Coherency Matrix Decomposition-Based Polarimetric Persistent Scatterer Interferometry

© 2019 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes,creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works.The rationale of polarimetric optimization techniques is to enhance the phase quality of the interferograms by combining adequately the different polarization channels available to produce an improved one. Different approaches have been proposed for polarimetric persistent scatterer interferometry (PolPSI). They range from the simple and computationally efficient BEST, where, for each pixel, the polarimetric channel with the best response in terms of phase quality is selected, to those with high-computational burden like the equal scattering mechanism (ESM) and the suboptimum scattering mechanism (SOM). BEST is fast and simple, but it does not fully exploit the potentials of polarimetry. On the other side, ESM explores all the space of solutions and finds the optimal one but with a very high-computational burden. A new PolPSI algorithm, named coherency matrix decomposition-based PolPSI (CMD-PolPSI), is proposed to achieve a compromise between phase optimization and computational cost. Its core idea is utilizing the polarimetric synthetic aperture radar (PolSAR) coherency matrix decomposition to determine the optimal polarization channel for each pixel. Three different PolSAR image sets of both full- (Barcelona) and dual-polarization (Murcia and Mexico City) are used to evaluate the performance of CMD-PolPSI. The results show that CMD-PolPSI presents better optimization results than the BEST method by using either $D_{\mathrm{ A}}$ or temporal mean coherence as phase quality metrics. Compared with the ESM algorithm, CMD-PolPSI is 255 times faster but its performance is not optimal. The influence of the number of available polarization channels and pixel's resolutions on the CMD-PolPSI performance is also discussed.Peer ReviewedPostprint (author's final draft

Advanced pixel selection and optimization algorithms for Persistent Scatterer Interferometry (PSI)

Tesi amb diferents seccions retallades per dret de l'editorPremi Extraordinari de Doctorat, promoció 2018-2019. Àmbit de les TICGround deformation measurements can provide valuable information for minimization of associated loss and damage caused by natural and environmental hazards. As a kind of remote sensing technique, Persistent Scatterer Interferometry (PSI) SAR is able to measure ground deformation with high spatial resolution, efficiently. Moreover, the ground deformation monitoring accuracy of PSI techniques can reach up to millimeter level. However, low coherence could hinderthe exploitation of SAR data, and high-accuracy deformation monitoring can only be achieved by PSI for high quality pixels. Therefore, pixel optimization and identification of coherent pixels are crucial for PSI techniques. In this thesis, advanced pixel selection and optimization algorithms have been investigated. Firstly, a full-resolution pixel selection method based on the Temporal Phase Coherence (TPC) has been proposed. This method first estimates noise phase term of each pixel at interferogram level. Then, for each pixel, its noise phase terms of all interferograms are used to assess this pixel’s temporal phase quality (i.e., TPC). In the next, based on the relationship between TPC and phase Standard Deviation (STD), a threshold can be posed on TPC to identify high phase quality pixels. This pixel selection method can work with both Deterministic Scatterers (PSs) and Distributed Scatterers (DSs). To valid the effectiveness of the developed method, it has been used to monitor the Canillo (Andorra) landslide. The results show that the TPC method can obtained highest density of valid pixels among the employed three approaches in this challenging area with X-band SAR data. Second, to balance the polarimetric DInSAR phase optimization effect and the computation cost, a new PolPSI algorithm is developed. This proposed PolPSI algorithm is based on the Coherency Matrix Decomposition result to determine the optimal scattering mechanism of each pixel, thus it is named as CMD-PolPSI. CMDPolPSI need not to search for solution within the full space of solution, it is therefore much computationally faster than the classical Equal Scattering Mechanism (ESM) method, but with lower optimization performance. On the other hand, its optimization performance outperforms the less computational costly BEST method. Third, an adaptive algorithm SMF-POLOPT has been proposed to adaptive filtering and optimizing PolSAR pixels for PolPSI applications. This proposed algorithm is based on PolSAR classification results to firstly identify Polarimetric Homogeneous Pixels (PHPs) for each pixel, and at the same time classify PS and DS pixels. After that, DS pixels are filtered by their associated PHPs, and then optimized based on the coherence stability phase quality metric; PS pixels are unfiltered and directly optimized based on the DA phase quality metric. SMF-POLOPT can simultaneously reduce speckle noise and retain structures’ details. Meanwhile, SMF-POLOPT is able to obtain much higher density of valid pixels for deformation monitoring than the ESM method. To conclude, one pixel selection method has been developed and tested, two PolPSI algorithms have been proposed in this thesis. This work make contributions to the research of “Advanced Pixel Selection and Optimization Algorithms for Persistent Scatterer InterferometryLes mesures de deformació del sòl poden proporcionar informació valuosa per minimitzar les pèrdues i els danys associats causats pels riscos naturals i ambientals. Com a tècnica de teledetecció, la interferometria de dispersors persistents (Persistent Scatter Interferometry, PSI) SAR és capaç de mesurar de forma eficient la deformació del terreny amb una alta resolució espacial. A més, la precisió de monitorització de la deformació del sòl de les tècniques PSI pot arribar a arribar a nivells del mil·límetre. No obstant això, una baixa coherència pot dificultar l’explotació de dades SAR i el control de deformació d’alta precisió només es pot aconseguir mitjançant PSI per a píxels d’alta qualitat. Per tant, l’optimització de píxels i la identificació de píxels coherents són crucials en les tècniques PSI. En aquesta tesi s¿han investigat algorismes avançats de selecció i optimització de píxels. En primer lloc, s'ha proposat un mètode de selecció de píxels de resolució completa basat en la coherència temporal de fase (Temporal Phase Coherence, TPC). Aquest mètode estima per primera vegada el terme de fase de soroll de cada píxel a nivell d’interferograma. A continuació, per a cada píxel, s'utilitzen els termes de la fase de soroll de tots els interferogrames per avaluar la qualitat de fase temporal d'aquest píxel (és a dir, TPC). A la següent, basant-se en la relació entre el TPC i la desviació estàndard de fase (STD), es pot plantejar un llindar de TPC per identificar píxels de qualitat de fase alta. Aquest mètode de selecció de píxels es capaç de detectar tant els dispersors deterministes (PS) com els distribuïts (DS). Per validar l’eficàcia del mètode desenvolupat, s’ha utilitzat per controlar l’esllavissada de Canillo (Andorra). Els resultats mostren que el mètode TPC pot obtenir la major densitat de píxels vàlids, comparat amb els mètodes clàssics de selecció, en aquesta àrea difícil amb dades de SAR de banda X. En segon lloc, per equilibrar l’efecte d’optimització de fase DInSAR polarimètrica i el cost de càlcul, es desenvolupa un nou algorisme de PolPSI. Aquest algorisme proposat de PolPSI es basa en el resultat de la descomposició de la matriu de coherència per determinar el mecanisme de dispersió òptim de cada píxel, de manera que es denomina CMD-PolPSI. CMDPolPSI no necessita buscar solucions dins de l’espai complet de la solució, per tant, és molt més eficient computacionalment que el mètode clàssic de mecanismes d’igualtat de dispersió (Equal Scattering Mechanism, ESM), però amb un efecte d’optimització no tant òptim. D'altra banda, el seu efecte d'optimització supera el mètode BEST, el que te un menor cost computacional. En tercer lloc, s'ha proposat un algoritme adaptatiu SMF-POLOPT per al filtratge adaptatiu i l'optimització de píxels PolSAR per a aplicacions PolPSI. Aquest algorisme proposat es basa en els resultats de classificació PolSAR per identificar primer els píxels homogenis polarimètrics (PHP) per a cada píxel i, alhora, classificar els píxels PS i DS. Després d'això, els píxels DS es filtren pels seus PHP associats i, a continuació, s'optimitzen en funció de la mètrica de qualitat de la fase d'estabilitat de coherència; els píxels classificats com PS no es filtren i s'optimitzen directament en funció de la mètrica de qualitat de la fase DA. SMF-POLOPT pot reduir simultàniament el soroll de la fase interferomètrica i conservar els detalls de les estructures. Mentrestant, SMF-POLOPT aconsegueix obtenir una densitat molt més alta de píxels vàlids per al seguiment de la deformació que el mètode ESM. Per concloure, en aquesta tesi s’ha desenvolupat i provat un mètode de selecció de píxels, i s’han proposat dos algoritmes PolPSI. Aquest treball contribueix a la recerca en "Advanced Pixel Selection and Optimization Algorithms for Persistent Scatterer Interferometry"Postprint (published version

A temporal phase coherence estimation algorithm and its application on DInSAR pixel selection

© 2019 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes,creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works.Pixel selection is a crucial step of all advanced Differential Interferometric Synthetic Aperture Radar (DInSAR) techniques that have a direct impact on the quality of the final DInSAR products. In this paper, a full-resolution phase quality estimator, i.e., the temporal phase coherence (TPC), is proposed for DInSAR pixel selection. The method is able to work with both distributed scatterers (DSs) and permanent scatterers (PSs). The influence of different neighboring window sizes and types of interferograms combinations [both the single-master (SM) and the multi-master (MM)] on TPC has been studied. The relationship between TPC and phase standard deviation (STD) of the selected pixels has also been derived. Together with the classical coherence and amplitude dispersion methods, the TPC pixel selection algorithm has been tested on 37 VV polarization Radarsat-2 images of Barcelona Airport. Results show the feasibility and effectiveness of TPC pixel selection algorithm. Besides obvious improvements in the number of selected pixels, the new method shows some other advantages comparing with the other classical two. The proposed pixel selection algorithm, which presents an affordable computational cost, is easy to be implemented and incorporated into any advanced DInSAR processing chain for high-quality pixels' identification.Peer ReviewedPostprint (author's final draft

SMF-POLOPT: an adaptive multitemporal pol(DIn)SAR filtering and phase optimization algorithm for PSI applications

© 2019 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes,creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works.Speckle noise and decorrelation can hamper the application and interpretation of PolSAR images. In this paper, a new adaptive multitemporal Pol(DIn)SAR filtering and phase optimization algorithm is proposed to address these limitations. This algorithm first categorizes and adaptively filters permanent scatterer (PS) and distributed scatterer (DS) pixels according to their polarimetric scattering mechanisms [i.e., the scattering-mechanism-based filtering (SMF)]. Then, two different polarimetric DInSAR (POLDInSAR) phase OPTimization methods are applied separately on the filtered PS and DS pixels (i.e., POLOPT). Finally, an inclusive pixel selection approach is used to identify high-quality pixels for ground deformation estimation. Thirty-one full-polarization Radarsat-2 SAR images over Barcelona (Spain) and 31 dual-polarization TerraSAR-X images over Murcia (Spain) have been used to evaluate the performance of the proposed algorithm. The PolSAR filtering results show that the speckle of PolSAR images has been well reduced with the preservation of details by the proposed SMF. The obtained ground deformation monitoring results have shown significant improvements, about ×7.2 (the full-polarization case) and ×3.8 (the dual-polarization case) with respect to the classical full-resolution single-pol amplitude dispersion method, on the valid pixels' densities. The excellent PolSAR filtering and ground deformation monitoring results achieved by the adaptive Pol(DIn)SAR filtering and phase optimization algorithm (i.e., the SMF-POLOPT) have validated the effectiveness of this proposed scheme.Peer ReviewedPostprint (author's final draft

PSI deformation map retrieval by means of temporal sublook coherence on reduced sets of SAR images

Prior to the application of any persistent scatterer interferometry (PSI) technique for the monitoring of terrain displacement phenomena, an adequate pixel selection must be carried out in order to prevent the inclusion of noisy pixels in the processing. The rationale is to detect the so-called persistent scatterers, which are characterized by preserving their phase quality along the multi-temporal set of synthetic aperture radar (SAR) images available. Two criteria are mainly available for the estimation of pixels' phase quality, i.e., the coherence stability and the amplitude dispersion or permanent scatterers (PS) approach. The coherence stability method allows an accurate estimation of the phase statistics, even when a reduced number of SAR acquisitions is available. Unfortunately, it requires the multi-looking of data during the coherence estimation, leading to a spatial resolution loss in the final results. In contrast, the PS approach works at full-resolution, but it demands a larger number of SAR images to be reliable, typically more than 20. There is hence a clear limitation when a full-resolution PSI processing is to be carried out and the number of acquisitions available is small. In this context, a novel pixel selection method based on exploiting the spectral properties of point-like scatterers, referred to as temporal sublook coherence (TSC), has been recently proposed. This paper seeks to demonstrate the advantages of employing PSI techniques by means of TSC on both orbital and ground-based SAR (GB-SAR) data when the number of images available is small (10 images in the work presented). The displacement maps retrieved through the proposed technique are compared, in terms of pixel density and phase quality, with traditional criteria. Two X-band datasets composed of 10 sliding spotlight TerraSAR-X images and 10 GB-SAR images, respectively, over the landslide of El Forn de Canillo (Andorran Pyrenees), are employed for this study. For both datasets, the TSC technique has showed an excellent performance compared with traditional techniques, achieving up to a four-fold increase in the number of persistent scatters detected, compared with the coherence stability approach, and a similar density compared with the PS approach, but free of outliers.Peer ReviewedPostprint (published version

Parameters affecting interferometric coherence and implications for long-term operational monitoring of mining-induced surface deformation

Includes abstract.Includes bibliographical references.Surface deformation due to underground mining poses risks to health and safety as well as infrastructure and the environment. Consequently, the need for long-term operational monitoring systems exists. Traditional field-based measurements are point-based meaning that the full extent of deforming areas is poorly understood. Field-based techniques are also labour intensive if large areas are to be monitored on a regular basis. To overcome these limitations, this investigation considered traditional and advanced differential radar interferometry techniques for their ability to monitor large areas over time, remotely. An area known to be experiencing mining induced surface deformation was used as test case. The agricultural nature of the area implied that signal decorrelation effects were expected. Consequently, four sources of data, captured at three wavelengths by earth-orbiting satellites were obtained. This provided the opportunity to investigate different phase decorrelation effects on data from standard imaging platforms using real-world deformation phenomenon as test-case. The data were processed using standard dInSAR and polInSAR techniques. The deformation measurement results together with an analysis of parameters most detrimental to long-term monitoring were presented. The results revealed that, contrary to the hypothesis, polInSAR techniques did not provide an enhanced ability to monitor surface deformation compared to dInSAR techniques. Although significant improvements in coherence values were obtained, the spatial heterogeneity of phase measurements could not be improved. Consequently, polInSAR could not overcome ecorrelation associated with vegetation cover and evolving land surfaces. However, polarimetric information could be used to assess the scattering behaviour of the surface, thereby guiding the definition of optimal sensor configuration for long-term monitoring. Despite temporal and geometric decorrelation, the results presented demonstrated that mining-induced deformation could be measured and monitored using dInSAR techniques. Large areas could be monitored remotely and the areal extent of deforming areas could be assessed, effectively overcoming the limitations of field-based techniques. Consequently, guidelines for the optimal sensor configuration and image acquisition strategy for long-term operational monitoring of mining-induced surface deformation were provided

Assessment of the Contribution of Polarimetric Persistent Scatterer Interferometry on Sentinel-1 Data

Time series of Sentinel-1 data are widely used for monitoring displacements of the Earth surface using persistent scatterer interferometry. By default over land, Sentinel-1 images include two polarimetric channels: VV and VH. However, most works in this application exploit only the VV channel, whereas the VH channel is discarded for its lower amplitude. Thanks to the development of polarimetric persistent scatterer interferometry methods, one can integrate multi-polarisation channels into a single optimal one. Previous studies proved that the number and spatial density of measurement points is increased. In this work, we explore the reason why the VH channel increases the number of measurement points when using the amplitude dispersion ( DA ) as selection criterion. Results obtained over three geographical locations show that the VH channel helps in two ways. In first place, the mean amplitude is increased for targets which have higher amplitude in VH channel, usually associated with rotated elements in the scene. In second place, and more importantly, the amplitude dispersion is decreased over many areas for which the VV channel exhibits fluctuations and peaks. Thanks to the insensitivity of the VH channel to these scene changes, it provides additional measurement points which are reliable despite their low amplitude. The increment of measurement points not only extends the spatial density and enables the detection of active deformation areas not found in the VV results, but also provides more accurate results than only using the VV channel, thanks to the increased density of points, which helps the deformation estimation.This work was supported by the Spanish Ministry of Science and Innovation (State Agency of Research, AEI) and the European Funds for Regional Development (EFRD) under Projects PID2020-117303GB-C21 and PID2020-117303GB-C22. The research was carried out partially in the framework of the ESA-MOST China DRAGON-5 project with ref. 59339

Analysis of the performance of polarimetric PSI over distributed scatterers with Sentinel-1 data

Sentinel−1 (S1) data enables effective monitoring of displacements using persistent scatterer interferometry (PSI). S1 includes VV and VH polarization channels, allowing us to apply polarimetric techniques to PSI. In short, polarimetric PSI (PolPSI) exploits the available polarization channels to enhance the identification and processing of measurement points including persistent scatterers (PS) and distributed scatterers (DS). Previous works have shown the benefits of using PolPSI for PS points with S1 data, but the corresponding analysis for DS is missing. DS points are processed by finding a neighborhood of statistically homogeneous pixels (SHP) and averaging the phase within that neighborhood. In this work we show how dual-polarimetric data are stricter on the selection of the SHP group than single-polarimetric data. Thanks to the information added by the second channel, different land covers are not mixed in the SHP group. As a result, the number of points in the SHP groups is generally smaller than with VV alone, but they are more reliable. The impact of this strategy on the resulting deformation estimates is also investigated in this work, showing that the deformation areas are fully preserved and the influence of nearby pixels associated with other scene elements is avoided.This work was supported in part by the European Funds for Regional Development and by the Spanish Ministry of Science and Innovation (Agencia Estatal de Investigación, AEI) with Project PID2020-117303GB-C22/AEI/10.13039/501100011033, and in part by the Generalitat Valenciana, Conselleria de Innovacion, Universidades, Ciencia y Sociedad Digital with Project CIAICO/2021/335. The research was also partially performed in the ESA-MOST China DRAGON-5 project ref. 59339

Application of Differential and Polarimetric Synthetic Aperture Radar (SAR) Interferometry for Studying Natural Hazards

In the following work, I address the problem of coherence loss in standard Differential Interferometric SAR (DInSAR) processing, which can result in incomplete or poor quality deformation measurements in some areas. I incorporate polarimetric information with DInSAR in a technique called Polarimetric SAR Interferometry (PolInSAR) in order to acquire more accurate and detailed maps of surface deformation. In Chapter 2, I present a standard DInSAR study of the Ahar double earthquakes (Mw=6.4 and 6.2) which occurred in northwest Iran, August 11, 2012. The DInSAR coseismic deformation map was affected by decorrelation noise. Despite this, I employed an advanced inversion technique, in combination with a Coulomb stress analysis, to find the geometry and the slip distribution on the ruptured fault plane. The analysis shows that the two earthquakes most likely occurred on a single fault, not on conjugate fault planes. This further implies that the minor strike-slip faults play more significant role in accommodating convergence stress accumulation in the northwest part of Iran. Chapter 3 presents results from the application of PolInSAR coherence optimization on quad-pol RADARSAT-2 images. The optimized solution results in the identification of a larger number of reliable measurement points, which otherwise are not recognized by the standard DInSAR technique. I further assess the quality of the optimized interferometric phase, which demonstrates an increased phase quality with respect to those phases recovered by applying standard DInSAR alone. Chapter 4 discusses results from the application of PolInSAR coherence optimization from different geometries to the study of creep on the Hayward fault and landslide motions near Berkeley, CA. The results show that the deformation rates resolved by PolInSAR are in agreement with those of standard DInSAR. I also infer that there is potential motion on a secondary fault, northeast and parallel to the Hayward fault, which may be creeping with a lower velocity

Ionospheric correction of interferometric SAR data with application to the cryospheric sciences

Thesis (Ph.D.) University of Alaska Fairbanks, 2018The ionosphere has been identified as an important error source for spaceborne Synthetic Aperture Radar (SAR) data and SAR Interferometry (InSAR), especially for low frequency SAR missions, operating, e.g., at L-band or P-band. Developing effective algorithms for the correction of ionospheric effects is still a developing and active topic of remote sensing research. The focus of this thesis is to develop robust and accurate techniques for ionospheric correction of SAR and InSAR data and evaluate the benefit of these techniques for cryospheric research fields such as glacier ice velocity tracking and permafrost deformation monitoring. As both topics are mostly concerned with high latitude areas where the ionosphere is often active and characterized by turbulence, ionospheric correction is particularly relevant for these applications. After an introduction to the research topic in Chapter 1, Chapter 2 will discuss open issues in ionospheric correction including processing issues related to baseline-induced spectrum shifts. The effect of large baseline on split spectrum InSAR technique has been thoroughly evaluated and effective solutions for compensating this effect are proposed. In addition, a multiple sub-band approach is proposed for increasing the algorithm robustness and accuracy. Selected case studies are shown with the purpose of demonstrating the performance of the developed algorithm. In Chapter 3, the developed ionospheric correction technology is applied to optimize InSAR-based ice velocity measurements over the big ice sheets in Greenland and the Antarctic. Selected case studies are presented to demonstrate and validate the effectiveness of the proposed correction algorithms for ice velocity applications. It is shown that the ionosphere signal can be larger than the actual glacier motion signal in the interior of Greenland and Antarctic, emphasizing the necessity for operational ionospheric correction. The case studies also show that the accuracy of ice velocity estimates was significantly improved once the developed ionospheric correction techniques were integrated into the data processing flow. We demonstrate that the proposed ionosphere correction outperforms the traditionally-used approaches such as the averaging of multi-temporal data and the removal of obviously affected data sets. For instance, it is shown that about one hundred multi-temporal ice velocity estimates would need to be averaged to achieve the estimation accuracy of a single ionosphere-corrected measurement. In Chapter 4, we evaluate the necessity and benefit of ionospheric-correction for L-band InSAR-based permafrost research. In permafrost zones, InSAR-based surface deformation measurements are used together with geophysical models to estimate permafrost parameters such as active layer thickness, soil ice content, and permafrost degradation. Accurate error correction is needed to avoid biases in the estimated parameters and their co-variance properties. Through statistical analyses of a large number of L-band InSAR data sets over Alaska, we show that ionospheric signal distortions, at different levels of magnitude, are present in almost every InSAR dataset acquired in permafrost-affected regions. We analyze the ionospheric correction performance that can be achieved in permafrost zones by statistically analyzing correction results for large number of InSAR data. We also investigate the impact of ionospheric correction on the performance of the two main InSAR approaches that are used in permafrost zones: (1) we show the importance of ionospheric correction for permafrost deformation estimation from discrete InSAR observations; (2) we demonstrate that ionospheric correction leads to significant improvements in the accuracy of time-series InSAR-based permafrost products. Chapter 5 summarizes the work conducted in this dissertation and proposes next steps in this field of research