Mitigating the effect of covariates in face recognition

Current face recognition systems capture faces of cooperative individuals in controlled environment as part of the face recognition process. It is therefore possible to control lighting, pose, background, and quality of images. However, in a real world application, we have to deal with both ideal and imperfect data. Performance of current face recognition systems is affected for such non-ideal and challenging cases. This research focuses on designing algorithms to mitigate the effect of covariates in face recognition.;To address the challenge of facial aging, an age transformation algorithm is proposed that registers two face images and minimizes the aging variations. Unlike the conventional method, the gallery face image is transformed with respect to the probe face image and facial features are extracted from the registered gallery and probe face images. The variations due to disguises cause change in visual perception, alter actual data, make pertinent facial information disappear, mask features to varying degrees, or introduce extraneous artifacts in the face image. To recognize face images with variations due to age progression and disguises, a granular face verification approach is designed which uses dynamic feed-forward neural architecture to extract 2D log polar Gabor phase features at different granularity levels. The granular levels provide non-disjoint spatial information which is combined using the proposed likelihood ratio based Support Vector Machine match score fusion algorithm. The face verification algorithm is validated using five face databases including the Notre Dame face database, FG-Net face database and three disguise face databases.;The information in visible spectrum images is compromised due to improper illumination whereas infrared images provide invariance to illumination and expression. A multispectral face image fusion algorithm is proposed to address the variations in illumination. The Support Vector Machine based image fusion algorithm learns the properties of the multispectral face images at different resolution and granularity levels to determine optimal information and combines them to generate a fused image. Experiments on the Equinox and Notre Dame multispectral face databases show that the proposed algorithm outperforms existing algorithms. We next propose a face mosaicing algorithm to address the challenge due to pose variations. The mosaicing algorithm generates a composite face image during enrollment using the evidence provided by frontal and semiprofile face images of an individual. Face mosaicing obviates the need to store multiple face templates representing multiple poses of a users face image. Experiments conducted on three different databases indicate that face mosaicing offers significant benefits by accounting for the pose variations that are commonly observed in face images.;Finally, the concept of online learning is introduced to address the problem of classifier re-training and update. A learning scheme for Support Vector Machine is designed to train the classifier in online mode. This enables the classifier to update the decision hyperplane in order to account for the newly enrolled subjects. On a heterogeneous near infrared face database, the case study using Principal Component Analysis and C2 feature algorithms shows that the proposed online classifier significantly improves the verification performance both in terms of accuracy and computational time

The Science of Disguise

Technological advances have made digital cameras ubiquitous, to the point where it is difficult to purchase even a mobile phone without one. Coupled with similar advances in face recognition technology, we are seeing a marked increase in the use of biometrics, such as face recognition, to identify individuals. However, remaining unrecognized in an era of ubiquitous camera surveillance remains desirable to some citizens, notably those concerned with privacy. Since biometrics are an intrinsic part of a person\u27s identity, it may be that the only means of evading detection is through disguise. We have created a comprehensive database of high-quality imagery that will allow us to explore the effectiveness of disguise as an approach to avoiding unwanted recognition. Using this database, we have evaluated the performance of a variety of automated machine-based face recognition algorithms on disguised faces. Our data-driven analysis finds that for the sample population contained in our database: (1) disguise is effective; (2) there are significant performance differences between individuals and demographic groups; and (3) elements including coverage, contrast, and disguise combination are determinative factors in the success or failure of face recognition algorithms on an image. In this dissertation, we examine the present-day uses of face recognition and their interplay with privacy concerns. We sketch the capabilities of a new database of facial imagery, unique both in the diversity of the imaged population, and in the diversity and consistency of disguises applied to each subject. We provide an analysis of disguise performance based on both a highly-rated commercial face recognition system and an open-source algorithm available to the FR community. Finally, we put forth hypothetical models for these results, and provide insights into the types of disguises that are the most effective at defeating facial recognition for various demographic populations. As cameras become more sophisticated and algorithms become more advanced, disguise may become less effective. For security professionals, this is a laudable outcome; privacy advocates will certainly feel differently