Binary Biometrics: An Analytic Framework to Estimate the Performance Curves Under Gaussian Assumption

In recent years, the protection of biometric data has gained increased interest from the scientific community. Methods such as the fuzzy commitment scheme, helper-data system, fuzzy extractors, fuzzy vault, and cancelable biometrics have been proposed for protecting biometric data. Most of these methods use cryptographic primitives or error-correcting codes (ECCs) and use a binary representation of the real-valued biometric data. Hence, the difference between two biometric samples is given by the Hamming distance (HD) or bit errors between the binary vectors obtained from the enrollment and verification phases, respectively. If the HD is smaller (larger) than the decision threshold, then the subject is accepted (rejected) as genuine. Because of the use of ECCs, this decision threshold is limited to the maximum error-correcting capacity of the code, consequently limiting the false rejection rate (FRR) and false acceptance rate tradeoff. A method to improve the FRR consists of using multiple biometric samples in either the enrollment or verification phase. The noise is suppressed, hence reducing the number of bit errors and decreasing the HD. In practice, the number of samples is empirically chosen without fully considering its fundamental impact. In this paper, we present a Gaussian analytical framework for estimating the performance of a binary biometric system given the number of samples being used in the enrollment and the verification phase. The error-detection tradeoff curve that combines the false acceptance and false rejection rates is estimated to assess the system performance. The analytic expressions are validated using the Face Recognition Grand Challenge v2 and Fingerprint Verification Competition 2000 biometric databases

Deep learning for i-vector speaker and language recognition

Over the last few years, i-vectors have been the state-of-the-art technique in speaker and language recognition. Recent advances in Deep Learning (DL) technology have improved the quality of i-vectors but the DL techniques in use are computationally expensive and need speaker or/and phonetic labels for the background data, which are not easily accessible in practice. On the other hand, the lack of speaker-labeled background data makes a big performance gap, in speaker recognition, between two well-known cosine and Probabilistic Linear Discriminant Analysis (PLDA) i-vector scoring techniques. It has recently been a challenge how to fill this gap without speaker labels, which are expensive in practice. Although some unsupervised clustering techniques are proposed to estimate the speaker labels, they cannot accurately estimate the labels. This thesis tries to solve the problems above by using the DL technology in different ways, without any need of speaker or phonetic labels. In order to fill the performance gap between cosine and PLDA scoring given unlabeled background data, we have proposed an impostor selection algorithm and a universal model adaptation process in a hybrid system based on Deep Belief Networks (DBNs) and Deep Neural Networks (DNNs) to discriminatively model each target speaker. In order to have more insight into the behavior of DL techniques in both single and multi-session speaker enrollment tasks, some experiments have been carried out in both scenarios. Experiments on the National Institute of Standard and Technology (NIST) 2014 i-vector challenge show that 46% of this performance gap, in terms of minDCF, is filled by the proposed DL-based system. Furthermore, the score combination of the proposed DL-based system and PLDA with estimated labels covers 79% of this gap. In the second line of the research, we have developed an efficient alternative vector representation of speech by keeping the computational cost as low as possible and avoiding phonetic labels, which are not always accessible. The proposed vectors will be based on both Gaussian Mixture Models (GMMs) and Restricted Boltzmann Machines (RBMs) and will be referred to as GMM-RBM vectors. The role of RBM is to learn the total speaker and session variability among background GMM supervectors. This RBM, which will be referred to as Universal RBM (URBM), will then be used to transform unseen supervectors to the proposed low dimensional vectors. The use of different activation functions for training the URBM and different transformation functions for extracting the proposed vectors are investigated. At the end, a variant of Rectified Linear Unit (ReLU) which is referred to as Variable ReLU (VReLU) is proposed. Experiments on the core test condition 5 of the NIST Speaker Recognition Evaluation (SRE) 2010 show that comparable results with conventional i-vectors are achieved with a clearly lower computational load in the vector extraction process. Finally, for the Language Identification (LID) application, we have proposed a DNN architecture to model effectively the i-vector space of four languages, English, Spanish, German, and Finnish, in the car environment. Both raw i-vectors and session variability compensated i-vectors are evaluated as input vectors to DNN. The performance of the proposed DNN architecture is compared with both conventional GMM-UBM and i-vector/Linear Discriminant Analysis (LDA) systems considering the effect of duration of signals. It is shown that the signals with duration between 2 and 3 sec meet the accuracy and speed requirements of this application, in which the proposed DNN architecture outperforms GMM-UBM and i-vector/LDA systems by 37% and 28%, respectively.En los últimos años, los i-vectores han sido la técnica de referencia en el reconocimiento de hablantes y de idioma. Los últimos avances en la tecnología de Aprendizaje Profundo (Deep Learning. DL) han mejorado la calidad de los i-vectores, pero las técnicas DL en uso son computacionalmente costosas y necesitan datos etiquetados para cada hablante y/o unidad fon ética, los cuales no son fácilmente accesibles en la práctica. La falta de datos etiquetados provoca una gran diferencia de los resultados en el reconocimiento de hablante con i-vectors entre las dos técnicas de evaluación más utilizados: distancia coseno y Análisis Lineal Discriminante Probabilístico (PLDA). Por el momento, sigue siendo un reto cómo reducir esta brecha sin disponer de las etiquetas de los hablantes, que son costosas de obtener. Aunque se han propuesto algunas técnicas de agrupamiento sin supervisión para estimar las etiquetas de los hablantes, no pueden estimar las etiquetas con precisión. Esta tesis trata de resolver los problemas mencionados usando la tecnología DL de diferentes maneras, sin necesidad de etiquetas de hablante o fon éticas. Con el fin de reducir la diferencia de resultados entre distancia coseno y PLDA a partir de datos no etiquetados, hemos propuesto un algoritmo selección de impostores y la adaptación a un modelo universal en un sistema hibrido basado en Deep Belief Networks (DBN) y Deep Neural Networks (DNN) para modelar a cada hablante objetivo de forma discriminativa. Con el fin de tener más información sobre el comportamiento de las técnicas DL en las tareas de identificación de hablante en una única sesión y en varias sesiones, se han llevado a cabo algunos experimentos en ambos escenarios. Los experimentos utilizando los datos del National Institute of Standard and Technology (NIST) 2014 i-vector Challenge muestran que el 46% de esta diferencia de resultados, en términos de minDCF, se reduce con el sistema propuesto basado en DL. Además, la combinación de evaluaciones del sistema propuesto basado en DL y PLDA con etiquetas estimadas reduce el 79% de esta diferencia. En la segunda línea de la investigación, hemos desarrollado una representación vectorial alternativa eficiente de la voz manteniendo el coste computacional lo más bajo posible y evitando las etiquetas fon éticas, Los vectores propuestos se basan tanto en el Modelo de Mezcla de Gaussianas (GMM) y en las Maquinas Boltzmann Restringidas (RBM), a los que se hacer referencia como vectores GMM-RBM. El papel de la RBM es aprender la variabilidad total del hablante y de la sesión entre los supervectores del GMM gen érico. Este RBM, al que se hará referencia como RBM Universal (URBM), se utilizará para transformar supervectores ocultos en los vectores propuestos, de menor dimensión. Además, se estudia el uso de diferentes funciones de activación para el entrenamiento de la URBM y diferentes funciones de transformación para extraer los vectores propuestos. Finalmente, se propone una variante de la Unidad Lineal Rectificada (ReLU) a la que se hace referencia como Variable ReLU (VReLU). Los experimentos sobre los datos de la condición 5 del test de la NIST Speaker Recognition Evaluation (SRE) 2010 muestran que se han conseguidos resultados comparables con los i-vectores convencionales, con una carga computacional claramente inferior en el proceso de extracción de vectores. Por último, para la aplicación de Identificación de Idioma (LID), hemos propuesto una arquitectura DNN para modelar eficazmente en el entorno del coche el espacio i-vector de cuatro idiomas: inglés, español, alemán y finlandés. Tanto los i-vectores originales como los i-vectores propuestos son evaluados como vectores de entrada a DNN. El rendimiento de la arquitectura DNN propuesta se compara con los sistemas convencionales GMM-UBM y i-vector/Análisis Discriminante Lineal (LDA) considerando el efecto de la duración de las señales. Se muestra que en caso de señales con una duración entre 2 y 3 se obtienen resultados satisfactorios en cuanto a precisión y resultados, superando a los sistemas GMM-UBM y i-vector/LDA en un 37% y 28%, respectivament

Machine Learning for Biometrics

Biometrics aims at reliable and robust identification of humans from their personal traits, mainly for security and authentication purposes, but also for identifying and tracking the users of smarter applications. Frequently considered modalities are fingerprint, face, iris, palmprint and voice, but there are many other possible biometrics, including gait, ear image, retina, DNA, and even behaviours. This chapter presents a survey of machine learning methods used for biometrics applications, and identifies relevant research issues. We focus on three areas of interest: offline methods for biometric template construction and recognition, information fusion methods for integrating multiple biometrics to obtain robust results, and methods for dealing with temporal information. By introducing exemplary and influential machine learning approaches in the context of specific biometrics applications, we hope to provide the reader with the means to create novel machine learning solutions to challenging biometrics problems