Timing and Carrier Synchronization in Wireless Communication Systems: A Survey and Classification of Research in the Last 5 Years

Timing and carrier synchronization is a fundamental requirement for any wireless communication system to work properly. Timing synchronization is the process by which a receiver node determines the correct instants of time at which to sample the incoming signal. Carrier synchronization is the process by which a receiver adapts the frequency and phase of its local carrier oscillator with those of the received signal. In this paper, we survey the literature over the last 5 years (2010–2014) and present a comprehensive literature review and classification of the recent research progress in achieving timing and carrier synchronization in single-input single-output (SISO), multiple-input multiple-output (MIMO), cooperative relaying, and multiuser/multicell interference networks. Considering both single-carrier and multi-carrier communication systems, we survey and categorize the timing and carrier synchronization techniques proposed for the different communication systems focusing on the system model assumptions for synchronization, the synchronization challenges, and the state-of-the-art synchronization solutions and their limitations. Finally, we envision some future research directions

Non-Orthogonal Narrowband Internet of Things: A Design for Saving Bandwidth and Doubling the Number of Connected Devices

IEEE Narrowband IoT (NB-IoT) is a low power wide area network (LPWAN) technique introduced in 3GPP release 13. The narrowband transmission scheme enables high capacity, wide coverage and low power consumption communications. With the increasing demand for services over the air, wireless spectrum is becoming scarce and new techniques are required to boost the number of connected devices within a limited spectral resource to meet the service requirements. This work provides a compressed signal waveform solution, termed fast-orthogonal frequency division multiplexing (Fast-OFDM), to double potentially the number of connected devices by compressing occupied bandwidth of each device without compromising data rate and bit error rate (BER) performance. Simulation is firstly evaluated for the Fast-OFDM with comparisons to single-carrier-frequency division multiple access (SC-FDMA). Results indicate the same performance for both systems in additive white Gaussian noise (AWGN) channel. Experimental measurements are also presented to show the bandwidth saving benefits of Fast-OFDM. It is shown that in a line-of-sight (LOS) scenario, Fast-OFDM has similar performance as SC-FDMA but with 50% bandwidth saving. This research paves the way for extended coverage, enhanced capacity and improved data rate of NB-IoT in 5th generation (5G) new radio (NR) networks

Analysis and mitigation of carrier frequency offset for uplink of OFDMA

Orthogonal Frequency Division Multiplexing (OFDM) is being used in many wireless standards because of its immunity to multipath fading, high spectral efficiency and simple implementation, making it suitable for high data rate multimedia wireless applications. One of the significant drawbacks of the OFDM is its sensitivity to Carrier Frequency Offset (CFO). CFO causes Inter Carrier Interference (ICI) between subcarriers and Multiple User Interference (MUI) at Uplink between different users. ICI and MUI at uplink cause significant degradation in the performance of the receiver, therefore, to improve the receiver performance up to acceptable level, compensation of the CFO becomes necessary. In this research, Suppression of MUI by Minimum Mean Squared Error (MMSE) Feedback Equalizer in frequency domain which was originally proposed for Single Carrier- Frequency Domain Multiple Access (SC-FDMA) has been studied for Uplink of Orthogonal Frequency Division Multiple Access (OFDMA). However, calculation of MUI power required in this algorithm for all users impose very high computational burden on the receiver. In the proposed Low Complexity MUI Suppression by MMSE Equalization for Uplink of OFDMA approximation to the calculation of MUI power is applied to reduce its complexity. Simulation result & calculated complexity show that proposed method obtains good performance with much lower complexity

Interference Localization for Uplink OFDMA Systems in Presence of CFOs

Multiple carrier frequency offsets (CFOs) present in the uplink of orthogonal frequency division multiple access (OFDMA) systems adversely affect subcarrier orthogonality and impose a serious performance loss. In this paper, we propose the application of time domain receiver windowing to concentrate the leakage caused by CFOs to a few adjacent subcarriers with almost no additional computational complexity. This allows us to approximate the interference matrix with a quasi-banded matrix by neglecting small elements outside a certain band which enables robust and computationally efficient signal detection. The proposed CFO compensation technique is applicable to all types of subcarrier assignment techniques. Simulation results show that the quasi-banded approximation of the interference matrix is accurate enough to provide almost the same bit error rate performance as that of the optimal solution. The excellent performance of our proposed method is also proven through running an experiment using our FPGA-based system setup.Comment: Accepted in IEEE WCNC 201

Modeling and Digital Mitigation of Transmitter Imperfections in Radio Communication Systems

To satisfy the continuously growing demands for higher data rates, modern radio communication systems employ larger bandwidths and more complex waveforms. Furthermore, radio devices are expected to support a rich mixture of standards such as cellular networks, wireless local-area networks, wireless personal area networks, positioning and navigation systems, etc. In general, a "smart'' device should be flexible to support all these requirements while being portable, cheap, and energy efficient. These seemingly conflicting expectations impose stringent radio frequency (RF) design challenges which, in turn, call for their proper understanding as well as developing cost-effective solutions to address them. The direct-conversion transceiver architecture is an appealing analog front-end for flexible and multi-standard radio systems. However, it is sensitive to various circuit impairments, and modern communication systems based on multi-carrier waveforms such as Orthogonal Frequency Division Multiplexing (OFDM) and Orthogonal Frequency Division Multiple Access (OFDMA) are particularly vulnerable to RF front-end non-idealities.This thesis addresses the modeling and digital mitigation of selected transmitter (TX) RF impairments in radio communication devices. The contributions can be divided into two areas. First, new modeling and digital mitigation techniques are proposed for two essential front-end impairments in direct-conversion architecture-based OFDM and OFDMA systems, namely inphase and quadrature phase (I/Q) imbalance and carrier frequency offset (CFO). Both joint and de-coupled estimation and compensation schemes for frequency-selective TX I/Q imbalance and channel distortions are proposed for OFDM systems, to be adopted on the receiver side. Then, in the context of uplink OFDMA and Single Carrier FDMA (SC-FDMA), which are the air interface technologies of the 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE) and LTE-Advanced systems, joint estimation and equalization techniques of RF impairments and channel distortions are proposed. Here, the challenging multi-user uplink scenario with unequal received power levels is investigated where I/Q imbalance causes inter-user interference. A joint mirror subcarrier processing-based minimum mean-square error (MMSE) equalizer with an arbitrary number of receiver antennas is formulated to effectively handle the mirror sub-band users of different power levels. Furthermore, the joint channel and impairments filter responses are efficiently approximated with polynomial-based basis function models, and the parameters of basis functions are estimated with the reference signals conforming to the LTE uplink sub-frame structure. The resulting receiver concept adopting the proposed techniques enables improved link performance without modifying the design of RF transceivers.Second, digital baseband mitigation solutions are developed for the TX leakage signal-induced self-interference in frequency division duplex (FDD) transceivers. In FDD transceivers, a duplexer is used to connect the TX and receiver (RX) chains to a common antenna while also providing isolation to the receiver chain against the powerful transmit signal. In general, the continuous miniaturization of hardware and adoption of larger bandwidths through carrier aggregation type noncontiguous allocations complicates achieving sufficient TX-RX isolation. Here, two different effects of the transmitter leakage signal are investigated. The first is TX out-of-band (OOB) emissions and TX spurious emissions at own receiver band, due to the transmitter nonlinearity, and the second is nonlinearity of down-converter in the RX that generates second-order intermodulation distortion (IMD2) due to the TX in-band leakage signal. This work shows that the transmitter leakage signal-induced interference depends on an equivalent leakage channel that models the TX path non-idealities, duplexer filter responses, and the RX path non-idealities. The work proposes algorithms that operate in the digital baseband of the transceiver to estimate the TX-RX non-idealities and the duplexer filter responses, and subsequently regenerating and canceling the self-interference, thereby potentially relaxing the TX-RX isolation requirements as well as increasing the transceiver flexibility.Overall, this thesis provides useful signal models to understand the implications of different RF non-idealities and proposes compensation solutions to cope with certain RF impairments. This is complemented with extensive computer simulations and practical RF measurements to validate their application in real-world radio transceivers