Modeling and Digital Mitigation of Transmitter Imperfections in Radio Communication Systems

To satisfy the continuously growing demands for higher data rates, modern radio communication systems employ larger bandwidths and more complex waveforms. Furthermore, radio devices are expected to support a rich mixture of standards such as cellular networks, wireless local-area networks, wireless personal area networks, positioning and navigation systems, etc. In general, a "smart'' device should be flexible to support all these requirements while being portable, cheap, and energy efficient. These seemingly conflicting expectations impose stringent radio frequency (RF) design challenges which, in turn, call for their proper understanding as well as developing cost-effective solutions to address them. The direct-conversion transceiver architecture is an appealing analog front-end for flexible and multi-standard radio systems. However, it is sensitive to various circuit impairments, and modern communication systems based on multi-carrier waveforms such as Orthogonal Frequency Division Multiplexing (OFDM) and Orthogonal Frequency Division Multiple Access (OFDMA) are particularly vulnerable to RF front-end non-idealities.This thesis addresses the modeling and digital mitigation of selected transmitter (TX) RF impairments in radio communication devices. The contributions can be divided into two areas. First, new modeling and digital mitigation techniques are proposed for two essential front-end impairments in direct-conversion architecture-based OFDM and OFDMA systems, namely inphase and quadrature phase (I/Q) imbalance and carrier frequency offset (CFO). Both joint and de-coupled estimation and compensation schemes for frequency-selective TX I/Q imbalance and channel distortions are proposed for OFDM systems, to be adopted on the receiver side. Then, in the context of uplink OFDMA and Single Carrier FDMA (SC-FDMA), which are the air interface technologies of the 3rd Generation Partnership Project (3GPP) Long Term Evolution (LTE) and LTE-Advanced systems, joint estimation and equalization techniques of RF impairments and channel distortions are proposed. Here, the challenging multi-user uplink scenario with unequal received power levels is investigated where I/Q imbalance causes inter-user interference. A joint mirror subcarrier processing-based minimum mean-square error (MMSE) equalizer with an arbitrary number of receiver antennas is formulated to effectively handle the mirror sub-band users of different power levels. Furthermore, the joint channel and impairments filter responses are efficiently approximated with polynomial-based basis function models, and the parameters of basis functions are estimated with the reference signals conforming to the LTE uplink sub-frame structure. The resulting receiver concept adopting the proposed techniques enables improved link performance without modifying the design of RF transceivers.Second, digital baseband mitigation solutions are developed for the TX leakage signal-induced self-interference in frequency division duplex (FDD) transceivers. In FDD transceivers, a duplexer is used to connect the TX and receiver (RX) chains to a common antenna while also providing isolation to the receiver chain against the powerful transmit signal. In general, the continuous miniaturization of hardware and adoption of larger bandwidths through carrier aggregation type noncontiguous allocations complicates achieving sufficient TX-RX isolation. Here, two different effects of the transmitter leakage signal are investigated. The first is TX out-of-band (OOB) emissions and TX spurious emissions at own receiver band, due to the transmitter nonlinearity, and the second is nonlinearity of down-converter in the RX that generates second-order intermodulation distortion (IMD2) due to the TX in-band leakage signal. This work shows that the transmitter leakage signal-induced interference depends on an equivalent leakage channel that models the TX path non-idealities, duplexer filter responses, and the RX path non-idealities. The work proposes algorithms that operate in the digital baseband of the transceiver to estimate the TX-RX non-idealities and the duplexer filter responses, and subsequently regenerating and canceling the self-interference, thereby potentially relaxing the TX-RX isolation requirements as well as increasing the transceiver flexibility.Overall, this thesis provides useful signal models to understand the implications of different RF non-idealities and proposes compensation solutions to cope with certain RF impairments. This is complemented with extensive computer simulations and practical RF measurements to validate their application in real-world radio transceivers

Dirty RF Signal Processing for Mitigation of Receiver Front-end Non-linearity

Moderne drahtlose Kommunikationssysteme stellen hohe und teilweise gegensätzliche Anforderungen an die Hardware der Funkmodule, wie z.B. niedriger Energieverbrauch, große Bandbreite und hohe Linearität. Die Gewährleistung einer ausreichenden Linearität ist, neben anderen analogen Parametern, eine Herausforderung im praktischen Design der Funkmodule. Der Fokus der Dissertation liegt auf breitbandigen HF-Frontends für Software-konfigurierbare Funkmodule, die seit einigen Jahren kommerziell verfügbar sind. Die praktischen Herausforderungen und Grenzen solcher flexiblen Funkmodule offenbaren sich vor allem im realen Experiment. Eines der Hauptprobleme ist die Sicherstellung einer ausreichenden analogen Performanz über einen weiten Frequenzbereich. Aus einer Vielzahl an analogen Störeffekten behandelt die Arbeit die Analyse und Minderung von Nichtlinearitäten in Empfängern mit direkt-umsetzender Architektur. Im Vordergrund stehen dabei Signalverarbeitungsstrategien zur Minderung nichtlinear verursachter Interferenz - ein Algorithmus, der besser unter "Dirty RF"-Techniken bekannt ist. Ein digitales Verfahren nach der Vorwärtskopplung wird durch intensive Simulationen, Messungen und Implementierung in realer Hardware verifiziert. Um die Lücken zwischen Theorie und praktischer Anwendbarkeit zu schließen und das Verfahren in reale Funkmodule zu integrieren, werden verschiedene Untersuchungen durchgeführt. Hierzu wird ein erweitertes Verhaltensmodell entwickelt, das die Struktur direkt-umsetzender Empfänger am besten nachbildet und damit alle Verzerrungen im HF- und Basisband erfasst. Darüber hinaus wird die Leistungsfähigkeit des Algorithmus unter realen Funkkanal-Bedingungen untersucht. Zusätzlich folgt die Vorstellung einer ressourceneffizienten Echtzeit-Implementierung des Verfahrens auf einem FPGA. Abschließend diskutiert die Arbeit verschiedene Anwendungsfelder, darunter spektrales Sensing, robuster GSM-Empfang und GSM-basiertes Passivradar. Es wird gezeigt, dass nichtlineare Verzerrungen erfolgreich in der digitalen Domäne gemindert werden können, wodurch die Bitfehlerrate gestörter modulierter Signale sinkt und der Anteil nichtlinear verursachter Interferenz minimiert wird. Schließlich kann durch das Verfahren die effektive Linearität des HF-Frontends stark erhöht werden. Damit wird der zuverlässige Betrieb eines einfachen Funkmoduls unter dem Einfluss der Empfängernichtlinearität möglich. Aufgrund des flexiblen Designs ist der Algorithmus für breitbandige Empfänger universal einsetzbar und ist nicht auf Software-konfigurierbare Funkmodule beschränkt.Today's wireless communication systems place high requirements on the radio's hardware that are largely mutually exclusive, such as low power consumption, wide bandwidth, and high linearity. Achieving a sufficient linearity, among other analogue characteristics, is a challenging issue in practical transceiver design. The focus of this thesis is on wideband receiver RF front-ends for software defined radio technology, which became commercially available in the recent years. Practical challenges and limitations are being revealed in real-world experiments with these radios. One of the main problems is to ensure a sufficient RF performance of the front-end over a wide bandwidth. The thesis covers the analysis and mitigation of receiver non-linearity of typical direct-conversion receiver architectures, among other RF impairments. The main focus is on DSP-based algorithms for mitigating non-linearly induced interference, an approach also known as "Dirty RF" signal processing techniques. The conceived digital feedforward mitigation algorithm is verified through extensive simulations, RF measurements, and implementation in real hardware. Various studies are carried out that bridge the gap between theory and practical applicability of this approach, especially with the aim of integrating that technique into real devices. To this end, an advanced baseband behavioural model is developed that matches to direct-conversion receiver architectures as close as possible, and thus considers all generated distortions at RF and baseband. In addition, the algorithm's performance is verified under challenging fading conditions. Moreover, the thesis presents a resource-efficient real-time implementation of the proposed solution on an FPGA. Finally, different use cases are covered in the thesis that includes spectrum monitoring or sensing, GSM downlink reception, and GSM-based passive radar. It is shown that non-linear distortions can be successfully mitigated at system level in the digital domain, thereby decreasing the bit error rate of distorted modulated signals and reducing the amount of non-linearly induced interference. Finally, the effective linearity of the front-end is increased substantially. Thus, the proper operation of a low-cost radio under presence of receiver non-linearity is possible. Due to the flexible design, the algorithm is generally applicable for wideband receivers and is not restricted to software defined radios

Reduced-complexity Digital Predistortion in Flexible Radio Spectrum Access

Wireless communications is nowadays seen as one of the main foundations of technological advancements in, e.g., healthcare, education, agriculture, transportation, computing, personal communications, media, and entertainment. This requires major technological developments and advances at different levels of the wireless communication systems and networks. In particular, it is required to utilize the currently available frequency spectrum in a more and more efficient way, while also adopting new spectral bands. Moreover, it is required that cheaper and smaller electronic components are used to build future wireless communication systems to facilitate increasingly cost-effective solutions. Meanwhile, energy efficiency becomes extremely important in wide scale deployments of the networks both from a running cost point of view, and from an environmental impact point of view. This is the big picture, or the so called ‘bird’s eye view’ of the challenges that are yet to be met in this very interesting and fast developing field of science.The power amplifier (PA) is the most power-hungry component in most RF transmitters. Consequently, its energy efficiency significantly contributes to the overall energy efficiency of the transmitter, and in fact the whole wireless network. Unfortunately, energy efficiency enhancement implies operating the PA closer to its saturation region, which typically results in severe nonlinear distortion that can deteriorate the signal quality and cause interference to neighboring users, both of which negatively impact the system spectral efficiency. Moreover, in flexible spectrum access scenarios, which are essential for improving the spectral efficiency, particular in the form of non-contiguous radio spectrum access, the nonlinear distortion due to the PA becomes even more severe and can significantly impact the overall network performance. For example, in noncontiguous carrier aggregation (CA) in LTE-Advanced, it has been demonstrated that in addition to the classical in-band distortion and regrowth around the main carriers, harmful spurious emission components are generated which can easily violate the spurious emission limits even in the case of user equipment (UE) transmitters.Technological advances in the digital electronics domain have enabled us to approach this problem from a digital signal processing point of view in the form of widely-adopted and researched digital predistortion (DPD) technology. However, when the signal bandwidth gets larger, and flexible or non-contiguous spectrum access is introduced, the complexity of the DPD increases and the power consumed in the digital domain by the DPD itself becomes higher and higher, to the extent that it might be close to, or even surpass, the energy savings achieved from using a more efficient PA. The problem becomes even more challenging at the UE side which has relatively limited computational capabilities and lower transmit power. This dilemma can be resolved by developing novel reduced-complexity DPD solutions in such flexible spectrum access and/or wide bandwidth scenarios while not sacrificing the DPD performance, which is the main topic area that this thesis work contributes to.The first contribution of this thesis is the development of a spur-injection based sub-band DPD structure for spurious emission mitigation in noncontiguous transmission scenarios. A novel and effective learning algorithm is also introduced, for the proposed sub-band DPD, based on the decorrelation principle. Mathematical models of the unwanted emissions are formulated based on realistic PA models with memory, followed by developing an efficient DPD structure for mitigating these emissions with reducedcomplexity in both the DPD main processing and learning paths while providing excellent spurious emission suppression. In the special case when the spurious emissions overlap with the own RX band in frequency division duplexing (FDD) transceivers, a novel subband DPD solution is also developed that uses the main RX for DPD learning without requiring any additional observation RX, thus further reducing the DPD complexity.The second contribution is the development of a novel reduced-complexity concurrent DPD, with a single-feedback receiver path, for carrier aggregation-like scenarios. The proposed solution is based on a simple and flexible DPD structure with decorrelationbased parameter learning. Practical simulations and RF measurements demonstrate that the proposed concurrent DPD provides excellent linearization performance, in terms of in-band error vector magnitude (EVM) and adjacent channel leakage ratio (ACLR), when compared to state-of-the-art concurrent DPD solutions, despite its reduced computational complexity in both the DPD main path processing and parameter learning.The third contribution is the development of a new and novel frequency-optimized DPD solution which can tailor its linearization capabilities to any particular regions of the spectrum. Detailed mathematical expressions of the power spectrum at the PA output as a function of the DPD coefficients are formulated. A Newton-Raphson optimization routine is then utilized to optimize the suppression of unwanted emissions at arbitrary pre-specified frequencies at the PA output. From a complexity reduction perspective, this means that for a given linearization performance at a particular frequency range, an optimized and reduced-complexity DPD can be used.Detailed quantitative complexity analysis, of all the proposed DPD solutions, is performed in this thesis. The complexity and linearization performance are also compared to state-of-the-art DPD solutions in the literature to validate and demonstrate the complexity reduction aspect without sacrificing the linearization performance. Moreover, all the DPD solutions developed in this thesis are tested in practical RF environments using real cellular power amplifiers that are commercially used in the latest wireless communication systems, both at the base station side and at the mobile terminal side. These experiments, along with the strong theoretical foundation of the developed DPD solutions prove that they can be commercially used as such to enhance the performance, energy efficiency, and cost effectiveness of next generation wireless transmitters