A survey on hybrid beamforming techniques in 5G : architecture and system model perspectives

The increasing wireless data traffic demands have driven the need to explore suitable spectrum regions for meeting the projected requirements. In the light of this, millimeter wave (mmWave) communication has received considerable attention from the research community. Typically, in fifth generation (5G) wireless networks, mmWave massive multiple-input multiple-output (MIMO) communications is realized by the hybrid transceivers which combine high dimensional analog phase shifters and power amplifiers with lower-dimensional digital signal processing units. This hybrid beamforming design reduces the cost and power consumption which is aligned with an energy-efficient design vision of 5G. In this paper, we track the progress in hybrid beamforming for massive MIMO communications in the context of system models of the hybrid transceivers' structures, the digital and analog beamforming matrices with the possible antenna configuration scenarios and the hybrid beamforming in heterogeneous wireless networks. We extend the scope of the discussion by including resource management issues in hybrid beamforming. We explore the suitability of hybrid beamforming methods, both, existing and proposed till first quarter of 2017, and identify the exciting future challenges in this domain

Beamforming Analysis and Design for Wideband THz Reconfigurable Intelligent Surface Communications

Reconfigurable intelligent surface (RIS)-aided terahertz (THz) communications have been regarded as a promising candidate for future 6G networks because of its ultra-wide bandwidth and ultra-low power consumption. However, there exists the beam split problem, especially when the base station (BS) or RIS owns the large-scale antennas, which may lead to serious array gain loss. Therefore, in this paper, we investigate the beam split and beamforming design problems in the THz RIS communications. Specifically, we first analyze the beam split effect caused by different RIS sizes, shapes and deployments. On this basis, we apply the fully connected time delayer phase shifter hybrid beamforming architecture at the BS and deploy distributed RISs to cooperatively mitigate the beam split effect. We aim to maximize the achievable sum rate by jointly optimizing the hybrid analog/digital beamforming, time delays at the BS and reflection coefficients at the RISs. To solve the formulated problem, we first design the analog beamforming and time delays based on different RISs physical directions, and then it is transformed into an optimization problem by jointly optimizing the digital beamforming and reflection coefficients. Next, we propose an alternatively iterative optimization algorithm to deal with it. Specifically, for given the reflection coefficients, we propose an iterative algorithm based on the minimum mean square error technique to obtain the digital beamforming. After, we apply LDR and MCQT methods to transform the original problem to a QCQP, which can be solved by ADMM technique to obtain the reflection coefficients. Finally, the digital beamforming and reflection coefficients are obtained via repeating the above processes until convergence. Simulation results verify that the proposed scheme can effectively alleviate the beam split effect and improve the system capacity

Switch-based Hybrid Beamforming Transceiver Design for Wideband Communications with Beam Squint

Hybrid beamforming (HBF) transceiver architectures based on frequency-independent phase shifters (PS-HBF) are sensitive to the phases and physical directions with limited capability to compensate for the detrimental effects of the beam squint. Motivated by the fact that switches are phase-independent and more power/cost efficient than PSs, we consider the switch-based HBF (SW-HBF) for wideband large-scale multiple-input multiple-output systems in this paper. We first derive a closed-form expression of the beam squint ratio and compare the expected array gains of both SW-HBF and PS-HBF architectures. The results show that SW-HBF is more robust to the beam squint effect. We then focus on the SW-HBF designs to maximize the spectral efficiency (SE) in both single-user and multiuser systems, which are both non-convex mixed-integer problems. For the former, by combining the tabu search (TS) method and projected gradient ascend (PGA), we propose an efficient heuristic PGA-TS algorithm to design analog beamformers while the digital ones admit closed-form solutions. For the latter, we develop a two-step algorithm based on fractional programming and the PGA-TS method. Simulations show that the proposed SW-HBF schemes are efficient and can outperform PS-based HBF architectures in terms of both SE and energy efficiency in terahertz communication systems.Comment: 15 pages, 15 figure

Energy and spectral-efficient lens antenna subarray design in MmWave MIMO Systems

Lens antenna subarray (LAS) is one of the recently introduced technologies for future wireless networks that significantly improves the energy efficiency of multiple-input multiple-output (MIMO) systems while achieving higher spectral efficiency compared to single-lens MIMO systems. However, a control mechanism for the LAS-MIMO design is considered a challenging task to efficiently manage the network resources and serve multiple users in the system. Therefore, in this paper, a sub-grouped LAS-MIMO architecture along with a hybrid precoding algorithm are proposed to reduce the cost and hardware overhead of traditional hybrid MIMO systems. Specifically, the LAS structure is divided into sub-groups to serve multiple users with different requirements, and an optimization problem based on the achievable sum-rate is formulated to maximize the spectral efficiency of the system. By splitting the sum-rate problem into sub-rate optimization problems, we develop a low-complexity hybrid precoding algorithm to effectively control the proposed architecture and maximize the achievable sum-rate of each subgroup. The proposed precoding algorithm selects the beam of each lens from a predefined set within a subgroup that maximizes the subgroup sum-rate, while the phase shifters and digital precoders in each subgroup are computed independently. The link between subgroups is updated based on successive interference cancelation to minimize interference between users of different subgroups. Our analysis and simulation results show that the proposed precoding algorithm of the sub-grouped LAS-MIMO architecture performs almost as well as traditional fully-connected hybrid MIMO systems in terms of spectral efficiency at low and high signal-to-noise ratio (SNR). It also outperforms traditional fully-connected and sub-connected hybrid MIMO systems in terms of energy efficiency, even when a large number of lenses are employed.National Science Foundation (NSF

Beamforming Design for the Distributed RISs-aided THz Communications with Double-Layer True Time Delays

In this paper, we investigate the reconfigurable intelligent surface (RIS)-aided terahertz (THz) communication system with the sparse radio frequency chains antenna structure at the base station (BS). To overcome the beam split of the BS, different from the conventional single-layer true-time-delay (TTD) scheme, we propose a double-layer TTD scheme that can effectively reduce the number of large-range delay devices, which involve additional insertion loss and amplification circuitry. Next, we analyze the system performance under the proposed double-layer TTD scheme. To relieve the beam split of the RIS, we consider multiple distributed RISs to replace an ultra-large size RIS. Based on this, we formulate an achievable rate maximization problem for the distributed RISs-aided THz communications via jointly optimizing the hybrid analog/digital beamforming, time delays of the double-layer TTD network and reflection coefficients of RISs. Considering the practical hardware limitation, the finite-resolution phase shift, time delay and reflection phase are constrained. To solve the formulated problem, we first design an analog beamforming scheme including optimizing phase shift and time delay based on the RISs' locations. Then, an alternatively optimization algorithm is proposed to obtain the digital beamforming and reflection coefficients based on the minimum mean square error and coordinate update techniques. Finally, simulation results show the effectiveness of the proposed scheme

Near-Field Communications: A Comprehensive Survey

Multiple-antenna technologies are evolving towards large-scale aperture sizes, extremely high frequencies, and innovative antenna types. This evolution is giving rise to the emergence of near-field communications (NFC) in future wireless systems. Considerable attention has been directed towards this cutting-edge technology due to its potential to enhance the capacity of wireless networks by introducing increased spatial degrees of freedom (DoFs) in the range domain. Within this context, a comprehensive review of the state of the art on NFC is presented, with a specific focus on its 1) fundamental operating principles, 2) channel modeling, 3) performance analysis, 4) signal processing, and 5) integration with other emerging technologies. Specifically, 1) the basic principles of NFC are characterized from both physics and communications perspectives, unveiling its unique properties in contrast to far-field communications. 2) Based on these principles, deterministic and stochastic near-field channel models are investigated for spatially-discrete (SPD) and continuous-aperture (CAP) antenna arrays. 3) Rooted in these models, existing contributions on near-field performance analysis are reviewed in terms of DoFs/effective DoFs (EDoFs), power scaling law, and transmission rate. 4) Existing signal processing techniques for NFC are systematically surveyed, encompassing channel estimation, beamforming design, and low-complexity beam training. 5) Major issues and research opportunities associated with the integration of NFC and other emerging technologies are identified to facilitate NFC applications in next-generation networks. Promising directions are highlighted throughout the paper to inspire future research endeavors in the realm of NFC.Comment: 56 pages, 23figures; submit for possible journa

A new technique for improving energy efficiency in 5g mm-wave hybrid precoding systems

In this article, we present a new approach to optimizing the energy efficiency of the cost-efficiency of quantized hybrid pre-encoding (HP) design. We present effective alternating minimization algorithms (AMA) based on the zero gradient method to produce completely connected structures (CCSs) and partially connected structures (PCSs). Alternative minimization algorithms offer lower complexity by introducing orthogonal constraints on digital pre-codes to concurrently maximize computing complexity and communication power. As a result, by improving CCS through advanced phase extraction, the alternating minimization technique enhances hybrid pre-encoding. For PCS, the energy-saving ratio grew by 45.3 %, while for CCS, it increased by 18.12 %

Two-step multiuser equalization for hybrid mmWave massive MIMO GFDM systems

Although millimeter-wave (mmWave) and massive multiple input multiple output (mMIMO) can be considered as promising technologies for future mobile communications (beyond 5G or 6G), some hardware limitations limit their applicability. The hybrid analog-digital architecture has been introduced as a possible solution to avoid such issues. In this paper, we propose a two-step hybrid multi-user (MU) equalizer combined with low complexity hybrid precoder for wideband mmWave mMIMO systems, as well as a semi-analytical approach to evaluate its performance. The new digital non-orthogonal multi carrier modulation scheme generalized frequency division multiplexing (GFDM) is considered owing to its efficient performance in terms of achieving higher spectral efficiency, better control of out-of-band (OOB) emissions, and lower peak to average power ratio (PAPR) when compared with the orthogonal frequency division multiplexing (OFDM) access technique. First, a low complexity analog precoder is applied on the transmitter side. Then, at the base station (BS), the analog coefficients of the hybrid equalizer are obtained by minimizing the mean square error (MSE) between the hybrid approach and the full digital counterpart. For the digital part, zero-forcing (ZF) is used to cancel the MU interference not mitigated by the analog part. The performance results show that the performance gap of the proposed hybrid scheme to the full digital counterpart reduces as the number of radio frequency (RF) chains increases. Moreover, the theoretical curves almost overlap with the simulated ones, which show that the semi-analytical approach is quite accurate.publishe