Spectrally and Energy Efficient Wireless Communications: Signal and System Design, Mathematical Modelling and Optimisation

This thesis explores engineering studies and designs aiming to meeting the requirements of enhancing capacity and energy efficiency for next generation communication networks. Challenges of spectrum scarcity and energy constraints are addressed and new technologies are proposed, analytically investigated and examined. The thesis commences by reviewing studies on spectrally and energy-efficient techniques, with a special focus on non-orthogonal multicarrier modulation, particularly spectrally efficient frequency division multiplexing (SEFDM). Rigorous theoretical and mathematical modelling studies of SEFDM are presented. Moreover, to address the potential application of SEFDM under the 5th generation new radio (5G NR) heterogeneous numerologies, simulation-based studies of SEFDM coexisting with orthogonal frequency division multiplexing (OFDM) are conducted. New signal formats and corresponding transceiver structure are designed, using a Hilbert transform filter pair for shaping pulses. Detailed modelling and numerical investigations show that the proposed signal doubles spectral efficiency without performance degradation, with studies of two signal formats; uncoded narrow-band internet of things (NB-IoT) signals and unframed turbo coded multi-carrier signals. The thesis also considers using constellation shaping techniques and SEFDM for capacity enhancement in 5G system. Probabilistic shaping for SEFDM is proposed and modelled to show both transmission energy reduction and bandwidth saving with advantageous flexibility for data rate adaptation. Expanding on constellation shaping to improve performance further, a comparative study of multidimensional modulation techniques is carried out. A four-dimensional signal, with better noise immunity is investigated, for which metaheuristic optimisation algorithms are studied, developed, and conducted to optimise bit-to-symbol mapping. Finally, a specially designed machine learning technique for signal and system design in physical layer communications is proposed, utilising the application of autoencoder-based end-to-end learning. Multidimensional signal modulation with multidimensional constellation shaping is proposed and optimised by using machine learning techniques, demonstrating significant improvement in spectral and energy efficiencies

Discrete Multitone Modulation for Maximizing Transmission Rate in Step-Index Plastic Optical Fibres

The use of standard 1-mm core-diameter step-index plastic optical fiber (SI-POF) has so far been mainly limited to distances of up to 100 m and bit-rates in the order of 100 Mbit/s. By use of digital signal processing, transmission performance of such optical links can be improved. Among the different technical solutions proposed, a promising one is based on the use of discrete multitone (DMT) modulation, directly applied to intensity-modulated, direct detection (IM/DD) SI-POF links. This paper presents an overview of DMT over SI-POF and demonstrates how DMT can be used to improve transmission rate in such IM/DD systems. The achievable capacity of an SI-POF channel is first analyzed theoretically and then validated by experimental results. Additionally, first experimental demonstrations of a real-time DMT over SI-POF system are presented and discusse

A survey on OFDM-based elastic core optical networking

Orthogonal frequency-division multiplexing (OFDM) is a modulation technology that has been widely adopted in many new and emerging broadband wireless and wireline communication systems. Due to its capability to transmit a high-speed data stream using multiple spectral-overlapped lower-speed subcarriers, OFDM technology offers superior advantages of high spectrum efficiency, robustness against inter-carrier and inter-symbol interference, adaptability to server channel conditions, etc. In recent years, there have been intensive studies on optical OFDM (O-OFDM) transmission technologies, and it is considered a promising technology for future ultra-high-speed optical transmission. Based on O-OFDM technology, a novel elastic optical network architecture with immense flexibility and scalability in spectrum allocation and data rate accommodation could be built to support diverse services and the rapid growth of Internet traffic in the future. In this paper, we present a comprehensive survey on OFDM-based elastic optical network technologies, including basic principles of OFDM, O-OFDM technologies, the architectures of OFDM-based elastic core optical networks, and related key enabling technologies. The main advantages and issues of OFDM-based elastic core optical networks that are under research are also discussed

Dimmable visible light communications based on multilayer ACO-OFDM

This paper proposes a dimmable scheme for a visible light communication (VLC) system based on multilayer asymmetrically clipped optical orthogonal frequency-division multiplexing (ACO-OFDM), which is able to support a wide dimming range for different illumination requirements. In the proposed scheme, multiple layers of ACO-OFDM occupying different subcarriers are combined so that almost all of the subcarriers can be used for data transmission. The polarities of different layers of ACO-OFDM are varied to obtain flexible time-domain waveform, which can fully exploit the dynamic range of light-emitting diodes (LEDs) and achieve better performance. The scaling factor and modulation order for each layer, as well as the dc bias, are optimized for different dimming requirements to achieve improved spectral efficiency. Simulation results demonstrate that the proposed scheme can support communication over a wide dimming range and achieve higher spectral efficiency, compared with existing methods under different dimming requirements

Performance Analysis of Post Compensated Long Haul High Speed Coherent Optical OFDM System

This paper addresses the performance analysis of OFDM transmission system based on coherent detection over high speed long haul optical links with high spectral efficiency modulation formats such as Quadrature Amplitude Modulation (QAM) as a mapping method prior to the OFDM multicarrier representation. Post compensation is used to compensate for phase noise effects. Coherent detection for signal transmitted at bit rate of 40 Gbps is successfully achieved up to distance of 3200km. Performance is analyzed in terms of Symbol Error Rate and Error Vector Magnitude by varying Optical Signal to Noise Ratio (OSNR) and varying the length of the fiber i.e transmission distance. Transmission performance is also observed through constellation diagrams at different transmission distances and different OSNRs

Resource-efficient wireless relaying protocols

Relay-aided communication is considered one of the key techniques to achieve high throughput at low cost in future wireless systems. However, when transmitting signals via a relay, additional time slots, antennas, or frequency slots are required, which may erode the potential gain of relay-aided systems. In this article various approaches to creating relay-aided systems are reviewed. The advantages and disadvantages of various relaying schemes are compared in terms of their slot efficiency, error rate performance, and feasibility. Our detailed comparisons and the numerical results indicate that the specific family of network coding aided relaying protocols constitutes one of the most promising solutions. We conclude this article by listing a number of open problems

A General Framework for Analyzing, Characterizing, and Implementing Spectrally Modulated, Spectrally Encoded Signals

Fourth generation (4G) communications will support many capabilities while providing universal, high speed access. One potential enabler for these capabilities is software defined radio (SDR). When controlled by cognitive radio (CR) principles, the required waveform diversity is achieved via a synergistic union called CR-based SDR. Research is rapidly progressing in SDR hardware and software venues, but current CR-based SDR research lacks the theoretical foundation and analytic framework to permit efficient implementation. This limitation is addressed here by introducing a general framework for analyzing, characterizing, and implementing spectrally modulated, spectrally encoded (SMSE) signals within CR-based SDR architectures. Given orthogonal frequency division multiplexing (OFDM) is a 4G candidate signal, OFDM-based signals are collectively classified as SMSE since modulation and encoding are spectrally applied. The proposed framework provides analytic commonality and unification of SMSE signals. Applicability is first shown for candidate 4G signals, and resultant analytic expressions agree with published results. Implementability is then demonstrated in multiple coexistence scenarios via modeling and simulation to reinforce practical utility