Block-level discrete cosine transform coefficients for autonomic face recognition

This dissertation presents a novel method of autonomic face recognition based on the recently proposed biologically plausible network of networks (NoN) model of information processing. The NoN model is based on locally parallel and globally coordinated transformations. In the NoN architecture, the neurons or computational units form distributed networks, which themselves link to form larger networks. In the general case, an n-level hierarchy of nested distributed networks is constructed. This models the structures in the cerebral cortex described by Mountcastle and the architecture based on that proposed for information processing by Sutton. In the implementation proposed in the dissertation, the image is processed by a nested family of locally operating networks along with a hierarchically superior network that classifies the information from each of the local networks. The implementation of this approach helps obtain sensitivity to the contrast sensitivity function (CSF) in the middle of the spectrum, as is true for the human vision system. The input images are divided into blocks to define the local regions of processing. The two-dimensional Discrete Cosine Transform (DCT), a spatial frequency transform, is used to transform the data into the frequency domain. Thereafter, statistical operators that calculate various functions of spatial frequency in the block are used to produce a block-level DCT coefficient. The image is now transformed into a variable length vector that is trained with respect to the data set. The classification was done by the use of a backpropagation neural network. The proposed method yields excellent results on a benchmark database. The results of the experiments yielded a maximum of 98.5% recognition accuracy and an average of 97.4% recognition accuracy. An advanced version of the method where the local processing is done on offset blocks has also been developed. This has validated the NoN approach and further research using local processing as well as more advanced global operators is likely to yield even better results

A Novel Hybrid Dimensionality Reduction Method using Support Vector Machines and Independent Component Analysis

Due to the increasing demand for high dimensional data analysis from various applications such as electrocardiogram signal analysis and gene expression analysis for cancer detection, dimensionality reduction becomes a viable process to extracts essential information from data such that the high-dimensional data can be represented in a more condensed form with much lower dimensionality to both improve classification accuracy and reduce computational complexity. Conventional dimensionality reduction methods can be categorized into stand-alone and hybrid approaches. The stand-alone method utilizes a single criterion from either supervised or unsupervised perspective. On the other hand, the hybrid method integrates both criteria. Compared with a variety of stand-alone dimensionality reduction methods, the hybrid approach is promising as it takes advantage of both the supervised criterion for better classification accuracy and the unsupervised criterion for better data representation, simultaneously. However, several issues always exist that challenge the efficiency of the hybrid approach, including (1) the difficulty in finding a subspace that seamlessly integrates both criteria in a single hybrid framework, (2) the robustness of the performance regarding noisy data, and (3) nonlinear data representation capability. This dissertation presents a new hybrid dimensionality reduction method to seek projection through optimization of both structural risk (supervised criterion) from Support Vector Machine (SVM) and data independence (unsupervised criterion) from Independent Component Analysis (ICA). The projection from SVM directly contributes to classification performance improvement in a supervised perspective whereas maximum independence among features by ICA construct projection indirectly achieving classification accuracy improvement due to better intrinsic data representation in an unsupervised perspective. For linear dimensionality reduction model, I introduce orthogonality to interrelate both projections from SVM and ICA while redundancy removal process eliminates a part of the projection vectors from SVM, leading to more effective dimensionality reduction. The orthogonality-based linear hybrid dimensionality reduction method is extended to uncorrelatedness-based algorithm with nonlinear data representation capability. In the proposed approach, SVM and ICA are integrated into a single framework by the uncorrelated subspace based on kernel implementation. Experimental results show that the proposed approaches give higher classification performance with better robustness in relatively lower dimensions than conventional methods for high-dimensional datasets

Robust Face Recognition based on Color and Depth Information

One of the most important advantages of automatic human face recognition is its nonintrusiveness property. Face images can sometime be acquired without user's knowledge or explicit cooperation. However, face images acquired in an uncontrolled environment can appear with varying imaging conditions. Traditionally, researchers focus on tackling this problem using 2D gray-scale images due to the wide availability of 2D cameras and the low processing and storage cost of gray-scale data. Nevertheless, face recognition can not be performed reliably with 2D gray-scale data due to insu_cient information and its high sensitivity to pose, expression and illumination variations. Recent rapid development in hardware makes acquisition and processing of color and 3D data feasible. This thesis aims to improve face recognition accuracy and robustness using color and 3D information.In terms of color information usage, this thesis proposes several improvements over existing approaches. Firstly, the Block-wise Discriminant Color Space is proposed, which learns the discriminative color space based on local patches of a human face image instead of the holistic image, as human faces display different colors in different parts. Secondly, observing that most of the existing color spaces consist of at most three color components, while complementary information can be found in multiple color components across multiple color spaces and therefore the Multiple Color Fusion model is proposed to search and utilize multiple color components effectively. Lastly, two robust color face recognition algorithms are proposed. The Color Sparse Coding method can deal with face images with noise and occlusion. The Multi-linear Color Tensor Discriminant method harnesses multi-linear technique to handle non-linear data. Experiments show that all the proposed methods outperform their existing competitors.In terms of 3D information utilization, this thesis investigates the feasibility of face recognition using Kinect. Unlike traditional 3D scanners which are too slow in speed and too expensive in cost for broad face recognition applications, Kinect trades data quality for high speed and low cost. An algorithm is proposed to show that Kinect data can be used for face recognition despite its noisy nature. In order to fully utilize Kinect data, a more sophisticated RGB-D face recognition algorithm is developed which harnesses theColor Sparse Coding framework and 3D information to perform accurate face recognition robustly even under simultaneous varying conditions of poses, illuminations, expressionsand disguises