A survey of face recognition techniques under occlusion

The limited capacity to recognize faces under occlusions is a long-standing problem that presents a unique challenge for face recognition systems and even for humans. The problem regarding occlusion is less covered by research when compared to other challenges such as pose variation, different expressions, etc. Nevertheless, occluded face recognition is imperative to exploit the full potential of face recognition for real-world applications. In this paper, we restrict the scope to occluded face recognition. First, we explore what the occlusion problem is and what inherent difficulties can arise. As a part of this review, we introduce face detection under occlusion, a preliminary step in face recognition. Second, we present how existing face recognition methods cope with the occlusion problem and classify them into three categories, which are 1) occlusion robust feature extraction approaches, 2) occlusion aware face recognition approaches, and 3) occlusion recovery based face recognition approaches. Furthermore, we analyze the motivations, innovations, pros and cons, and the performance of representative approaches for comparison. Finally, future challenges and method trends of occluded face recognition are thoroughly discussed

A survey of face recognition techniques under occlusion

The limited capacity to recognize faces under occlusions is a long-standing problem that presents a unique challenge for face recognition systems and even for humans. The problem regarding occlusion is less covered by research when compared to other challenges such as pose variation, different expressions, etc. Nevertheless, occluded face recognition is imperative to exploit the full potential of face recognition for real-world applications. In this paper, we restrict the scope to occluded face recognition. First, we explore what the occlusion problem is and what inherent difficulties can arise. As a part of this review, we introduce face detection under occlusion, a preliminary step in face recognition. Second, we present how existing face recognition methods cope with the occlusion problem and classify them into three categories, which are 1) occlusion robust feature extraction approaches, 2) occlusion aware face recognition approaches, and 3) occlusion recovery based face recognition approaches. Furthermore, we analyze the motivations, innovations, pros and cons, and the performance of representative approaches for comparison. Finally, future challenges and method trends of occluded face recognition are thoroughly discussed

Vision-based techniques for gait recognition

Global security concerns have raised a proliferation of video surveillance devices. Intelligent surveillance systems seek to discover possible threats automatically and raise alerts. Being able to identify the surveyed object can help determine its threat level. The current generation of devices provide digital video data to be analysed for time varying features to assist in the identification process. Commonly, people queue up to access a facility and approach a video camera in full frontal view. In this environment, a variety of biometrics are available - for example, gait which includes temporal features like stride period. Gait can be measured unobtrusively at a distance. The video data will also include face features, which are short-range biometrics. In this way, one can combine biometrics naturally using one set of data. In this paper we survey current techniques of gait recognition and modelling with the environment in which the research was conducted. We also discuss in detail the issues arising from deriving gait data, such as perspective and occlusion effects, together with the associated computer vision challenges of reliable tracking of human movement. Then, after highlighting these issues and challenges related to gait processing, we proceed to discuss the frameworks combining gait with other biometrics. We then provide motivations for a novel paradigm in biometrics-based human recognition, i.e. the use of the fronto-normal view of gait as a far-range biometrics combined with biometrics operating at a near distance

Reconnaissance de visage robuste aux occultations

Face recognition is an important technology in computer vision, which often acts as an essential component in biometrics systems, HCI systems, access control systems, multimedia indexing applications, etc. Partial occlusion, which significantly changes the appearance of part of a face, cannot only cause large performance deterioration of face recognition, but also can cause severe security issues. In this thesis, we focus on the occlusion problem in automatic face recognition in non-controlled environments. Toward this goal, we propose a framework that consists of applying explicit occlusion analysis and processing to improve face recognition under different occlusion conditions. We demonstrate in this thesis that the proposed framework is more efficient than the methods based on non-explicit occlusion treatments from the literature. We identify two new types of facial occlusions, namely the sparse occlusion and dynamic occlusion. Solutions are presented to handle the identified occlusion problems in more advanced surveillance context. Recently, the emerging Kinect sensor has been successfully applied in many computer vision fields. We introduce this new sensor in the context of face recognition, particularly in presence of occlusions, and demonstrate its efficiency compared with traditional 2D cameras. Finally, we propose two approaches based on 2D and 3D to improve the baseline face recognition techniques. Improving the baseline methods can also have the positive impact on the recognition results when partial occlusion occurs.La reconnaissance faciale est une technologie importante en vision par ordinateur, avec un rôle central en biométrie, interface homme-machine, contrôle d’accès, indexation multimédia, etc. L’occultation partielle, qui change complétement l’apparence d’une partie du visage, ne provoque pas uniquement une dégradation des performances en reconnaissance faciale, mai peut aussi avoir des conséquences en termes de sécurité. Dans cette thèse, nous concentrons sur le problème des occultations en reconnaissance faciale en environnements non contrôlés. Nous proposons une séquence qui consiste à analyser de manière explicite les occultations et à fiabiliser la reconnaissance faciale soumises à diverses occultations. Nous montrons dans cette thèse que l’approche proposée est plus efficace que les méthodes de l’état de l’art opérant sans traitement explicite dédié aux occultations. Nous identifions deux nouveaux types d’occultations, à savoir éparses et dynamiques. Des solutions sont introduites pour gérer ces problèmes d’occultation nouvellement identifiés dans un contexte de vidéo surveillance avancé. Récemment, le nouveau capteur Kinect a été utilisé avec succès dans de nombreuses applications en vision par ordinateur. Nous introduisons ce nouveau capteur dans le contexte de la reconnaissance faciale, en particulier en présence d’occultations, et démontrons son efficacité par rapport aux caméras traditionnelles. Finalement, nous proposons deux approches basées 2D et 3D permettant d’améliorer les techniques de base en reconnaissance de visages. L’amélioration des méthodes de base peut alors générer un impact positif sur les résultats de reconnaissance en présence d’occultations

People identification and tracking through fusion of facial and gait features

This paper reviews the contemporary (face, gait, and fusion) computational approaches for automatic human identification at a distance. For remote identification, there may exist large intra-class variations that can affect the performance of face/gait systems substantially. First, we review the face recognition algorithms in light of factors, such as illumination, resolution, blur, occlusion, and pose. Then we introduce several popular gait feature templates, and the algorithms against factors such as shoe, carrying condition, camera view, walking surface, elapsed time, and clothing. The motivation of fusing face and gait, is that, gait is less sensitive to the factors that may affect face (e.g., low resolution, illumination, facial occlusion, etc.), while face is robust to the factors that may affect gait (walking surface, clothing, etc.). We review several most recent face and gait fusion methods with different strategies, and the significant performance gains suggest these two modality are complementary for human identification at a distance

Recognizing complex faces and gaits via novel probabilistic models

In the field of computer vision, developing automated systems to recognize people under unconstrained scenarios is a partially solved problem. In unconstrained sce- narios a number of common variations and complexities such as occlusion, illumi- nation, cluttered background and so on impose vast uncertainty to the recognition process. Among the various biometrics that have been emerging recently, this dissertation focus on two of them namely face and gait recognition. Firstly we address the problem of recognizing faces with major occlusions amidst other variations such as pose, scale, expression and illumination using a novel PRObabilistic Component based Interpretation Model (PROCIM) inspired by key psychophysical principles that are closely related to reasoning under uncertainty. The model basically employs Bayesian Networks to establish, learn, interpret and exploit intrinsic similarity mappings from the face domain. Then, by incorporating e cient inference strategies, robust decisions are made for successfully recognizing faces under uncertainty. PROCIM reports improved recognition rates over recent approaches. Secondly we address the newly upcoming gait recognition problem and show that PROCIM can be easily adapted to the gait domain as well. We scienti cally de ne and formulate sub-gaits and propose a novel modular training scheme to e ciently learn subtle sub-gait characteristics from the gait domain. Our results show that the proposed model is robust to several uncertainties and yields sig- ni cant recognition performance. Apart from PROCIM, nally we show how a simple component based gait reasoning can be coherently modeled using the re- cently prominent Markov Logic Networks (MLNs) by intuitively fusing imaging, logic and graphs. We have discovered that face and gait domains exhibit interesting similarity map- pings between object entities and their components. We have proposed intuitive probabilistic methods to model these mappings to perform recognition under vari- ous uncertainty elements. Extensive experimental validations justi es the robust- ness of the proposed methods over the state-of-the-art techniques.

Cooperative multitarget tracking with efficient split and merge handling

Copyright © 2006 IEEEFor applications such as behavior recognition it is important to maintain the identity of multiple targets, while tracking them in the presence of splits and merges, or occlusion of the targets by background obstacles. Here we propose an algorithm to handle multiple splits and merges of objects based on dynamic programming and a new geometric shape matching measure. We then cooperatively combine Kalman filter-based motion and shape tracking with the efficient and novel geometric shape matching algorithm. The system is fully automatic and requires no manual input of any kind for initialization of tracking. The target track initialization problem is formulated as computation of shortest paths in a directed and attributed graph using Dijkstra's shortest path algorithm. This scheme correctly initializes multiple target tracks for tracking even in the presence of clutter and segmentation errors which may occur in detecting a target. We present results on a large number of real world image sequences, where upto 17 objects have been tracked simultaneously in real-time, despite clutter, splits, and merges in measurements of objects. The complete tracking system including segmentation of moving objects works at 25 Hz on 352times288 pixel color image sequences on a 2.8-GHz Pentium-4 workstationPankaj Kumar, Surendra Ranganath, Kuntal Sengupta, and Huang Weimi