An Overview of Physical Layer Security with Finite-Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving perfect secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and we discuss some open problems and directions for future research.Comment: Submitted to IEEE Communications Surveys & Tutorials (1st Revision

An Overview of Physical Layer Security with Finite Alphabet Signaling

Providing secure communications over the physical layer with the objective of achieving secrecy without requiring a secret key has been receiving growing attention within the past decade. The vast majority of the existing studies in the area of physical layer security focus exclusively on the scenarios where the channel inputs are Gaussian distributed. However, in practice, the signals employed for transmission are drawn from discrete signal constellations such as phase shift keying and quadrature amplitude modulation. Hence, understanding the impact of the finite-alphabet input constraints and designing secure transmission schemes under this assumption is a mandatory step towards a practical implementation of physical layer security. With this motivation, this article reviews recent developments on physical layer security with finite-alphabet inputs. We explore transmit signal design algorithms for single-antenna as well as multi-antenna wiretap channels under different assumptions on the channel state information at the transmitter. Moreover, we present a review of the recent results on secure transmission with discrete signaling for various scenarios including multi-carrier transmission systems, broadcast channels with confidential messages, cognitive multiple access and relay networks. Throughout the article, we stress the important behavioral differences of discrete versus Gaussian inputs in the context of the physical layer security. We also present an overview of practical code construction over Gaussian and fading wiretap channels, and discuss some open problems and directions for future research

Symbol-level and Multicast Precoding for Multiuser Multiantenna Downlink: A State-of-the-art, Classification and Challenges

Precoding has been conventionally considered as an effective means of mitigating or exploiting the interference in the multiantenna downlink channel, where multiple users are simultaneously served with independent information over the same channel resources. The early works in this area were focused on transmitting an individual information stream to each user by constructing weighted linear combinations of symbol blocks (codewords). However, more recent works have moved beyond this traditional view by: i) transmitting distinct data streams to groups of users and ii) applying precoding on a symbol-per-symbol basis. In this context, the current survey presents a unified view and classification of precoding techniques with respect to two main axes: i) the switching rate of the precoding weights, leading to the classes of block-level and symbol-level precoding, ii) the number of users that each stream is addressed to, hence unicast, multicast, and broadcast precoding. Furthermore, the classified techniques are compared through representative numerical results to demonstrate their relative performance and uncover fundamental insights. Finally, a list of open theoretical problems and practical challenges are presented to inspire further research in this area

A Tutorial on Interference Exploitation via Symbol-Level Precoding: Overview, State-of-the-Art and Future Directions

IEEE Interference is traditionally viewed as a performance limiting factor in wireless communication systems, which is to be minimized or mitigated. Nevertheless, a recent line of work has shown that by manipulating the interfering signals such that they add up constructively at the receiver side, known interference can be made beneficial and further improve the system performance in a variety of wireless scenarios, achieved by symbol-level precoding (SLP). This paper aims to provide a tutorial on interference exploitation techniques from the perspective of precoding design in a multi-antenna wireless communication system, by beginning with the classification of constructive interference (CI) and destructive interference (DI). The definition for CI is presented and the corresponding mathematical characterization is formulated for popular modulation types, based on which optimization-based precoding techniques are discussed. In addition, the extension of CI precoding to other application scenarios as well as for hardware efficiency is also described. Proof-of-concept testbeds are demonstrated for the potential practical implementation of CI precoding, and finally a list of open problems and practical challenges are presented to inspire and motivate further research directions in this area

Interference Exploitation via Symbol-Level Precoding: Overview, State-of-the-Art and Future Directions

Interference is traditionally viewed as a performance limiting factor in wireless communication systems, which is to be minimized or mitigated. Nevertheless, a recent line of work has shown that by manipulating the interfering signals such that they add up constructively at the receiver side, known interference can be made beneficial and further improve the system performance in a variety of wireless scenarios, achieved by symbol-level precoding (SLP). This paper aims to provide a tutorial on interference exploitation techniques from the perspective of precoding design in a multi-antenna wireless communication system, by beginning with the classification of constructive interference (CI) and destructive interference (DI). The definition for CI is presented and the corresponding mathematical characterization is formulated for popular modulation types, based on which optimization-based precoding techniques are discussed. In addition, the extension of CI precoding to other application scenarios as well as for hardware efficiency is also described. Proof-of-concept testbeds are demonstrated for the potential practical implementation of CI precoding, and finally a list of open problems and practical challenges are presented to inspire and motivate further research directions in this area

MIMO-based Friendly Jamming and Interference Management Techniques for Secure Wireless Communications

The ever-increasing growth of wireless systems has made them an essential part of our daily life. People rely heavily on wireless networks for communications and to conduct critical transactions from their mobile devices, including financial transactions, access to health records, etc. The proliferation of wireless communication devices opens the door for many security breaches, ranging from eavesdropping to jamming attacks. Such a disadvantage stems from the broadcast nature of wireless transmissions, which creates an exposed environment. In this dissertation, we focus on eavesdropping attacks. While cryptographic techniques can be used to thwart eavesdropping attacks and enable secure wireless communications, they are not sufficient to protect the lower-layer headers of a packet (i.e., PHY and MAC headers). Hence, even though the secret message is encrypted, these unencrypted headers can be exploited by an adversary to extract invaluable information and initiate malicious attacks (e.g., traffic classification). Physical-layer (PHY-layer) security has been introduced as a promising candidate to prevent attacks that exploit unencrypted lower layer headers. PHY-layer security techniques typically rely on injecting an intentional interference into the medium so as to confuse nearby eavesdroppers (Eve). Specifically, a legitimate transmit-receive (Alice-Bob) pair generates a bogus signal, namely friendly jamming (FJ), along with the information signal, to increase interference at Eve(s) but without affecting the legitimate receiver (Bob). Depending on which end of a legitimate link is responsible for generating the FJ signal, two types of FJ techniques exist: transmitter-based (TxFJ) and receiver-based (RxFJ). In this dissertation, we propose to advance the state-of-art in PHY-layer security by considering multi-link scenarios, including multi-user multiple-input multiple-output (MU-MIMO) and peer-to-peer (P2P) networks. Specifically, we consider a scenario where one or more external Eve(s) attempt to snoop on communications of various links. In such networks, transmission of one link may be interfered with neighboring links' transmissions. Thus, special care must be dedicated to handling interference. In our first contribution in this dissertation, we consider a P2P network tapped by external Eve(s) in which each Alice-Bob pair conceals its communications using TxFJ. TxFJ is realized at Alice side using MIMO precoding. The goal is to design the precoders for both information and TxFJ signals at all Alices so as to maximize a given utility (e.g., sum of communication rates) while preventing eavesdropping elsewhere. Because legitimate links do not cooperate with each other and there is no centralized authority to perform optimization, every link selfishly aims at maximizing its secrecy rate. Using non-cooperative game theory, we design a distributed method for maximizing the sum of secrecy rates. Under the exact knowledge of eavesdropping channels, we show that our distributed method has a comparable secrecy sum-rate to a centralized approach. In our next contribution, we focus on employing practical precoders in our design for a P2P network. Specifically, we employed a zero-forcing-based (ZF-based) precoder for the TxFJ of each Alice-Bob pair in a P2P network. We also assume that each link has a certain rate demand to be satisfied. In such a scenario, even though the non-cooperative game designed for this P2P network is shown to be convergent to its unique Nash Equilibrium (NE), there is still no guarantee that the resulting NE is Pareto-optimal. Hence, we propose a modified price-based game, in which each link is penalized for generating interference on other legitimate links. We show that the price-based game converges to the Pareto-optimal point of secrecy rate region. We then leverage mixed-strategy games to provide solutions that are robust to uncertainties in knowledge of eavesdropping channels. The proposed ZF-based design of precoders is also implemented on software-defined radios to assess its performance on a single link in real-world scenarios. In another contribution of this dissertation, we consider to further enhance the secrecy of each link in a P2P network by equipping each receiver with RxFJ. Hence, in addition to the power allocation between TxFJ and information signals, we optimize RxFJ power as well. We show that by using RxFJ at each Bob, we could leverage the well-established concept of concave games, which compared to non-convex games enjoy more simplified game-theoretic analysis. We derive sufficient conditions under which the game admits a unique NE. We also propose another version of our power control algorithm that can be implemented asynchronously, making it robust to transmission delays in the network. In our last contribution, we consider the downlink of a MU-MIMO network in the presence of an external Eve. No knowledge of Eve's location is assumed at the access point. The network is studied in underloaded and overloaded conditions. In an underloaded (overloaded) network, the number of antennas at the access point is larger (smaller) than the total number of downlink users' antennas. In the overloaded setting, traditional methods of creating TxFJ, such as ZF-based methods, are infeasible. We propose a linear precoding scheme that relaxes such infeasibility in overloaded MU-MIMO networks. In the worst-case scenario where Eve has knowledge of the channels between access point and downlink users, we show that our method imposes the most stringent condition on the number of antennas required at Eve to cancel out TxFJ signals. We also show that choosing the number of independent streams to be sent to downlink users has an important role in achieving a tradeoff between security, reliability, and the achievable rate

Physical Layer Security in Integrated Sensing and Communication Systems

The development of integrated sensing and communication (ISAC) systems has been spurred by the growing congestion of the wireless spectrum. The ISAC system detects targets and communicates with downlink cellular users simultaneously. Uniquely for such scenarios, radar targets are regarded as potential eavesdroppers which might surveil the information sent from the base station (BS) to communication users (CUs) via the radar probing signal. To address this issue, we propose security solutions for ISAC systems to prevent confidential information from being intercepted by radar targets. In this thesis, we firstly present a beamformer design algorithm assisted by artificial noise (AN), which aims to minimize the signal-to-noise ratio (SNR) at the target while ensuring the quality of service (QoS) of legitimate receivers. Furthermore, to reduce the power consumed by AN, we apply the directional modulation (DM) approach to exploit constructive interference (CI). In this case, the optimization problem is designed to maximize the SINR of the target reflected echoes with CI constraints for each CU, while constraining the received symbols at the target in the destructive region. Apart from the separate functionalities of radar and communication systems above, we investigate sensing-aided physical layer security (PLS), where the ISAC BS first emits an omnidirectional waveform to search for and estimate target directions. Then, we formulate a weighted optimization problem to simultaneously maximize the secrecy rate and minimize the Cram\'er-Rao bound (CRB) with the aid of the AN, designing a beampattern with a wide main beam covering all possible angles of targets. The main beam width of the next iteration depends on the optimal CRB. In this way, the sensing and security functionalities provide mutual benefits, resulting in the improvement of mutual performances with every iteration of the optimization, until convergence. Overall, numerical results show the effectiveness of the ISAC security designs through the deployment of AN-aided secrecy rate maximization and CI techniques. The sensing-assisted PLS scheme offers a new approach for obtaining channel information of eavesdroppers, which is treated as a limitation of conventional PLS studies. This design gains mutual benefits in both single and multi-target scenarios

Programming Wireless Security through Learning-Aided Spatiotemporal Digital Coding Metamaterial Antenna

The advancement of future large-scale wireless networks necessitates the development of cost-effective and scalable security solutions. Conventional cryptographic methods, due to their computational and key management complexity, are unable to fulfill the low-latency and scalability requirements of these networks. Physical layer (PHY) security has been put forth as a cost-effective alternative to cryptographic mechanisms that can circumvent the need for explicit key exchange between communication devices, owing to the fact that PHY security relies on the physics of the signal transmission for providing security. In this work, a space-time-modulated digitally-coded metamaterial (MTM) leaky wave antenna (LWA) is proposed that can enable PHY security by achieving the functionalities of directional modulation (DM) using a machine learning-aided branch and bound (B&B) optimized coding sequence. From the theoretical perspective, it is first shown that the proposed space-time MTM antenna architecture can achieve DM through both the spatial and spectral manipulation of the orthogonal frequency division multiplexing (OFDM) signal received by a user equipment. Simulation results are then provided as proof-of-principle, demonstrating the applicability of our approach for achieving DM in various communication settings. To further validate our simulation results, a prototype of the proposed architecture controlled by a field-programmable gate array (FPGA) is realized, which achieves DM via an optimized coding sequence carried out by the learning-aided branch-and-bound algorithm corresponding to the states of the MTM LWA's unit cells. Experimental results confirm the theory behind the space-time-modulated MTM LWA in achieving DM, which is observed via both the spectral harmonic patterns and bit error rate (BER) measurements