Performance Analysis and Mitigation Techniques for I/Q-Corrupted OFDM Systems

Orthogonal Frequency Division Multiplexing (OFDM) has become a widely adopted modulation technique in modern communications systems due to its multipath resilience and low implementation complexity. The direct conversion architecture is a popular candidate for low-cost, low-power, fully integrated transceiver designs. One of the inevitable problems associated with analog signal processing in direct conversion involves the mismatches in the gain and phases of In-phase (I) and Quadrature-phase (Q) branches. Ideally, the I and Q branches of the quadrature mixer will have perfectly matched gains and are orthogonal in phase. Due to imperfect implementation of the electronics, so called I/Q imbalance emerges and creates interference between subcarriers which are symmetrically apart from the central subcarrier. With practical imbalance levels, basic transceivers fail to maintain the sufficient image rejection, which in turn can cause interference with the desired transmission. Such an I/Q distortion degrades the systems performance if left uncompensated. Moreover, the coexistence of I/Q imbalance and other analog RF imperfections with digital baseband and higher layer functionalities such as multiantenna transmission and radio resource management, reduce the probability of successful transmission. Therefore, mitigation of I/Q imbalance is an essential substance in designing and implementing modern communications systems, while meeting required performance targets and quality of service. This thesis considers techniques to compensate and mitigate I/Q imbalance, when combined with channel estimation, multiantenna transmission, transmission power control, adaptive modulation and multiuser scheduling. The awareness of the quantitative relationship between transceiver parameters and system parameters is crucial in designing and dimensioning of modern communications systems. For this purpose, analytical models to evaluate the performance of an I/Q distorted system are considered

Near-Instantaneously Adaptive HSDPA-Style OFDM Versus MC-CDMA Transceivers for WIFI, WIMAX, and Next-Generation Cellular Systems

Burts-by-burst (BbB) adaptive high-speed downlink packet access (HSDPA) style multicarrier systems are reviewed, identifying their most critical design aspects. These systems exhibit numerous attractive features, rendering them eminently eligible for employment in next-generation wireless systems. It is argued that BbB-adaptive or symbol-by-symbol adaptive orthogonal frequency division multiplex (OFDM) modems counteract the near instantaneous channel quality variations and hence attain an increased throughput or robustness in comparison to their fixed-mode counterparts. Although they act quite differently, various diversity techniques, such as Rake receivers and space-time block coding (STBC) are also capable of mitigating the channel quality variations in their effort to reduce the bit error ratio (BER), provided that the individual antenna elements experience independent fading. By contrast, in the presence of correlated fading imposed by shadowing or time-variant multiuser interference, the benefits of space-time coding erode and it is unrealistic to expect that a fixed-mode space-time coded system remains capable of maintaining a near-constant BER

Analog-Digital Beamforming in the MU-MISO Downlink by use of Tunable Antenna Loads

We investigate the performance of multi-user multiple-input-single-output (MU-MISO) downlink in the presence of the mutual coupling effect at the transmitter. Contrary to traditional approaches that aim at eliminating this effect, in this paper we propose a joint analog-digital (AD) beamforming scheme that exploits this effect to further improve the system performance. A jointly optimal AD beamformer is firstly obtained by iteratively maximizing the minimum received signal-to-interference-plus-noise ratio (SINR) in the digital domain, followed by an optimization on the load impedance of each antenna element in the analog domain. We further introduce a decoupled low-complexity approach, with which existing closed-form beamforming schemes can also be efficiently applied. For the consideration of hardware imperfections in practice, we study the case where the analog load values are quantized, and propose a sequential search scheme based on greedy algorithm to efficiently obtain the desired quantized load values. Moreover, we also investigate the imperfect channel state information (CSI) scenarios, where we prove the optimality for closed-form beamformers, and further propose the robust schemes for two typical CSI error models. Simulation results show that with the proposed schemes the mutual coupling effect can be exploited to further improve the performance for both perfect CSI and imperfect CSI

Transmit Precoding for MIMO Systems with Partial CSI and Discrete-Constellation Inputs

In this paper, we consider the transmit linear precoding problem for MIMO systems with discrete-constellation inputs. We assume that the receiver has perfect channel state information (CSI) and the transmitter only has partial CSI, namely, the channel covariance information. We first consider MIMO systems over frequency-flat fading channels. We design the optimal linear precoder based on direct maximization of mutual information over the MIMO channels with discrete-constellation inputs. It turns out that the optimal linear precoder is a non-diagonal non-unitary matrix. Then, we consider MIMO systems over frequency selective fading channels via extending our method to MIMO-OFDM systems. To keep reasonable computational complexity of solving the linear precoding matrix, we propose a sub-optimal approach to restrict the precoding matrix as a block-diagonal matrix. This approach has near-optimal performance when we integrate it with a properly chosen interleaver. Numerical examples show that for MIMO systems over frequency flat fading channels, our proposed optimal linear precoder enjoys 6-9 dB gain compared to the same system without linear precoder. For MIMO-OFDM systems, our reduced-complexity sub-optimal linear precoder captures 3-6 dB gain compared to the same system with no precoding. Moreover, for those MIMO systems employing a linear precoder designed based on Gaussian inputs with gap approximation technique for discrete-constellation inputs, significant loss may occur when the signal-to-noise ratio is larger than 0 dB

I/Q Imbalance in Multiantenna Systems: Modeling, Analysis and RF-Aware Digital Beamforming

Wireless communications has experienced an unprecedented increase in data rates, numbers of active devices and selection of applications during recent years. However, this is expected to be just a start for future developments where a wireless connection is seen as a fundamental resource for almost any electrical device, no matter where and when it is operating. Since current radio technologies cannot provide such services with reasonable costs or even at all, a multitude of technological developments will be needed. One of the most important subjects, in addition to higher bandwidths and flexible network functionalities, is the exploitation of multiple antennas in base stations (BSs) as well as in user equipment (UEs). That kind of multiantenna communications can boost the capacity of an individual UE-BS link through spatial antenna multiplexing and increase the quality as well as robustness of the link via antenna diversity. Multiantenna technologies provide improvements also on the network level through spatial UE multiplexing and sophisticated interference management. Additionally, multiple antennas can provide savings in terms of the dissipated power since transmission and reception can be steered more efficiently in space, and thus power leakage to other directions is decreased. However, several issues need to be considered in order to get multiantenna technologies widely spread. First, antennas and the associated transceiver chains are required to be simple and implementable with low costs. Second, size of the antennas and transceivers need to be minimized. Finally, power consumption of the system must be kept under control. The importance of these requirements is even emphasized when considering massive multiple-input multiple-output (MIMO) systems consisting of devices equipped with tens or even hundreds of antennas.In this thesis, we consider multiantenna devices where the associated transceiver chains are implemented in such a way that the requirements above can be met. In particular, we focus on the direct-conversion transceiver principle which is seen as a promising radio architecture for multiantenna systems due to its low costs, small size, low power consumption and good flexibility. Whereas these aspects are very promising, direct-conversion transceivers have also some disadvantages and are vulnerable to certain imperfections in the analog radio frequency (RF) electronics in particular. Since the effects of these imperfections usually get even worse when optimizing costs of the devices, the scope of the thesis is on the effects and mitigation of one of the most severe RF imperfection, namely in-phase/quadrature (I/Q) imbalance.Contributions of the thesis can be split into two main themes. First of them is multiantenna narrowband beamforming under transmitter (TX) and receiver (RX) I/Q imbalances. We start by creating a model for the signals at the TX and RX, both under I/Q imbalances. Based on these models we derive analytical expressions for the antenna array radiation patterns and notice that I/Q imbalance distorts not only the signals but also the radiation characteristics of the array. After that, stemming from the nature of the distortion, we utilize widely-linear (WL) processing, where the signals and their complex conjugates are processed jointly, for the beamforming task under I/Q imbalance. Such WL processing with different kind of statistical and adaptive beamforming algorithms is finally shown to provide a flexible operation as well as distortion-free signals and radiation patterns when being under various I/Q imbalance schemes.The second theme extends the work to wideband systems utilizing orthogonal frequency-division multiplexing (OFDM)-based waveforms. The focus is on uplink communications and BS RX processing in a multiuser MIMO (MU-MIMO) scheme where spatial UE multiplexing is applied and further UE multiplexing takes place in frequency domain through the orthogonal frequency-division multiple access (OFDMA) principle. Moreover, we include the effects of external co-channel interference into our analysis in order to model the challenges in heterogeneous networks. We formulate a flexible signal model for a generic uplink scheme where I/Q imbalance occurs on both TX and RX sides. Based on the model, we analyze the signal distortion in frequency domain and develop augmented RX processing methods which process signals at mirror subcarrier pairs jointly. Additionally, the proposed augmented methods are numerically shown to outperform corresponding per-subcarrier method in terms of the instantaneous signal-to-interference-and-noise ratio (SINR). Finally, we address some practical aspects and conclude that the augmented processing principle is a promising tool for RX processing in multiantenna wideband systems under I/Q imbalance.The thesis provides important insight for development of future radio networks. In particular, the results can be used as such for implementing digital signal processing (DSP)-based RF impairment mitigation in real world transceivers. Moreover, the results can be used as a starting point for future research concerning, e.g., joint effects of multiple RF impairments and their mitigation in multiantenna systems. Overall, this thesis and the associated publications can help the communications society to reach the ambitious aim of flexible, low-cost and high performance radio networks in the future