High Speed Optical Links Using CAP Modulation and Novel Equalisation Techniques

High speed optical links suffer from inter-symbol-interference (ISI) due to their limited bandwidth. Equalisation is typically used to mitigate ISI and therefore improve the link capacity. This dissertation explores novel equalisation techniques for carrierless amplitude and phase (CAP) modulation based optical communication systems including OM4 based and plastic optical fibre (POF) based links. An 850 nm VCSEL based OM4 link using CAP-16 scheme is studied. For the first time, the CAP equaliser, is proposed to mitigate both crosstalk channel interference (CCI) and ISI in the link at the receiver side. Performance comparisons are studied between the CAP-16 scheme using CAP equaliser and a conventional equaliser, pulse amplitude modulation (PAM-4) scheme, and discrete multitone (DMT) scheme. CAP based data transmission of 112 Gb/s is achieved over 150 m OM4 fibre with this novel equaliser, while the conventional equaliser can only support over 1 m OM4 fibre and fails to recover the signals at the same data rate. In addition, this novel equaliser provides a 1.2 dB and 1.7 dB improvement in receiver sensitivity over PAM-4 and DMT schemes, respectively, at 112 Gb/s over 100 m OM4 fibre. A novel pre-CAP-equaliser solving CCI at the transmitter side is also proposed. Data transmission of 56 Gb/s over 100 m OM4 fibre is reported experimentally with an improvement of 0.7 dB in receiver sensitivity compared to using the CAP equaliser at the receiver side. A simulation study shows a 2 dB improvement in receiver sensitivity at 112 Gb/s over 100 m OM4 fibre. Furthermore, an artificial neural network (ANN) equaliser in conjunction with the CAP equaliser structure is explored in a VCSEL based OM4 fibre link in order to further mitigate the nonlinear impairments. For 112 Gb/s data transmission over 100 m OM4 fibre, a 2.4 dB improvement of receiver sensitivity is achieved compared to the CAP equaliser. In addition to the electrical equalisers, a monolithically integrated silicon optical equaliser consisting of three taps is used for 50 Gb/s data transmission. After 10 km standard single mode fibre (SSMF), error free eye diagrams at the receiver are demonstrated. A μLED based POF link based on an APD receiver is also investigated with the CAP equaliser at the receiver side. Data transmission rates of 4 Gb/s over 25 m and 5 Gb/s over 10 m POF links are demonstrated with this equaliser while the conventional equaliser can only support 4 Gb/s over 10 m and fails to recover the signals for 5 Gb/s data transmission

Digital Signal Processing for Optical Communications and Coherent LiDAR

Internet data traffic within data centre, access and metro networks is experiencing unprecedented growth driven by many data-intensive applications. Significant efforts have been devoted to the design and implementation of low-complexity digital signal processing (DSP) algorithms that are suitable for these short-reach optical links. In this thesis, a novel low-complexity frequency-domain (FD) multiple-input multiple-output (MIMO) equaliser with momentum-based gradient descent algorithm is proposed, capable of mitigating both static and dynamic impairments arising from the optical fibre. The proposed frequency-domain equaliser (FDE) also improves the robustness of the adaptive equaliser against feedback latencies which is the main disadvantage of FD adaptive equalisers under rapid channel variations. The development and maturity of optical fibre communication techniques over the past few decades have also been beneficial to many other fields, especially coherent light detection and ranging (LiDAR) techniques. Many applications of coherent LiDAR are also cost-sensitive, e.g., autonomous vehicles (AVs). Therefore, in this thesis, a low-cost and low-complexity single-photodiode-based coherent LiDAR system is investigated. The receiver sensitivity performance of this receiver architecture is assessed through both simulations and experiments, using two ranging waveforms known as double-sideband (DSB) amplitude-modulated chirp signal and single-sideband (SSB) frequency-modulated continuous-wave (FMCW) signals. Besides, the impact of laser phase noise on the ranging precision when operating within and beyond the laser coherence length is studied. Achievable ranging precision beyond the laser coherence length is quantified

Algorithms and Subsystems for Next Generation Optical Networks

This thesis investigates algorithms and subsystems for digital coherent optical networks to alleviate system requirements and enable spectrally efficient systems. Spectral shaping of individual channel is investigated to mitigate backreflections in bi-directional Passive Optical Network (PON) enabling more than 1000 users operating at 10 Gbit/s. It is then shown that temporal delay skews, caused by misalignment in the coherent receiver, induce a large penalty for Nyquist filtered signals. An adaptive 4×4 equaliser is developed to compensate the imperfections dynamically. This is subsequently demonstrated experimentally with Polarisation Division Multiplexed (PDM) Quadrature Phase Shift Keying (QPSK) and 16-level Quadrature Amplitude Modulation (QAM). Furthermore, a modified blind equaliser is designed to adaptively compensate for unknown amount of Chromatic Dispersion (CD). The equaliser is demonstrated experimentally using 10.7 GBd PDM-QPSK transmission over 5,200 km. To simplify the computational complexity of the equalisers a multiplier free update scheme is explored in simulations. Optical frequency combs are investigated as phase and frequency synchronised sub- carrier sources for Dense Wavelength Division Multiplexing (DWDM) systems. The effect of phase synchronisation between sub-channels of a superchannel is examined in simulations without showing performance deviation when no additional optical or digital processing is applied. Afterwards, the transmission performance of two generation techniques implementing 400 Gbit/s superchannels, utilising PDM-16QAM, is evaluated. Although, the average performance of the two combs is identical subchannel fluctuations are observed due to uneven spectral profile. Carrier Phase Estimation (CPE) is explored for both single channel and superchannels systems. An equaliser interleaved with CPE, is explored for PDM-64QAM with minor improvement. Alternatively, Digital Coherence Enhancement (DCE) allowed the detection of 6 GBd PDM-64QAM with a 1.4 MHz linewidth laser, an order of magnitude improvement in linewidth tolerance. Finally, a joint CPE across a comb superchannel is demonstrated with a factor of 5 tolerance improvement

Development of an acoustic communication link for micro underwater vehicles

PhD ThesisIn recent years there has been an increasing trend towards the use of Micro Remotely Operated Vehicles (μROVs), such as the Videoray and Seabotix LBV products, for a range of subsea applications, including environmental monitoring, harbour security, military surveillance and offshore inspection. A major operational limitation is the umbilical cable, which is traditionally used to supply power and communications to the vehicle. This tether has often been found to significantly restrict the agility of the vehicle or in extreme cases, result in entanglement with subsea structures. This thesis addresses the challenges associated with developing a reliable full-duplex wireless communications link aimed at tetherless operation of a μROV. Previous research has demonstrated the ability to support highly compressed video transmissions over several kilometres through shallow water channels with large range-depth ratios. However, the physical constraints of these platforms paired with the system cost requirements pose significant additional challenges. Firstly, the physical size/weight of transducers for the LF (8-16kHz) and MF (16-32kHz) bands would significantly affect the dynamics of the vehicle measuring less than 0.5m long. Therefore, this thesis explores the challenges associated with moving the operating frequency up to around 50kHz centre, along with the opportunities for increased data rate and tracking due to higher bandwidth. The typical operating radius of μROVs is less than 200m, in water < 100m deep, which gives rise to multipath channels characterised by long timespread and relatively sparse arrivals. Hence, the system must be optimised for performance in these conditions. The hardware costs of large multi-element receiver arrays are prohibitive when compared to the cost of the μROV platform. Additionally, the physical size of such arrays complicates deployment from small surface vessels. Although some recent developments in iterative equalisation and decoding structures have enhanced the performance of single element receivers, they are not found to be adequate in such channels. This work explores the optimum cost/performance trade-off in a combination of a micro beamforming array using a Bit Interleaved Coded Modulation with Iterative Decoding (BICM-ID) receiver structure. The highly dynamic nature of μROVs, with rapid acceleration/deceleration and complex thruster/wake effects, are also a significant challenge to reliable continuous communications. The thesis also explores how these effects can best be mitigated via advanced Doppler correction techniques, and adaptive coding and modulation via a simultaneous frequency multiplexed down link. In order to fully explore continuous adaptation of the transmitted signals, a real-time full-duplex communication system was constructed in hardware, utilising low cost components and a highly optimised PC based receiver structure. Rigorous testing, both in laboratory conditions and through extensive field trials, have enabled the author to explore the performance of the communication link on a vehicle carrying out typical operations and presenting a wide range of channel, noise, Doppler and transmission latency conditions. This has led to a comprehensive set of design recommendations for a reliable and cost effective link capable of continuous throughputs of >30 kbits/s

Dynamic Optical Networks for Data Centres and Media Production

This thesis explores all-optical networks for data centres, with a particular focus on network designs for live media production. A design for an all-optical data centre network is presented, with experimental verification of the feasibility of the network data plane. The design uses fast tunable (< 200 ns) lasers and coherent receivers across a passive optical star coupler core, forming a network capable of reaching over 1000 nodes. Experimental transmission of 25 Gb/s data across the network core, with combined wavelength switching and time division multiplexing (WS-TDM), is demonstrated. Enhancements to laser tuning time via current pre-emphasis are discussed, including experimental demonstration of fast wavelength switching (< 35 ns) of a single laser between all combinations of 96 wavelengths spaced at 50 GHz over a range wider than the optical C-band. Methods of increasing the overall network throughput by using a higher complexity modulation format are also described, along with designs for line codes to enable pulse amplitude modulation across the WS-TDM network core. The construction of an optical star coupler network core is investigated, by evaluating methods of constructing large star couplers from smaller optical coupler components. By using optical circuit switches to rearrange star coupler connectivity, the network can be partitioned, creating independent reserves of bandwidth and resulting in increased overall network throughput. Several topologies for constructing a star from optical couplers are compared, and algorithms for optimum construction methods are presented. All of the designs target strict criteria for the flexible and dynamic creation of multicast groups, which will enable future live media production workflows in data centres. The data throughput performance of the network designs is simulated under synthetic and practical media production traffic scenarios, showing improved throughput when reconfigurable star couplers are used compared to a single large star. An energy consumption evaluation shows reduced network power consumption compared to incumbent and other proposed data centre network technologies

Digital Coherent Receivers for Passive Optical Networks

The work presented herein explores the use of digital coherent receivers in loss limited transmission with a view to implementation in a 100 km long-reach passive optical network (LR-PON) with a net data rate of 10 Gbit/s per optical network unit. Optical power receiver sensitivity limits are investigated for C-band coherent receivers. Coherent-enabled advanced (amplitude, phase, and polarisation) modulation schemes are characterised in terms of electronic and optical bandwidth requirements and power efficiency to determine the optimum modulation format for a high capacity LRPON. Including the net coding gain achievable with forward error correction, the high power efficiency of polarisation switched (PS) quadrature phase shift keying (QPSK) enables an experimental demonstration of 4 photons/bit receiver sensitivity, while polarisation division multiplexed (PDM) QPSK enables transmission with 5 photons/bit sensitivity; a 0.5 dB power penalty. Nevertheless, PDM-QPSK is identified as the optimum modulation format for coherent LR-PON, due to its 1.25 dB bandwidth efficiency advantage over PS-QPSK. A coherent access network architecture is developed using 10 Gbit/s PDM-QPSK channels in a wavelength division multiplexed configuration. Multiple access is achieved by using the frequency selectivity of the coherent receiver to provide gain to the channel of interest. Combined with high receiver sensitivity, this demonstrates the feasibility of colourless network operation supporting 1024 channels. In bidirectional transmission, crosstalk from backscattering of optical power is mitigated using the receiver frequency selectivity and by using pulse shaping to restrict the optical channel bandwidth. A reflection-to-signal power ratio of 18.5 dB is tolerated without penalty. Practical realisation is addressed by exploring low complexity, multiplier-free digital signal processing (DSP) algorithms for adaptive channel equalisation; algorithms are identified that can be used without penalty. Finally, to address issues of integration, tunable local oscillator lasers, suitable for monolithic integration, are investigated. The receiver DSP is modified to overcome the additional intensity noise from these lasers. In this scenario, the reduced receiver sensitivity would still enable an LR-PON with 128 channels

Increasing the information rates of optical communications via coded modulation: a study of transceiver performance

Optical fibre underpins the global communications infrastructure and has experienced an astonishing evolution over the past four decades, with current commercial systems transmitting data rates in excess of 10 Tb/s over a single fibre core. The continuation of this dramatic growth in throughput has become constrained due to a power dependent nonlinear distortion arising from a phenomenon known as the Kerr effect. The mitigation of fibre nonlinearities is an area of intense research. However, even in the absence of nonlinear distortion, the practical limit on the transmission throughput of a single fibre core is dominated by the finite signal-to-noise ratio (SNR) afforded by current state-of-the-art coherent optical transceivers. Therefore, the key to maximising the number of information bits that can be reliably transmitted over a fibre channel hinges on the simultaneous optimisation of the modulation format and code rate, based on the SNR achieved at the receiver. In this work, we use an information theoretic approach based on the mutual information and the generalised mutual information to characterise a state-of-the-art dual polarisation m-ary quadrature amplitude modulation transceiver and subsequently apply this methodology to a 15-carrier super-channel to achieve the highest throughput (1.125 Tb/s) ever recorded using a single coherent receiver