlate with iris template to obtain BSIF. The HOGs are applied on BSIFs to extract initial features. The final feature is obtained by fusing three HOGs. The Euclidian Distance is used to compare the final feature of database image with test image final features to compute performance parameters. It is observed that the performance of the proposed method is better compared to existing methods

Adaptive noise reduction and code matching for IRIS pattern recognition system

Among all biometric modalities, iris is becoming more popular due to its high performance in recognizing or verifying individuals. Iris recognition has been used in numerous fields such as authentications at prisons, airports, banks and healthcare. Although iris recognition system has high accuracy with very low false acceptance rate, the system performance can still be affected by noise. Very low intensity value of eyelash pixels or high intensity values of eyelids and light reflection pixels cause inappropriate threshold values, and therefore, degrade the accuracy of system. To reduce the effects of noise and improve the accuracy of an iris recognition system, a robust algorithm consisting of two main components is proposed. First, an Adaptive Fuzzy Switching Noise Reduction (AFSNR) filter is proposed. This filter is able to reduce the effects of noise with different densities by employing fuzzy switching between adaptive median filter and filling method. Next, an Adaptive Weighted Shifting Hamming Distance (AWSHD) is proposed which improves the performance of iris code matching stage and level of decidability of the system. As a result, the proposed AFSNR filter with its adaptive window size successfully reduces the effects ofdifferent types of noise with different densities. By applying the proposed AWSHD, the distance corresponding to a genuine user is reduced, while the distance for impostors is increased. Consequently, the genuine user is more likely to be authenticated and the impostor is more likely to be rejected. Experimental results show that the proposed algorithm with genuine acceptance rate (GAR) of 99.98% and is accurate to enhance the performance of the iris recognition system

Vulnerability assessment in the use of biometrics in unsupervised environments

Mención Internacional en el título de doctorIn the last few decades, we have witnessed a large-scale deployment of biometric systems in different life applications replacing the traditional recognition methods such as passwords and tokens. We approached a time where we use biometric systems in our daily life. On a personal scale, the authentication to our electronic devices (smartphones, tablets, laptops, etc.) utilizes biometric characteristics to provide access permission. Moreover, we access our bank accounts, perform various types of payments and transactions using the biometric sensors integrated into our devices. On the other hand, different organizations, companies, and institutions use biometric-based solutions for access control. On the national scale, police authorities and border control measures use biometric recognition devices for individual identification and verification purposes. Therefore, biometric systems are relied upon to provide a secured recognition where only the genuine user can be recognized as being himself. Moreover, the biometric system should ensure that an individual cannot be identified as someone else. In the literature, there are a surprising number of experiments that show the possibility of stealing someone’s biometric characteristics and use it to create an artificial biometric trait that can be used by an attacker to claim the identity of the genuine user. There were also real cases of people who successfully fooled the biometric recognition system in airports and smartphones [1]–[3]. That urges the necessity to investigate the potential threats and propose countermeasures that ensure high levels of security and user convenience. Consequently, performing security evaluations is vital to identify: (1) the security flaws in biometric systems, (2) the possible threats that may target the defined flaws, and (3) measurements that describe the technical competence of the biometric system security. Identifying the system vulnerabilities leads to proposing adequate security solutions that assist in achieving higher integrity. This thesis aims to investigate the vulnerability of fingerprint modality to presentation attacks in unsupervised environments, then implement mechanisms to detect those attacks and avoid the misuse of the system. To achieve these objectives, the thesis is carried out in the following three phases. In the first phase, the generic biometric system scheme is studied by analyzing the vulnerable points with special attention to the vulnerability to presentation attacks. The study reviews the literature in presentation attack and the corresponding solutions, i.e. presentation attack detection mechanisms, for six biometric modalities: fingerprint, face, iris, vascular, handwritten signature, and voice. Moreover, it provides a new taxonomy for presentation attack detection mechanisms. The proposed taxonomy helps to comprehend the issue of presentation attacks and how the literature tried to address it. The taxonomy represents a starting point to initialize new investigations that propose novel presentation attack detection mechanisms. In the second phase, an evaluation methodology is developed from two sources: (1) the ISO/IEC 30107 standard, and (2) the Common Evaluation Methodology by the Common Criteria. The developed methodology characterizes two main aspects of the presentation attack detection mechanism: (1) the resistance of the mechanism to presentation attacks, and (2) the corresponding threat of the studied attack. The first part is conducted by showing the mechanism's technical capabilities and how it influences the security and ease-of-use of the biometric system. The second part is done by performing a vulnerability assessment considering all the factors that affect the attack potential. Finally, a data collection is carried out, including 7128 fingerprint videos of bona fide and attack presentation. The data is collected using two sensing technologies, two presentation scenarios, and considering seven attack species. The database is used to develop dynamic presentation attack detection mechanisms that exploit the fingerprint spatio-temporal features. In the final phase, a set of novel presentation attack detection mechanisms is developed exploiting the dynamic features caused by the natural fingerprint phenomena such as perspiration and elasticity. The evaluation results show an efficient capability to detect attacks where, in some configurations, the mechanisms are capable of eliminating some attack species and mitigating the rest of the species while keeping the user convenience at a high level.En las últimas décadas, hemos asistido a un despliegue a gran escala de los sistemas biométricos en diferentes aplicaciones de la vida cotidiana, sustituyendo a los métodos de reconocimiento tradicionales, como las contraseñas y los tokens. Actualmente los sistemas biométricos ya forman parte de nuestra vida cotidiana: es habitual emplear estos sistemas para que nos proporcionen acceso a nuestros dispositivos electrónicos (teléfonos inteligentes, tabletas, ordenadores portátiles, etc.) usando nuestras características biométricas. Además, accedemos a nuestras cuentas bancarias, realizamos diversos tipos de pagos y transacciones utilizando los sensores biométricos integrados en nuestros dispositivos. Por otra parte, diferentes organizaciones, empresas e instituciones utilizan soluciones basadas en la biometría para el control de acceso. A escala nacional, las autoridades policiales y de control fronterizo utilizan dispositivos de reconocimiento biométrico con fines de identificación y verificación individual. Por lo tanto, en todas estas aplicaciones se confía en que los sistemas biométricos proporcionen un reconocimiento seguro en el que solo el usuario genuino pueda ser reconocido como tal. Además, el sistema biométrico debe garantizar que un individuo no pueda ser identificado como otra persona. En el estado del arte, hay un número sorprendente de experimentos que muestran la posibilidad de robar las características biométricas de alguien, y utilizarlas para crear un rasgo biométrico artificial que puede ser utilizado por un atacante con el fin de reclamar la identidad del usuario genuino. También se han dado casos reales de personas que lograron engañar al sistema de reconocimiento biométrico en aeropuertos y teléfonos inteligentes [1]–[3]. Esto hace que sea necesario investigar estas posibles amenazas y proponer contramedidas que garanticen altos niveles de seguridad y comodidad para el usuario. En consecuencia, es vital la realización de evaluaciones de seguridad para identificar (1) los fallos de seguridad de los sistemas biométricos, (2) las posibles amenazas que pueden explotar estos fallos, y (3) las medidas que aumentan la seguridad del sistema biométrico reduciendo estas amenazas. La identificación de las vulnerabilidades del sistema lleva a proponer soluciones de seguridad adecuadas que ayuden a conseguir una mayor integridad. Esta tesis tiene como objetivo investigar la vulnerabilidad en los sistemas de modalidad de huella dactilar a los ataques de presentación en entornos no supervisados, para luego implementar mecanismos que permitan detectar dichos ataques y evitar el mal uso del sistema. Para lograr estos objetivos, la tesis se desarrolla en las siguientes tres fases. En la primera fase, se estudia el esquema del sistema biométrico genérico analizando sus puntos vulnerables con especial atención a los ataques de presentación. El estudio revisa la literatura sobre ataques de presentación y las soluciones correspondientes, es decir, los mecanismos de detección de ataques de presentación, para seis modalidades biométricas: huella dactilar, rostro, iris, vascular, firma manuscrita y voz. Además, se proporciona una nueva taxonomía para los mecanismos de detección de ataques de presentación. La taxonomía propuesta ayuda a comprender el problema de los ataques de presentación y la forma en que la literatura ha tratado de abordarlo. Esta taxonomía presenta un punto de partida para iniciar nuevas investigaciones que propongan novedosos mecanismos de detección de ataques de presentación. En la segunda fase, se desarrolla una metodología de evaluación a partir de dos fuentes: (1) la norma ISO/IEC 30107, y (2) Common Evaluation Methodology por el Common Criteria. La metodología desarrollada considera dos aspectos importantes del mecanismo de detección de ataques de presentación (1) la resistencia del mecanismo a los ataques de presentación, y (2) la correspondiente amenaza del ataque estudiado. Para el primer punto, se han de señalar las capacidades técnicas del mecanismo y cómo influyen en la seguridad y la facilidad de uso del sistema biométrico. Para el segundo aspecto se debe llevar a cabo una evaluación de la vulnerabilidad, teniendo en cuenta todos los factores que afectan al potencial de ataque. Por último, siguiendo esta metodología, se lleva a cabo una recogida de datos que incluye 7128 vídeos de huellas dactilares genuinas y de presentación de ataques. Los datos se recogen utilizando dos tecnologías de sensor, dos escenarios de presentación y considerando siete tipos de instrumentos de ataque. La base de datos se utiliza para desarrollar y evaluar mecanismos dinámicos de detección de ataques de presentación que explotan las características espacio-temporales de las huellas dactilares. En la fase final, se desarrolla un conjunto de mecanismos novedosos de detección de ataques de presentación que explotan las características dinámicas causadas por los fenómenos naturales de las huellas dactilares, como la transpiración y la elasticidad. Los resultados de la evaluación muestran una capacidad eficiente de detección de ataques en la que, en algunas configuraciones, los mecanismos son capaces de eliminar completamente algunos tipos de instrumentos de ataque y mitigar el resto de los tipos manteniendo la comodidad del usuario en un nivel alto.Programa de Doctorado en Ingeniería Eléctrica, Electrónica y Automática por la Universidad Carlos III de MadridPresidente: Cristina Conde Vila.- Secretario: Mariano López García.- Vocal: Farzin Derav

Hyperspectral Data Acquisition and Its Application for Face Recognition

Current face recognition systems are rife with serious challenges in uncontrolled conditions: e.g., unrestrained lighting, pose variations, accessories, etc. Hyperspectral imaging (HI) is typically employed to counter many of those challenges, by incorporating the spectral information within different bands. Although numerous methods based on hyperspectral imaging have been developed for face recognition with promising results, three fundamental challenges remain: 1) low signal to noise ratios and low intensity values in the bands of the hyperspectral image specifically near blue bands; 2) high dimensionality of hyperspectral data; and 3) inter-band misalignment (IBM) correlated with subject motion during data acquisition. This dissertation concentrates mainly on addressing the aforementioned challenges in HI. First, to address low quality of the bands of the hyperspectral image, we utilize a custom light source that has more radiant power at shorter wavelengths and properly adjust camera exposure times corresponding to lower transmittance of the filter and lower radiant power of our light source. Second, the high dimensionality of spectral data imposes limitations on numerical analysis. As such, there is an emerging demand for robust data compression techniques with lows of less relevant information to manage real spectral data. To cope with these challenging problems, we describe a reduced-order data modeling technique based on local proper orthogonal decomposition in order to compute low-dimensional models by projecting high-dimensional clusters onto subspaces spanned by local reduced-order bases. Third, we investigate 11 leading alignment approaches to address IBM correlated with subject motion during data acquisition. To overcome the limitations of the considered alignment approaches, we propose an accurate alignment approach ( A3) by incorporating the strengths of point correspondence and a low-rank model. In addition, we develop two qualitative prediction models to assess the alignment quality of hyperspectral images in determining improved alignment among the conducted alignment approaches. Finally, we show that the proposed alignment approach leads to promising improvement on face recognition performance of a probabilistic linear discriminant analysis approach

De-Duplication of Person's Identity Using Multi-Modal Biometrics

The objective of this work is to explore approaches to create unique identities by the de-duplication process using multi-modal biometrics. Various government sectors in the world provide different services and welfare schemes for the beneffit of the people in the society using an identity number. A unique identity (UID) number assigned for every person would obviate the need for a person to produce multiple documentary proofs of his/her identity for availing any government/private services. In the process of creating unique identity of a person, there is a possibility of duplicate identities as the same person might want to get multiple identities in order to get extra beneffits from the Government. These duplicate identities can be eliminated by the de-duplication process using multi-modal biometrics, namely, iris, ngerprint, face and signature. De-duplication is the process of removing instances of multiple enrollments of the same person using the person's biometric data. As the number of people enrolledinto the biometric system runs into billions, the time complexity increases in the de duplication process. In this thesis, three different case studies are presented to address the performance issues of de-duplication process in order to create unique identity of a person

Iris image classification based on hierarchical visual codebook

Iris recognition as a reliable method for personal identification has been well-studied with the objective to assign the class label of each iris image to a unique subject. In contrast, iris image classification aims to classify an iris image to an application specific category, e.g., iris liveness detection (classification of genuine and fake iris images), race classification (e.g., classification of iris images of Asian and non-Asian subjects), coarse-to-fine iris identification (classification of all iris images in the central database into multiple categories). This paper proposes a general framework for iris image classification based on texture analysis. A novel texture pattern representation method called Hierarchical Visual Codebook (HVC) is proposed to encode the texture primitives of iris images. The proposed HVC method is an integration of two existing Bag-of-Words models, namely Vocabulary Tree (VT), and Locality-constrained Linear Coding (LLC). The HVC adopts a coarse-to-fine visual coding strategy and takes advantages of both VT and LLC for accurate and sparse representation of iris texture. Extensive experimental results demonstrate that the proposed iris image classification method achieves state-of-the-art performance for iris liveness detection, race classification, and coarse-to-fine iris identification. A comprehensive fake iris image database simulating four types of iris spoof attacks is developed as the benchmark for research of iris liveness detection. © 2013 IEEE.Iris recognition as a reliable method for personal identification has been well-studied with the objective to assign the class label of each iris image to a unique subject. In contrast, iris image classification aims to classify an iris image to an application specific category, e.g., iris liveness detection (classification of genuine and fake iris images), race classification (e.g., classification of iris images of Asian and non-Asian subjects), coarse-to-fine iris identification (classification of all iris images in the central database into multiple categories). This paper proposes a general framework for iris image classification based on texture analysis. A novel texture pattern representation method called Hierarchical Visual Codebook (HVC) is proposed to encode the texture primitives of iris images. The proposed HVC method is an integration of two existing Bag-of-Words models, namely Vocabulary Tree (VT), and Locality-constrained Linear Coding (LLC). The HVC adopts a coarse-to-fine visual coding strategy and takes advantages of both VT and LLC for accurate and sparse representation of iris texture. Extensive experimental results demonstrate that the proposed iris image classification method achieves state-of-the-art performance for iris liveness detection, race classification, and coarse-to-fine iris identification. A comprehensive fake iris image database simulating four types of iris spoof attacks is developed as the benchmark for research of iris liveness detection. © 2013 IEEE