D 3. 3 Final performance results and consolidated view on the most promising multi -node/multi -antenna transmission technologies

This document provides the most recent updates on the technical contributions and research challenges focused in WP3. Each Technology Component (TeC) has been evaluated under possible uniform assessment framework of WP3 which is based on the simulation guidelines of WP6. The performance assessment is supported by the simulation results which are in their mature and stable state. An update on the Most Promising Technology Approaches (MPTAs) and their associated TeCs is the main focus of this document. Based on the input of all the TeCs in WP3, a consolidated view of WP3 on the role of multinode/multi-antenna transmission technologies in 5G systems has also been provided. This consolidated view is further supported in this document by the presentation of the impact of MPTAs on METIS scenarios and the addressed METIS goals.Aziz, D.; Baracca, P.; De Carvalho, E.; Fantini, R.; Rajatheva, N.; Popovski, P.; Sørensen, JH.... (2015). D 3. 3 Final performance results and consolidated view on the most promising multi -node/multi -antenna transmission technologies. http://hdl.handle.net/10251/7675

Interference Alignment and Cancellation in Wireless Communication Systems

The Shannon capacity of wireless networks has a fundamental importance for network information theory. This area has recently seen remarkable progress on a variety of problems including the capacity of interference networks, X networks, cellular networks, cooperative communication networks and cognitive radio networks. While each communication scenario has its own characteristics, a common reason of these recent developments is the new idea of interference alignment. The idea of interference alignment is to consolidate the interference into smaller dimensions of signal space at each receiver and use the remaining dimensions to transmit the desired signals without any interference. However, perfect alignment of interference requires certain assumptions, such as perfect channel state information at transmitter and receiver, perfect synchronization and feedback. Today’s wireless communication systems, on the other and, do not encounter such ideal conditions. In this thesis, we cover a breadth of topics of interference alignment and cancellation schemes in wireless communication systems such as multihop relay networks, multicell networks as well as cooperation and optimisation in such systems. Our main contributions in this thesis can be summarised as follows: • We derive analytical expressions for an interference alignment scheme in a multihop relay network with imperfect channel state information, and investigate the impact of interference on such systems where interference could accumulate due to the misalignment at each hop. • We also address the dimensionality problem in larger wireless communication systems such as multi-cellular systems. We propose precoding schemes based on maximising signal power over interference and noise. We show that these precoding vectors would dramatically improve the rates for multi-user cellular networks in both uplink and downlink, without requiring an excessive number of dimensions. Furthermore, we investigate how to improve the receivers which can mitigate interference more efficiently. • We also propose partial cooperation in an interference alignment and cancellation scheme. This enables us to assess the merits of varying mixture of cooperative and non-cooperative users and the gains achievable while reducing the overhead of channel estimation. In addition to this, we analytically derive expressions for the additional interference caused by imperfect channel estimation in such cooperative systems. We also show the impact of imperfect channel estimation on cooperation gains. • Furthermore, we propose jointly optimisation of interference alignment and cancellation for multi-user multi-cellular networks in both uplink and downlink. We find the optimum set of transceivers which minimise the mean square error at each base station. We demonstrate that optimised transceivers can outperform existing interference alignment and cancellation schemes. • Finally, we consider power adaptation and user selection schemes. The simulation results indicate that user selection and power adaptation techniques based on estimated rates can improve the overall system performance significantly

Joint Relay Selection and Power Allocation in Large-Scale MIMO Systems with Untrusted Relays and Passive Eavesdroppers

In this paper, a joint relay selection and power allocation (JRP) scheme is proposed to enhance the physical layer security of a cooperative network, where a multiple antennas source communicates with a single-antenna destination in presence of untrusted relays and passive eavesdroppers (Eves). The objective is to protect the data confidentially while concurrently relying on the untrusted relays as potential Eves to improve both the security and reliability of the network. To realize this objective, we consider cooperative jamming performed by the destination while JRP scheme is implemented. With the aim of maximizing the instantaneous secrecy rate, we derive a new closed-form solution for the optimal power allocation and propose a simple relay selection criterion under two scenarios of non-colluding Eves (NCE) and colluding Eves (CE). For the proposed scheme, a new closed-form expression is derived for the ergodic secrecy rate (ESR) and the secrecy outage probability as security metrics, and a new closed-form expression is presented for the average symbol error rate (SER) as a reliability measure over Rayleigh fading channels. We further explicitly characterize the high signal-to-noise ratio slope and power offset of the ESR to highlight the impacts of system parameters on the ESR. In addition, we examine the diversity order of the proposed scheme to reveal the achievable secrecy performance advantage. Finally, the secrecy and reliability diversity-multiplexing tradeoff of the optimized network are provided. Numerical results highlight that the ESR performance of the proposed JRP scheme for NCE and CE cases is increased with respect to the number of untrustworthy relays.Comment: 18 pages, 10 figures, IEEE Transactions on Information Forensics and Security (In press

MAC/PHY Co-Design of CSMA Wireless Networks Using Software Radios.

In the past decade, CSMA-based protocols have spawned numerous network standards (e.g., the WiFi family), and played a key role in improving the ubiquity of wireless networks. However, the rapid evolution of CSMA brings unprecedented challenges, especially the coexistence of different network architectures and communications devices. Meanwhile, many intrinsic limitations of CSMA have been the main obstacle to the performance of its derivatives, such as ZigBee, WiFi, and mesh networks. Most of these problems are observed to root in the abstract interface of the CSMA MAC and PHY layers --- the MAC simply abstracts the advancement of PHY technologies as a change of data rate. Hence, the benefits of new PHY technologies are either not fully exploited, or they even may harm the performance of existing network protocols due to poor interoperability. In this dissertation, we show that a joint design of the MAC/PHY layers can achieve a substantially higher level of capacity, interoperability and energy efficiency than the weakly coupled MAC/PHY design in the current CSMA wireless networks. In the proposed MAC/PHY co-design, the PHY layer exposes more states and capabilities to the MAC, and the MAC performs intelligent adaptation to and control over the PHY layer. We leverage the reconfigurability of software radios to design smart signal processing algorithms that meet the challenge of making PHY capabilities usable by the MAC layer. With the approach of MAC/PHY co-design, we have revisited the primitive operations of CSMA (collision avoidance, carrier signaling, carrier sensing, spectrum access and transmitter cooperation), and overcome its limitations in relay and broadcast applications, coexistence of heterogeneous networks, energy efficiency, coexistence of different spectrum widths, and scalability for MIMO networks. We have validated the feasibility and performance of our design using extensive analysis, simulation and testbed implementation.PHDComputer Science & EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/95944/1/xyzhang_1.pd

Full-Duplex Wireless for 6G: Progress Brings New Opportunities and Challenges

The use of in-band full-duplex (FD) enables nodes to simultaneously transmit and receive on the same frequency band, which challenges the traditional assumption in wireless network design. The full-duplex capability enhances spectral efficiency and decreases latency, which are two key drivers pushing the performance expectations of next-generation mobile networks. In less than ten years, in-band FD has advanced from being demonstrated in research labs to being implemented in standards and products, presenting new opportunities to utilize its foundational concepts. Some of the most significant opportunities include using FD to enable wireless networks to sense the physical environment, integrate sensing and communication applications, develop integrated access and backhaul solutions, and work with smart signal propagation environments powered by reconfigurable intelligent surfaces. However, these new opportunities also come with new challenges for large-scale commercial deployment of FD technology, such as managing self-interference, combating cross-link interference in multi-cell networks, and coexistence of dynamic time division duplex, subband FD and FD networks.Comment: 21 pages, 15 figures, accepted to an IEEE Journa

Power allocation and linear precoding for wireless communications with finite-alphabet inputs

This dissertation proposes a new approach to maximizing data rate/throughput of practical communication system/networks through linear precoding and power allocation. First, the mutual information or capacity region is derived for finite-alphabet inputs such as phase-shift keying (PSK), pulse-amplitude modulation (PAM), and quadrature amplitude modulation (QAM) signals. This approach, without the commonly used Gaussian input assumptions, complicates the mutual information analysis and precoder design but improves performance when the designed precoders are applied to practical systems and networks. Second, several numerical optimization methods are developed for multiple-input multiple-output (MIMO) multiple access channels, dual-hop relay networks, and point-to-point MIMO systems. In MIMO multiple access channels, an iterative weighted sum rate maximization algorithm is proposed which utilizes an alternating optimization strategy and gradient descent update. In dual-hop relay networks, the structure of the optimal precoder is exploited to develop a two-step iterative algorithm based on convex optimization and optimization on the Stiefel manifold. The proposed algorithm is insensitive to initial point selection and able to achieve a near global optimal precoder solution. The gradient descent method is also used to obtain the optimal power allocation scheme which maximizes the mutual information between the source node and destination node in dual-hop relay networks. For point-to-point MIMO systems, a low complexity precoding design method is proposed, which maximizes the lower bound of the mutual information with discretized power allocation vector in a non-iterative fashion, thus reducing complexity. Finally, performances of the proposed power allocation and linear precoding schemes are evaluated in terms of both mutual information and bit error rate (BER). Numerical results show that at the same target mutual information or sum rate, the proposed approaches achieve 3-10dB gains compared to the existing methods in the medium signal-to-noise ratio region. Such significant gains are also indicated in the coded BER systems --Abstract, page iv-v

D3.2 First performance results for multi -node/multi -antenna transmission technologies

This deliverable describes the current results of the multi-node/multi-antenna technologies investigated within METIS and analyses the interactions within and outside Work Package 3. Furthermore, it identifies the most promising technologies based on the current state of obtained results. This document provides a brief overview of the results in its first part. The second part, namely the Appendix, further details the results, describes the simulation alignment efforts conducted in the Work Package and the interaction of the Test Cases. The results described here show that the investigations conducted in Work Package 3 are maturing resulting in valuable innovative solutions for future 5G systems.Fantini. R.; Santos, A.; De Carvalho, E.; Rajatheva, N.; Popovski, P.; Baracca, P.; Aziz, D.... (2014). D3.2 First performance results for multi -node/multi -antenna transmission technologies. http://hdl.handle.net/10251/7675