Cooperative Multi-Cell Block Diagonalization with Per-Base-Station Power Constraints

Block diagonalization (BD) is a practical linear precoding technique that eliminates the inter-user interference in downlink multiuser multiple-input multiple-output (MIMO) systems. In this paper, we apply BD to the downlink transmission in a cooperative multi-cell MIMO system, where the signals from different base stations (BSs) to all the mobile stations (MSs) are jointly designed with the perfect knowledge of the downlink channels and transmit messages. Specifically, we study the optimal BD precoder design to maximize the weighted sum-rate of all the MSs subject to a set of per-BS power constraints. This design problem is formulated in an auxiliary MIMO broadcast channel (BC) with a set of transmit power constraints corresponding to those for individual BSs in the multi-cell system. By applying convex optimization techniques, this paper develops an efficient algorithm to solve this problem, and derives the closed-form expression for the optimal BD precoding matrix. It is revealed that the optimal BD precoding vectors for each MS in the per-BS power constraint case are in general non-orthogonal, which differs from the conventional orthogonal BD precoder design for the MIMO-BC under one single sum-power constraint. Moreover, for the special case of single-antenna BSs and MSs, the proposed solution reduces to the optimal zero-forcing beamforming (ZF-BF) precoder design for the weighted sum-rate maximization in the multiple-input single-output (MISO) BC with per-antenna power constraints. Suboptimal and low-complexity BD/ZF-BF precoding schemes are also presented, and their achievable rates are compared against those with the optimal schemes.Comment: accepted in JSAC, special issue on cooperative communications on cellular networks, June 201

Robust Monotonic Optimization Framework for Multicell MISO Systems

The performance of multiuser systems is both difficult to measure fairly and to optimize. Most resource allocation problems are non-convex and NP-hard, even under simplifying assumptions such as perfect channel knowledge, homogeneous channel properties among users, and simple power constraints. We establish a general optimization framework that systematically solves these problems to global optimality. The proposed branch-reduce-and-bound (BRB) algorithm handles general multicell downlink systems with single-antenna users, multiantenna transmitters, arbitrary quadratic power constraints, and robustness to channel uncertainty. A robust fairness-profile optimization (RFO) problem is solved at each iteration, which is a quasi-convex problem and a novel generalization of max-min fairness. The BRB algorithm is computationally costly, but it shows better convergence than the previously proposed outer polyblock approximation algorithm. Our framework is suitable for computing benchmarks in general multicell systems with or without channel uncertainty. We illustrate this by deriving and evaluating a zero-forcing solution to the general problem.Comment: Published in IEEE Transactions on Signal Processing, 16 pages, 9 figures, 2 table

Optimality Properties, Distributed Strategies, and Measurement-Based Evaluation of Coordinated Multicell OFDMA Transmission

The throughput of multicell systems is inherently limited by interference and the available communication resources. Coordinated resource allocation is the key to efficient performance, but the demand on backhaul signaling and computational resources grows rapidly with number of cells, terminals, and subcarriers. To handle this, we propose a novel multicell framework with dynamic cooperation clusters where each terminal is jointly served by a small set of base stations. Each base station coordinates interference to neighboring terminals only, thus limiting backhaul signalling and making the framework scalable. This framework can describe anything from interference channels to ideal joint multicell transmission. The resource allocation (i.e., precoding and scheduling) is formulated as an optimization problem (P1) with performance described by arbitrary monotonic functions of the signal-to-interference-and-noise ratios (SINRs) and arbitrary linear power constraints. Although (P1) is non-convex and difficult to solve optimally, we are able to prove: 1) Optimality of single-stream beamforming; 2) Conditions for full power usage; and 3) A precoding parametrization based on a few parameters between zero and one. These optimality properties are used to propose low-complexity strategies: both a centralized scheme and a distributed version that only requires local channel knowledge and processing. We evaluate the performance on measured multicell channels and observe that the proposed strategies achieve close-to-optimal performance among centralized and distributed solutions, respectively. In addition, we show that multicell interference coordination can give substantial improvements in sum performance, but that joint transmission is very sensitive to synchronization errors and that some terminals can experience performance degradations.Comment: Published in IEEE Transactions on Signal Processing, 15 pages, 7 figures. This version corrects typos related to Eq. (4) and Eq. (28

Machine Learning-Enabled Joint Antenna Selection and Precoding Design: From Offline Complexity to Online Performance

We investigate the performance of multi-user multiple-antenna downlink systems in which a BS serves multiple users via a shared wireless medium. In order to fully exploit the spatial diversity while minimizing the passive energy consumed by radio frequency (RF) components, the BS is equipped with M RF chains and N antennas, where M < N. Upon receiving pilot sequences to obtain the channel state information, the BS determines the best subset of M antennas for serving the users. We propose a joint antenna selection and precoding design (JASPD) algorithm to maximize the system sum rate subject to a transmit power constraint and QoS requirements. The JASPD overcomes the non-convexity of the formulated problem via a doubly iterative algorithm, in which an inner loop successively optimizes the precoding vectors, followed by an outer loop that tries all valid antenna subsets. Although approaching the (near) global optimality, the JASPD suffers from a combinatorial complexity, which may limit its application in real-time network operations. To overcome this limitation, we propose a learning-based antenna selection and precoding design algorithm (L-ASPA), which employs a DNN to establish underlaying relations between the key system parameters and the selected antennas. The proposed L-ASPD is robust against the number of users and their locations, BS's transmit power, as well as the small-scale channel fading. With a well-trained learning model, it is shown that the L-ASPD significantly outperforms baseline schemes based on the block diagonalization and a learning-assisted solution for broadcasting systems and achieves higher effective sum rate than that of the JASPA under limited processing time. In addition, we observed that the proposed L-ASPD can reduce the computation complexity by 95% while retaining more than 95% of the optimal performance.Comment: accepted to the IEEE Transactions on Wireless Communication