Utility Maximization for Uplink MU-MIMO: Combining Spectral-Energy Efficiency and Fairness

Driven by green communications, energy efficiency (EE) has become a new important criterion for designing wireless communication systems. However, high EE often leads to low spectral efficiency (SE), which spurs the research on EE-SE tradeoff. In this paper, we focus on how to maximize the utility in physical layer for an uplink multi-user multiple-input multipleoutput (MU-MIMO) system, where we will not only consider EE-SE tradeoff in a unified way, but also ensure user fairness. We first formulate the utility maximization problem, but it turns out to be non-convex. By exploiting the structure of this problem, we find a convexization procedure to convert the original nonconvex problem into an equivalent convex problem, which has the same global optimum with the original problem. Following the convexization procedure, we present a centralized algorithm to solve the utility maximization problem, but it requires the global information of all users. Thus we propose a primal-dual distributed algorithm which does not need global information and just consumes a small amount of overhead. Furthermore, we have proved that the distributed algorithm can converge to the global optimum. Finally, the numerical results show that our approach can both capture user diversity for EE-SE tradeoff and ensure user fairness, and they also validate the effectiveness of our primal-dual distributed algorithm

Codebook Based Hybrid Precoding for Millimeter Wave Multiuser Systems

In millimeter wave (mmWave) systems, antenna architecture limitations make it difficult to apply conventional fully digital precoding techniques but call for low cost analog radio-frequency (RF) and digital baseband hybrid precoding methods. This paper investigates joint RF-baseband hybrid precoding for the downlink of multiuser multi-antenna mmWave systems with a limited number of RF chains. Two performance measures, maximizing the spectral efficiency and the energy efficiency of the system, are considered. We propose a codebook based RF precoding design and obtain the channel state information via a beam sweep procedure. Via the codebook based design, the original system is transformed into a virtual multiuser downlink system with the RF chain constraint. Consequently, we are able to simplify the complicated hybrid precoding optimization problems to joint codeword selection and precoder design (JWSPD) problems. Then, we propose efficient methods to address the JWSPD problems and jointly optimize the RF and baseband precoders under the two performance measures. Finally, extensive numerical results are provided to validate the effectiveness of the proposed hybrid precoders.Comment: 35 pages, 9 figures, to appear in Trans. on Signal Process, 201

Cell-Free Massive MIMO versus Small Cells

A Cell-Free Massive MIMO (multiple-input multiple-output) system comprises a very large number of distributed access points (APs)which simultaneously serve a much smaller number of users over the same time/frequency resources based on directly measured channel characteristics. The APs and users have only one antenna each. The APs acquire channel state information through time-division duplex operation and the reception of uplink pilot signals transmitted by the users. The APs perform multiplexing/de-multiplexing through conjugate beamforming on the downlink and matched filtering on the uplink. Closed-form expressions for individual user uplink and downlink throughputs lead to max-min power control algorithms. Max-min power control ensures uniformly good service throughout the area of coverage. A pilot assignment algorithm helps to mitigate the effects of pilot contamination, but power control is far more important in that regard. Cell-Free Massive MIMO has considerably improved performance with respect to a conventional small-cell scheme, whereby each user is served by a dedicated AP, in terms of both 95%-likely per-user throughput and immunity to shadow fading spatial correlation. Under uncorrelated shadow fading conditions, the cell-free scheme provides nearly 5-fold improvement in 95%-likely per-user throughput over the small-cell scheme, and 10-fold improvement when shadow fading is correlated.Comment: EEE Transactions on Wireless Communications, accepted for publicatio