Can Far-field Beam Training Be Deployed for Cross-field Beam Alignment in Terahertz UM-MIMO Communications?

Ultra-massive multiple-input multiple-output (UM-MIMO) is the enabler of Terahertz (THz) communications in next-generation wireless networks. In THz UM-MIMO systems, a new paradigm of cross-field communications spanning from near-field to far-field is emerging, since the near-field range expands with higher frequencies and larger array apertures. Precise beam alignment in cross-field is critical but challenging. Specifically, unlike far-field beams that rely only on the angle domain, the incorporation of dual-domain (angle and distance) training significantly increases overhead. A natural question arises of whether far-field beam training can be deployed for cross-field beam alignment. In this paper, this question is answered, by demonstrating that the far-field training enables sufficient signal-to-noise ratio (SNR) in both far- and near-field scenarios, while exciting all channel dimensions. Based on that, we propose a subarray-coordinated hierarchical (SCH) training with greatly reduced overhead. To further obtain high-precision beam designs, we propose a two-phase angle and distance beam estimator (TPBE). Extensive simulations demonstrate the effectiveness of the proposed methods. Compared to near-field exhaustive search, the SCH possesses 0.2\% training overhead. The TPBE achieves 0.01~degrees and 0.02~m estimation root-mean-squared errors for angle and distance. Furthermore, with the estimated beam directions, a near-optimal SNR with 0.11~dB deviation is attained after beam alignment

Antenna Selection With Beam Squint Compensation for Integrated Sensing and Communications

Next-generation wireless networks strive for higher communication rates, ultra-low latency, seamless connectivity, and high-resolution sensing capabilities. To meet these demands, terahertz (THz)-band signal processing is envisioned as a key technology offering wide bandwidth and sub-millimeter wavelength. Furthermore, THz integrated sensing and communications (ISAC) paradigm has emerged jointly access spectrum and reduced hardware costs through a unified platform. To address the challenges in THz propagation, THz-ISAC systems employ extremely large antenna arrays to improve the beamforming gain for communications with high data rates and sensing with high resolution. However, the cost and power consumption of implementing fully digital beamformers are prohibitive. While hybrid analog/digital beamforming can be a potential solution, the use of subcarrier-independent analog beamformers leads to the beam-squint phenomenon where different subcarriers observe distinct directions because of adopting the same analog beamformer across all subcarriers. In this paper, we develop a sparse array architecture for THz-ISAC with hybrid beamforming to provide a cost-effective solution. We analyze the antenna selection problem under beam-squint influence and introduce a manifold optimization approach for hybrid beamforming design. To reduce computational and memory costs, we propose novel algorithms leveraging grouped subarrays, quantized performance metrics, and sequential optimization. These approaches yield a significant reduction in the number of possible subarray configurations, which enables us to devise a neural network with classification model to accurately perform antenna selection.Comment: 14pages10figures, submitted to IEE

Generalized hybrid beamforming for vehicular connectivity using THz massive MIMO

Hybrid beamforming (HBF) array structure has been extensively demonstrated as the practically-feasible architecture for massive MIMO. From the perspectives of spectral efficiency (SE), energy efficiency (EE), cost and hardware complexity, HBF strikes a balanced performance tradeoff when compared to the fully-analog and the fully-digital implementations. Using the HBF architecture, it is possible to realize three different subarray structures, specifically the fully-connected, the sub-connected and the overlapped subarray structures. This paper presents a novel generalized framework for the design and performance analysis of the HBF architecture. A parameter, known as the subarray spacing, is introduced such that varying its value leads to the different subarray configurations and the consequent changes in system performance. Using a realistic power consumption model, we investigate the performance of the generalized HBF array structure in a cellular infrastructure-to-everything (C-I2X) application scenario (involving pedestrian and vehicular users) using the single-path terahertz (THz) channel model. Simulation results are provided for the comparative performance analysis of the different subarray structures. The results show that the overlapped subarray implementation maintains a balanced tradeoff in terms of SE, EE and hardware cost when compared to the popular fully-connected and the sub-connected structures. The overlapped subarray structure, therefore, offers promising potentials for the beyond-5G networks employing THz massive MIMO to deliver ultra-high data rates whilst maintaining a balance in the EE of the network

Terahertz Communications and Sensing for 6G and Beyond: A Comprehensive View

The next-generation wireless technologies, commonly referred to as the sixth generation (6G), are envisioned to support extreme communications capacity and in particular disruption in the network sensing capabilities. The terahertz (THz) band is one potential enabler for those due to the enormous unused frequency bands and the high spatial resolution enabled by both short wavelengths and bandwidths. Different from earlier surveys, this paper presents a comprehensive treatment and technology survey on THz communications and sensing in terms of the advantages, applications, propagation characterization, channel modeling, measurement campaigns, antennas, transceiver devices, beamforming, networking, the integration of communications and sensing, and experimental testbeds. Starting from the motivation and use cases, we survey the development and historical perspective of THz communications and sensing with the anticipated 6G requirements. We explore the radio propagation, channel modeling, and measurements for THz band. The transceiver requirements, architectures, technological challenges, and approaches together with means to compensate for the high propagation losses by appropriate antenna and beamforming solutions. We survey also several system technologies required by or beneficial for THz systems. The synergistic design of sensing and communications is explored with depth. Practical trials, demonstrations, and experiments are also summarized. The paper gives a holistic view of the current state of the art and highlights the issues and challenges that are open for further research towards 6G.Comment: 55 pages, 10 figures, 8 tables, submitted to IEEE Communications Surveys & Tutorial

Ondas milimétricas e MIMO massivo para otimização da capacidade e cobertura de redes heterogeneas de 5G

Today's Long Term Evolution Advanced (LTE-A) networks cannot support the exponential growth in mobile traffic forecast for the next decade. By 2020, according to Ericsson, 6 billion mobile subscribers worldwide are projected to generate 46 exabytes of mobile data traffic monthly from 24 billion connected devices, smartphones and short-range Internet of Things (IoT) devices being the key prosumers. In response, 5G networks are foreseen to markedly outperform legacy 4G systems. Triggered by the International Telecommunication Union (ITU) under the IMT-2020 network initiative, 5G will support three broad categories of use cases: enhanced mobile broadband (eMBB) for multi-Gbps data rate applications; ultra-reliable and low latency communications (URLLC) for critical scenarios; and massive machine type communications (mMTC) for massive connectivity. Among the several technology enablers being explored for 5G, millimeter-wave (mmWave) communication, massive MIMO antenna arrays and ultra-dense small cell networks (UDNs) feature as the dominant technologies. These technologies in synergy are anticipated to provide the 1000_ capacity increase for 5G networks (relative to 4G) through the combined impact of large additional bandwidth, spectral efficiency (SE) enhancement and high frequency reuse, respectively. However, although these technologies can pave the way towards gigabit wireless, there are still several challenges to solve in terms of how we can fully harness the available bandwidth efficiently through appropriate beamforming and channel modeling approaches. In this thesis, we investigate the system performance enhancements realizable with mmWave massive MIMO in 5G UDN and cellular infrastructure-to-everything (C-I2X) application scenarios involving pedestrian and vehicular users. As a critical component of the system-level simulation approach adopted in this thesis, we implemented 3D channel models for the accurate characterization of the wireless channels in these scenarios and for realistic performance evaluation. To address the hardware cost, complexity and power consumption of the massive MIMO architectures, we propose a novel generalized framework for hybrid beamforming (HBF) array structures. The generalized model reveals the opportunities that can be harnessed with the overlapped subarray structures for a balanced trade-o_ between SE and energy efficiently (EE) of 5G networks. The key results in this investigation show that mmWave massive MIMO can deliver multi-Gbps rates for 5G whilst maintaining energy-efficient operation of the network.As redes LTE-A atuais não são capazes de suportar o crescimento exponencial de tráfego que está previsto para a próxima década. De acordo com a previsão da Ericsson, espera-se que em 2020, a nível global, 6 mil milhões de subscritores venham a gerar mensalmente 46 exa bytes de tráfego de dados a partir de 24 mil milhões de dispositivos ligados à rede móvel, sendo os telefones inteligentes e dispositivos IoT de curto alcance os principais responsáveis por tal nível de tráfego. Em resposta a esta exigência, espera-se que as redes de 5a geração (5G) tenham um desempenho substancialmente superior às redes de 4a geração (4G) atuais. Desencadeado pelo UIT (União Internacional das Telecomunicações) no âmbito da iniciativa IMT-2020, o 5G irá suportar três grandes tipos de utilizações: banda larga móvel capaz de suportar aplicações com débitos na ordem de vários Gbps; comunicações de baixa latência e alta fiabilidade indispensáveis em cenários de emergência; comunicações massivas máquina-a-máquina para conectividade generalizada. Entre as várias tecnologias capacitadoras que estão a ser exploradas pelo 5G, as comunicações através de ondas milimétricas, os agregados MIMO massivo e as redes celulares ultradensas (RUD) apresentam-se como sendo as tecnologias fundamentais. Antecipa-se que o conjunto destas tecnologias venha a fornecer às redes 5G um aumento de capacidade de 1000x através da utilização de maiores larguras de banda, melhoria da eficiência espectral, e elevada reutilização de frequências respetivamente. Embora estas tecnologias possam abrir caminho para as redes sem fios com débitos na ordem dos gigabits, existem ainda vários desafios que têm que ser resolvidos para que seja possível aproveitar totalmente a largura de banda disponível de maneira eficiente utilizando abordagens de formatação de feixe e de modelação de canal adequadas. Nesta tese investigamos a melhoria de desempenho do sistema conseguida através da utilização de ondas milimétricas e agregados MIMO massivo em cenários de redes celulares ultradensas de 5a geração e em cenários 'infraestrutura celular-para-qualquer coisa' (do inglês: cellular infrastructure-to-everything) envolvendo utilizadores pedestres e veiculares. Como um componente fundamental das simulações de sistema utilizadas nesta tese é o canal de propagação, implementamos modelos de canal tridimensional (3D) para caracterizar de forma precisa o canal de propagação nestes cenários e assim conseguir uma avaliação de desempenho mais condizente com a realidade. Para resolver os problemas associados ao custo do equipamento, complexidade e consumo de energia das arquiteturas MIMO massivo, propomos um modelo inovador de agregados com formatação de feixe híbrida. Este modelo genérico revela as oportunidades que podem ser aproveitadas através da sobreposição de sub-agregados no sentido de obter um compromisso equilibrado entre eficiência espectral (ES) e eficiência energética (EE) nas redes 5G. Os principais resultados desta investigação mostram que a utilização conjunta de ondas milimétricas e de agregados MIMO massivo possibilita a obtenção, em simultâneo, de taxas de transmissão na ordem de vários Gbps e a operação de rede de forma energeticamente eficiente.Programa Doutoral em Telecomunicaçõe