Implementation of LS, MMSE and SAGE Channel Estimators for Mobile MIMO-OFDM

The use of decision directed (DD) channel estimation in a multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) downlink receiver is studied in this paper. The 3GPP long term evolution (LTE) based pilot structure is used as a benchmark. The space-alternating generalized expectation-maximization (SAGE) algorithm is used to improve the performance from that of the pilot symbol based least-squares (LS) channel estimator. The DD channel estimation improves the performance with high user velocities, where the pilot symbol density is not sufficient. Minimum mean square error (MMSE) filtering can also be used in estimating the channel in between pilot symbols. The DD channel estimation can be used to reduce the pilot overhead without any performance degradation by transmitting data instead of pilot symbols. The pilot overhead is reduced to a third of the LTE pilot overhead, obtaining a ten percent increase in throughput. The pilot based LS, MMSE and the SAGE channel estimators are implemented and the performance-complexity trade-offs are studied

Decision-Directed Channel Estimation Implementation for Spectral Efficiency Improvement in Mobile MIMO-OFDM

Channel estimation algorithms and their implementations for mobile receivers are considered in this paper. The 3GPP long term evolution (LTE) based pilot structure is used as a benchmark in a multiple-input multiple-output (MIMO) orthogonal frequency division multiplexing (OFDM) receiver. The decision directed (DD) space alternating generalized expectation-maximization (SAGE) algorithm is used to improve the performance from that of the pilot symbol based least-squares (LS) channel estimator. The performance is improved with high user velocities, where the pilot symbol density is not sufficient. Minimum mean square error (MMSE) filtering is also used in estimating the channel in between pilot symbols. The pilot overhead can be reduced to a third of the LTE pilot overhead with DD channel estimation, obtaining a ten percent increase in data throughput. Complexity reduction and latency issues are considered in the architecture design. The pilot based LS, MMSE and the SAGE channel estimators are implemented with a high level synthesis tool, synthesized with the UMC 0.18 μm CMOS technology and the performance-complexity trade-offs are studied. The MMSE estimator improves the performance from the simple LS estimator with LTE pilot structure and has low power consumption. The SAGE estimator has high power consumption but can be used with reduced pilot density to increase the data rate.National Science FoundationTekesElektrobitRenesas Mobile EuropeAcademy of FinlandNokia Siemens NetworksXilin

Review of Recent Trends

This work was partially supported by the European Regional Development Fund (FEDER), through the Regional Operational Programme of Centre (CENTRO 2020) of the Portugal 2020 framework, through projects SOCA (CENTRO-01-0145-FEDER-000010) and ORCIP (CENTRO-01-0145-FEDER-022141). Fernando P. Guiomar acknowledges a fellowship from “la Caixa” Foundation (ID100010434), code LCF/BQ/PR20/11770015. Houda Harkat acknowledges the financial support of the Programmatic Financing of the CTS R&D Unit (UIDP/00066/2020).MIMO-OFDM is a key technology and a strong candidate for 5G telecommunication systems. In the literature, there is no convenient survey study that rounds up all the necessary points to be investigated concerning such systems. The current deeper review paper inspects and interprets the state of the art and addresses several research axes related to MIMO-OFDM systems. Two topics have received special attention: MIMO waveforms and MIMO-OFDM channel estimation. The existing MIMO hardware and software innovations, in addition to the MIMO-OFDM equalization techniques, are discussed concisely. In the literature, only a few authors have discussed the MIMO channel estimation and modeling problems for a variety of MIMO systems. However, to the best of our knowledge, there has been until now no review paper specifically discussing the recent works concerning channel estimation and the equalization process for MIMO-OFDM systems. Hence, the current work focuses on analyzing the recently used algorithms in the field, which could be a rich reference for researchers. Moreover, some research perspectives are identified.publishersversionpublishe

Channel estimation techniques for filter bank multicarrier based transceivers for next generation of wireless networks

A dissertation submitted to Faculty of Engineering and the Built Environment, University of the Witwatersrand, Johannesburg, in fulfillment of the requirements for the degree of Master of Science in Engineering (Electrical and Information Engineering), August 2017The fourth generation (4G) of wireless communication system is designed based on the principles of cyclic prefix orthogonal frequency division multiplexing (CP-OFDM) where the cyclic prefix (CP) is used to combat inter-symbol interference (ISI) and inter-carrier interference (ICI) in order to achieve higher data rates in comparison to the previous generations of wireless networks. Various filter bank multicarrier systems have been considered as potential waveforms for the fast emerging next generation (xG) of wireless networks (especially the fifth generation (5G) networks). Some examples of the considered waveforms are orthogonal frequency division multiplexing with offset quadrature amplitude modulation based filter bank, universal filtered multicarrier (UFMC), bi-orthogonal frequency division multiplexing (BFDM) and generalized frequency division multiplexing (GFDM). In perfect reconstruction (PR) or near perfect reconstruction (NPR) filter bank designs, these aforementioned FBMC waveforms adopt the use of well-designed prototype filters (which are used for designing the synthesis and analysis filter banks) so as to either replace or minimize the CP usage of the 4G networks in order to provide higher spectral efficiencies for the overall increment in data rates. The accurate designing of the FIR low-pass prototype filter in NPR filter banks results in minimal signal distortions thus, making the analysis filter bank a time-reversed version of the corresponding synthesis filter bank. However, in non-perfect reconstruction (Non-PR) the analysis filter bank is not directly a time-reversed version of the corresponding synthesis filter bank as the prototype filter impulse response for this system is formulated (in this dissertation) by the introduction of randomly generated errors. Hence, aliasing and amplitude distortions are more prominent for Non-PR. Channel estimation (CE) is used to predict the behaviour of the frequency selective channel and is usually adopted to ensure excellent reconstruction of the transmitted symbols. These techniques can be broadly classified as pilot based, semi-blind and blind channel estimation schemes. In this dissertation, two linear pilot based CE techniques namely the least square (LS) and linear minimum mean square error (LMMSE), and three adaptive channel estimation schemes namely least mean square (LMS), normalized least mean square (NLMS) and recursive least square (RLS) are presented, analyzed and documented. These are implemented while exploiting the near orthogonality properties of offset quadrature amplitude modulation (OQAM) to mitigate the effects of interference for two filter bank waveforms (i.e. OFDM/OQAM and GFDM/OQAM) for the next generation of wireless networks assuming conditions of both NPR and Non-PR in slow and fast frequency selective Rayleigh fading channel. Results obtained from the computer simulations carried out showed that the channel estimation schemes performed better in an NPR filter bank system as compared with Non-PR filter banks. The low performance of Non-PR system is due to the amplitude distortion and aliasing introduced from the random errors generated in the system that is used to design its prototype filters. It can be concluded that RLS, NLMS, LMS, LMMSE and LS channel estimation schemes offered the best normalized mean square error (NMSE) and bit error rate (BER) performances (in decreasing order) for both waveforms assuming both NPR and Non-PR filter banks. Keywords: Channel estimation, Filter bank, OFDM/OQAM, GFDM/OQAM, NPR, Non-PR, 5G, Frequency selective channel.CK201

Energy efficiency and interference management in long term evolution-advanced networks.

Doctoral Degree. University of KwaZulu-Natal, Durban.Cellular networks are continuously undergoing fast extraordinary evolution to overcome technological challenges. The fourth generation (4G) or Long Term Evolution-Advanced (LTE-Advanced) networks offer improvements in performance through increase in network density, while allowing self-organisation and self-healing. The LTE-Advanced architecture is heterogeneous, consisting of different radio access technologies (RATs), such as macrocell, smallcells, cooperative relay nodes (RNs), having various capabilities, and coexisting in the same geographical coverage area. These network improvements come with different challenges that affect users’ quality of service (QoS) and network performance. These challenges include; interference management, high energy consumption and poor coverage of marginal users. Hence, developing mitigation schemes for these identified challenges is the focus of this thesis. The exponential growth of mobile broadband data usage and poor networks’ performance along the cell edges, result in a large increase of the energy consumption for both base stations (BSs) and users. This due to improper RN placement or deployment that creates severe inter-cell and intracell interferences in the networks. It is therefore, necessary to investigate appropriate RN placement techniques which offer efficient coverage extension while reducing energy consumption and mitigating interference in LTE-Advanced femtocell networks. This work proposes energy efficient and optimal RN placement (EEORNP) algorithm based on greedy algorithm to assure improved and effective coverage extension. The performance of the proposed algorithm is investigated in terms of coverage percentage and number of RN needed to cover marginalised users and found to outperform other RN placement schemes. Transceiver design has gained importance as one of the effective tools of interference management. Centralised transceiver design techniques have been used to improve network performance for LTE-Advanced networks in terms of mean square error (MSE), bit error rate (BER) and sum-rate. The centralised transceiver design techniques are not effective and computationally feasible for distributed cooperative heterogeneous networks, the systems considered in this thesis. This work proposes decentralised transceivers design based on the least-square (LS) and minimum MSE (MMSE) pilot-aided channel estimations for interference management in uplink LTE-Advanced femtocell networks. The decentralised transceiver algorithms are designed for the femtocells, the macrocell user equipments (MUEs), RNs and the cell edge macrocell UEs (CUEs) in the half-duplex cooperative relaying systems. The BER performances of the proposed algorithms with the effect of channel estimation are investigated. Finally, the EE optimisation is investigated in half-duplex multi-user multiple-input multiple-output (MU-MIMO) relay systems. The EE optimisation is divided into sub-optimal EE problems due to the distributed architecture of the MU-MIMO relay systems. The decentralised approach is employed to design the transceivers such as MUEs, CUEs, RN and femtocells for the different sub-optimal EE problems. The EE objective functions are formulated as convex optimisation problems subject to the QoS and transmit powers constraints in case of perfect channel state information (CSI). The non-convexity of the formulated EE optimisation problems is surmounted by introducing the EE parameter substractive function into each proposed algorithms. These EE parameters are updated using the Dinkelbach’s algorithm. The EE optimisation of the proposed algorithms is achieved after finding the optimal transceivers where the unknown interference terms in the transmit signals are designed with the zero-forcing (ZF) assumption and estimation errors are added to improve the EE performances. With the aid of simulation results, the performance of the proposed decentralised schemes are derived in terms of average EE evaluation and found to be better than existing algorithms

Carrier frequency offset estimation for orthogonal frequency division multiplexing systems

Orthogonal frequency division multiplexing (OFDM) is an attractive modulation scheme used in wideband communications because it essentially transforms the frequency selective channel into a flat fading channel. Furthermore, the combination of multiple-input multiple-output (MIMO) signal processing and OFDM seems to be an ideal solution for supporting reliable high data rate transmission for future wireless communication systems. However, despite the great advantages OFDM systems offer, such systems present challenges of their own. One of the most important challenges is carrier frequency offset (CFO) estimation, which is crucial in building reliable wireless communication systems. In this thesis, we consider CFO estimation for the downlink and uplink OFDM systems. For the downlink channel, we focus on blind schemes where the cost functions are designed such that they exploit implicit properties associated with the transmitted signal where no training signal is required. By taking the unconditional maximum likelihood approach, we propose a virtual subcarrier based blind scheme for MIMO-OFDM systems in the presence of spatial correlation. We conclude that the presence of spatial correlation does not impact the CFO estimation significantly. We also propose a CFO estimator for OFDM systems with constant modulus signaling and extend it to MIMO-OFDM systems employing orthogonal space-time block coding. The curve fitting method is used which gives a closed-form expression for CFO estimation. Therefore, the proposed scheme provides an excellent trade-off between complexity and performance as compared to prominent existing estimation schemes. Furthermore, we design a blind CFO estimation scheme for differentially modulated OFDM systems based on the finite alphabet constraint. It can achieve better performance at high signal-to-noise ratios (SNRs) at the expense of some additional computational complexity as compared to the schemes based on the constant modulus constraint. The constrained Cramer-Rao lower bound (CRLB) is also derived for the blind estimation scheme. As for the uplink channel, which is a more challenging problem, we propose two training aided schemes. One is based on a scalar extended Kalman filter (EKF) and the other one is on the variable projection (VP) algorithm. For both schemes, we assume that the system uses an arbitrary subcarrier assignment scheme, which is more involved than the other two schemes, namely block and interleaved subcarrier assignment scheme. In the first scheme, to apply the scalar EKF algorithm, we represent the measurement equation as a function of a scalar state, i.e., each user's CFO, in lieu of a state vector which consists of both CFO and channel coefficients by replacing the unknown channel coefficients with a nonlinear function of CFO. This proposed scheme can achieve the CRLB at high SNR for two users with a complexity lower than that of the alternating-projection method. In the second scheme, the VP algorithm is used for CFO estimation which is followed with a robust minimum mean square error (MMSE) estimator for channel estimation. In the VP algorithm, the nonlinear least square cost function is optimized numerically by updating the CFOs and channel coefficients separately at each iteration. We demonstrate that this proposed scheme is superior to the existing methods in terms of convergence speed, computational complexity and estimation performance

Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

On adaptive transmission, signal detection and channel estimation for multiple antenna systems

This research concerns analysis of system capacity, development of adaptive transmission schemes with known channel state information at the transmitter (CSIT) and design of new signal detection and channel estimation schemes with low complexity in some multiple antenna systems. We first analyze the sum-rate capacity of the downlink of a cellular system with multiple transmit antennas and multiple receive antennas assuming perfect CSIT. We evaluate the ergodic sum-rate capacity and show how the sum-rate capacity increases as the number of users and the number of receive antennas increases. We develop upper and lower bounds on the sum-rate capacity and study various adaptive MIMO schemes to achieve, or approach, the sum-rate capacity. Next, we study the minimum outage probability transmission schemes in a multiple-input-single-output (MISO) flat fading channel assuming partial CSIT. Considering two special cases: the mean feedback and the covariance feedback, we derive the optimum spatial transmission directions and show that the associated optimum power allocation scheme, which minimizes the outage probability, is closely related to the target rate and the accuracy of the CSIT. Since CSIT is obtained at the cost of feedback bandwidth, we also consider optimal allocation of bandwidth between the data channel and the feedback channel in order to maximize the average throughput of the data channel in MISO, flat fading, frequency division duplex (FDD) systems. We show that beamforming based on feedback CSI can achieve an average rate larger than the capacity without CSIT under a wide range of mobility conditions. We next study a SAGE-aided List-BLAST detection scheme for MIMO systems which can achieve performance close to that of the maximum-likelihood detector with low complexity. Finally, we apply the EM and SAGE algorithms in channel estimation for OFDM systems with multiple transmit antennas and compare them with a recently proposed least-squares based estimation algorithm. The EM and SAGE algorithms partition the problem of estimating a multi-input channel into independent channel estimation for each transmit-receive antenna pair, therefore avoiding the matrix inversion encountered in the joint least-squares estimation

Radio Channel Prediction Based on Parametric Modeling

Long range channel prediction is a crucial technology for future wireless communications. The prediction of Rayleigh fading channels is studied in the frame of parametric modeling in this thesis. Suggested by the Jakes model for Rayleigh fading channels, deterministic sinusoidal models were adopted for long range channel prediction in early works. In this thesis, a number of new channel predictors based on stochastic sinusoidal modeling are proposed. They are termed conditional and unconditional LMMSE predictors respectively. Given frequency estimates, the amplitudes of the sinusoids are modeled as Gaussian random variables in the conditional LMMSE predictors, and both the amplitudes and frequency estimates are modeled as Gaussian random variables in the unconditional LMMSE predictors. It was observed that a part of the channels cannot be described by the periodic sinusoidal bases, both in simulations and measured channels. To pick up this un-modeled residual signal, an adjusted conditional LMMSE predictor and a Joint LS predictor are proposed. Motivated by the analysis of measured channels and recently published physics based scattering SISO and MIMO channel models, a new approach for channel prediction based on non-stationary Multi-Component Polynomial Phase Signal (MC-PPS) is further proposed. The so-called LS MC-PPS predictor models the amplitudes of the PPS components as constants. In the case of MC-PPS with time-varying amplitudes, an adaptive channel predictor using the Kalman filter is suggested, where the time-varying amplitudes are modeled as auto-regressive processes. An iterative detection and estimation method of the number of PPS components and the orders of polynomial phases is also proposed. The parameter estimation is based on the Nonlinear LS (NLLS) and the Nonlinear Instantaneous LS (NILS) criteria, corresponding to the cases of constant and time-varying amplitudes, respectively. The performance of the proposed channel predictors is evaluated using both synthetic signals and measured channels. High order polynomial phase parameters are observed in both urban and suburban environments. It is observed that the channel predictors based on the non-stationary MC-PPS models outperform the other predictors in Monte Carlo simulations and examples of measured urban and suburban channels