Spectral Efficiency and Energy Efficiency Tradeoff in Massive MIMO Downlink Transmission with Statistical CSIT

As a key technology for future wireless networks, massive multiple-input multiple-output (MIMO) can significantly improve the energy efficiency (EE) and spectral efficiency (SE), and the performance is highly dependant on the degree of the available channel state information (CSI). While most existing works on massive MIMO focused on the case where the instantaneous CSI at the transmitter (CSIT) is available, it is usually not an easy task to obtain precise instantaneous CSIT. In this paper, we investigate EE-SE tradeoff in single-cell massive MIMO downlink transmission with statistical CSIT. To this end, we aim to optimize the system resource efficiency (RE), which is capable of striking an EE-SE balance. We first figure out a closed-form solution for the eigenvectors of the optimal transmit covariance matrices of different user terminals, which indicates that beam domain is in favor of performing RE optimal transmission in massive MIMO downlink. Based on this insight, the RE optimization precoding design is reduced to a real-valued power allocation problem. Exploiting the techniques of sequential optimization and random matrix theory, we further propose a low-complexity suboptimal two-layer water-filling-structured power allocation algorithm. Numerical results illustrate the effectiveness and near-optimal performance of the proposed statistical CSI aided RE optimization approach.Comment: Typos corrected. 14 pages, 7 figures. Accepted for publication on IEEE Transactions on Signal Processing. arXiv admin note: text overlap with arXiv:2002.0488

Flexible resource allocation for joint optimization of energy and spectral efficiency in OFDMA multi-cell networks

The radio resource allocation problem is studied, aiming to jointly optimize the energy efficiency (EE) and spectral efficiency (SE) of downlink OFDMA multi-cell networks. Different from existing works on either EE or SE optimization, a novel EE-SE tradeoff (EST) metric, which can capture both the EST relation and the individual cells’ preferences for EE or SE performance, is introduced as the utility function for each base station (BS). Then the joint EE-SE optimization problem is formulated, and an iterative subchannel allocation and power allocation algorithm is proposed. Numerical results show that the proposed algorithm can exploit the EST relation flexibly and optimize the EE and SE simultaneously to meet diverse EE and SE preferences of individual cells.<br/

Massive MIMO for Next Generation Wireless Systems

Multi-user Multiple-Input Multiple-Output (MIMO) offers big advantages over conventional point-to-point MIMO: it works with cheap single-antenna terminals, a rich scattering environment is not required, and resource allocation is simplified because every active terminal utilizes all of the time-frequency bins. However, multi-user MIMO, as originally envisioned with roughly equal numbers of service-antennas and terminals and frequency division duplex operation, is not a scalable technology. Massive MIMO (also known as "Large-Scale Antenna Systems", "Very Large MIMO", "Hyper MIMO", "Full-Dimension MIMO" & "ARGOS") makes a clean break with current practice through the use of a large excess of service-antennas over active terminals and time division duplex operation. Extra antennas help by focusing energy into ever-smaller regions of space to bring huge improvements in throughput and radiated energy efficiency. Other benefits of massive MIMO include the extensive use of inexpensive low-power components, reduced latency, simplification of the media access control (MAC) layer, and robustness to intentional jamming. The anticipated throughput depend on the propagation environment providing asymptotically orthogonal channels to the terminals, but so far experiments have not disclosed any limitations in this regard. While massive MIMO renders many traditional research problems irrelevant, it uncovers entirely new problems that urgently need attention: the challenge of making many low-cost low-precision components that work effectively together, acquisition and synchronization for newly-joined terminals, the exploitation of extra degrees of freedom provided by the excess of service-antennas, reducing internal power consumption to achieve total energy efficiency reductions, and finding new deployment scenarios. This paper presents an overview of the massive MIMO concept and contemporary research.Comment: Final manuscript, to appear in IEEE Communications Magazin