Improved gnss-r altimetry methods: Theory and experimental demonstration using airborne dual frequency data from the microwave interferometric reflectometer (mir)

Altimetric performance of Global Navigation Satellite System - Reflectometry (GNSS-R) instruments depends on receiver’s bandwidth and signal-to-noise ratio (SNR). The altimetric delay is usually computed from the time difference between the peak of the direct signal waveform and the maximum of the derivative of the reflected signal waveform. Dual-frequency data gathered by the airborne Microwave Interferometric Reflectometer (MIR) in the Bass Strait, between Australia and Tasmania, suggest that this approach is only valid for flat surfaces and large bandwidth receivers. This work analyses different methods to compute the altimetric observables using GNSS-R. A proposed novel methodThis work was funded by the Spanish Ministry of Science, Innovation and Universities, “Sensing with Pioneering Opportunistic Techniques”, grant RTI2018-099008-B-C21/AEI/10.13039/ 501100011033, and the grant for recruitment of early-stage research staff FI-DGR 2015 of the AGAUR— Generalitat de Catalunya (FEDER), Spain, and the grant for recruitment of early-stage research staff FI 2018 of the AGAUR—Generalitat de Catalunya (FEDER), Spain, and Unidad de Excelencia María de Maeztu MDM-2016-060Postprint (published version

PRETTY: Grazing altimetry measurements based on the interferometric method

The exploitation of signals stemming from global navigation systems for passive bistatic radar applications has beenproposed and implemented within numerous studies. The fact that such missions do not rely on high power amplifiersand that the need of high gain antennas with large geometrical dimensions can be avoided, makes them suitable forsmall satellite missions. Applications where a continuous high coverage is needed, as for example disaster warning,have the demand for a large number of satellites in orbit, which in turn requires small and relatively low cost satellites.The proposed PRETTY (Passive Reflectometry and Dosimetry) mission includes a demonstrator payload for passivereflectometry and scatterometry focusing on very low incidence angles whereby the direct and reflected signal will bereceived via the same antenna. The correlation of both signals will be done by a specific FPGA based hardwareimplementation. The demonstration of a passive reflectometer without the use of local code replica implicitly showsthat also signals of unknown data modulation can be exploited for such a purpose.The PRETTY mission is proposed by an Austrian consortium with RUAG GmbH as prime contractor, relying on theresults from a previous CubeSat mission (OPS-SAT) conducted by TU Graz under ESA contract [18]. Within thepresent paper we will describe the architecture of the passive reflectometer payload within this 3U CubeSat mission anddiscuss operational routines and constraints to be elaborated in the frame of the proposed activity

First results of a GNSS-R experiment from a stratospheric balloon over boreal forests

The empirical results of a global navigation satellite systems reflectometry (GNSS-R) experiment onboard the Balloon EXperiments for University Students (BEXUS) 17 stratospheric balloon performed north of Sweden over boreal forests show that the power of the reflected signals is nearly independent of the platform height for a high coherent integration time T-c = 20 ms. This experimental evidence shows a strong coherent component in the forward scattered signal, as compared with the incoherent component, that allows to be tracked. The bistatic coherent reflectivity is also evaluated as a function of the elevation angle, showing a decrease of similar to 6 dB when the elevation angle increases from 35. to 70 degrees. The received power presents a clearly multimodal behavior, which also suggests that the coherent scattering component may be taking place in different forest elements, i.e., soil, canopy, and through multiple reflections canopy-soil and soil-trunk. This experiment has provided the first GNSS-R data set over boreal forests. The evaluation of these results can be useful for the feasibility study of this technique to perform biomass monitoring that is a key factor to analyze the carbon cycle.Peer ReviewedPostprint (author's final draft

Contributions to GNSS-R earth remote sensing from nano-satellites

Premi extraordinari doctorat UPC curs 2015-2016, àmbit de CiènciesGlobal Navigation Satellite Systems Reflectometry (GNSS-R) is a multi-static radar using navigation signals as signals of opportunity. It provides wide-swath and improved spatio-temporal sampling over current space-borne missions. The lack of experimental datasets from space covering signals from multiple constellations (GPS, GLONASS, Galileo, Beidou) at dual-band (L1 and L2) and dual-polarization (Right Hand Left Hand Circular Polarization: RHCP and LHCP), over the ocean, land and cryosphere remains a bottleneck to further develop these techniques. 3Cat-2 is a 6 units (3 x 2 elementary blocks of 10 x 10 x 10 cm3) CubeSat mission ayming to explore fundamentals issues towards an improvement in the understanding of the bistatic scattering properties of different targets. Since geolocalization of specific reflections points is determined by the geometry only, a moderate pointing accuracy is still required to correct for the antena pattern in scatterometry measurements. 3Cat-2 launch is foreseen for the first quarter 2016 into a Sun-Synchronous orbit of 510 km height using a Long March II D rocket. This Ph.D. Thesis represents the main contributions to the development of the 3Cat-2 GNSS-R Earth observation mission (6U CubeSat) including a novel type of GNSS-R technique: the reconstructed one. The desing, development of the platform, and a number of ground-based, airborne and stratospheric balloon experiments to validate the technique and to optimize the instrument. In particular, the main contributions of this Ph.D. thesis are: 1) A novel dual-band Global Navigation Satellite Systems Reflectometer that uses the P(Y) and C/A signals scattered over the sea surface to perform highly precise altimetric measurements (PYCARO). 2) The first proof-of-concept of PYCARO was performed during two different ground-based field experiments over a dam and over the sea under different surface roughness conditions. 3) The scattering of GNSS signals over a water surface has been studied when the receiver is at low height, as for GNSS-R coastal altimetry applications. The precise determination of the local sea level and wave state from the coast can provide useful altimetry and wave information as "dry" tide and wave gauges. In order to test this concept an experiment has been conducted at the Canal d'Investigació i Experimentació Marítima (CIEM) wave channel for two synthetic "sea" states. 4) Two ESA-sponsored airborne experiments were perfomed to test the precision and the relative accuracy of the conventional GNSS-R. 5) The empirical results of a GNSS-R experiment on-board the ESA-sponsored BAXUS 17 stratospheric balloon campaign performed North of Sweden over boreal forests showed that the power of the reflected signals is nearly independent of the platform height for a high coherent integration time. 6) An improved version of the PYCARO payload was tested in Octover 2014 for the second time during the ESA-sposored BEXUS-19,. This work achieved the first ever dual-frequency, multi-constellation GNSS-R observations over boreal forests and lakes using GPS, GLONASS and Galileo signals. 7) The first-ever dual-frequency multi-constellation GNSS-R dual-polarization measurements over boreal forests and lakes were obtained from the stratosphere during the BEXUS 19 using the PYCARO reflectometer operated in closed-loop mode.Global Navigation Satellite Systems Reflectometry (GNSS-R) es una técnica de radar multi-estático que usa señales de radio-navegación como señales de oportunidad. Esta técnica proporciona "wide-swath" y un mejor sampleado espacio-temporal en comparación con las misiones espaciales actuales. La falta de datos desde el espacio proporcionando señales de múltiples constelaciones (GPS, GLONASS, Galileo, Beidou) en doble banda (L1 y L2) y en doble polarización (RHCP y LHCP) sobre océano, tierra y criosfera continua siendo un problema por solucionar. 3Cat-2 es un cubesat de 6 unidades con el objetivo de explorar elementos fundamentales para mejorar el conocimiento sobre el scattering bi-estático sobre diferentes medios dispersores. Dado que la geolocalización de puntos de reflexión específicos está determinada solo por geometría, es necesario un requisito moderado de apuntamiento para corregir el diagrama de antena en aplicaciones de dispersometría. El lanzamiento del 3Cat-2 será en Q2 2016 en una órbitra heliosíncrona usando un cohete Long March II D. Esta tesis representa las contribuciones principales al desarrollo del satélite 3Cat2 para realizar observación de la tierra con GNSS-R incluyendo una nueva técnica: "the reconstructed-code GNSS-R". El diseño, desarrollo de la plataforma y un número de experimentos en tierra, desde avión y desde globo estratosférico para validar la técnica y optimizar el instrumento han sido realizados. En particular, las contribuciones de esta Ph.D. son: 1) un novedoso Global Navigation Satellite Systems Reflectometer que usa las señales P(Y) y C/A después de ser dispersadas sobre la superficie del mar para realizar medidas altimétricas muy precisas. (PYCARO). 2) La primera prueba de concepto de PYCARO se hizo en dos experimentos sobre un pantano y sobre el mar bajo diferentes condiciones de rugosidad. 3) La disperión de las señales GNSS sobre una superfice de agua ha sido estudiada para bajas altitudes para aplicaciones GNSS-R altimétricas de costa. La determinación precisa del nivel local del mar y el estado de las olas desde la costa puede proporcionar información útil de altimetría e información de olas. Para hacer un test de este concepto un experimento en el Canal d'Investigació i Experimentació Marítima (CIEM) fue realizado para dos estados sintéticos de rugosidad. 4) Dos experimentos en avión con esponsor de la ESA se realizaron para estudiar la preción y la exactitud relativa de cGNSS-R. 5) Los resultados empíricos del experimento GNSS-R en BEXUS 17 con esponsor de la ESA realizado en el norte de Suecia sobre bosques boreales mostró que la potencia reflejada de las señales es independiente de la altitud de la plataforma para un tiempo de integración coherente muy alto. 6) Una versión mejorada del PYCARO fue testeada en octubre del 2014 por segunda vez durante el BEXUS 19 que también fue patrocidado por la ESA. Este trabajo proporcionó las primeras medidas GNSS-R sobre bosques boreales en doble frecuencia usando varias constelaciones GNSS. 7) Las primeras medidas polarimétricas (RHCP y LHCP) de GNSS-R sobre bosques boreales también fueron conseguidas durante el experimento BEXUS 19.Award-winningPostprint (published version

Sensitivity of GNSS-R spaceborne observations to soil moisture and vegetation

Global navigation satellite systems-reflectometry (GNSS-R) is an emerging remote sensing technique that makes use of navigation signals as signals of opportunity in a multistatic radar configuration, with as many transmitters as navigation satellites are in view. GNSS-R sensitivity to soil moisture has already been proven from ground-based and airborne experiments, but studies using space-borne data are still preliminary due to the limited amount of data, collocation, footprint heterogeneity, etc. This study presents a sensitivity study of TechDemoSat-1 GNSS-R data to soil moisture over different types of surfaces (i.e., vegetation covers) and for a wide range of soil moisture and normalized difference vegetation index (NDVI) values. Despite the scattering in the data, which can be largely attributed to the delay-Doppler maps peak variance, the temporal and spatial (footprint size) collocation mismatch with the SMOS soil moisture, and MODIS NDVI vegetation data, and land use data, experimental results for low NDVI values show a large sensitivity to soil moisture and a relatively good Pearson correlation coefficient. As the vegetation cover increases (NDVI increases) the reflectivity, the sensitivity to soil moisture and the Pearson correlation coefficient decreases, but it is still significant.Postprint (author's final draft

Advanced GNSS-R instruments for altimetric and scatterometric applications

This work is the result of more than eight years during a bachelor thesis, a master thesis, and the Ph.D. thesis dedicated to the development of the Microwave Interferometric Reflectometer (MIR) instrument. It summarizes all the knowledge acquired during this time, and describes the MIR instrument as detailed as possible. MIR is a Global Navigation Satellite System - Reflectometer (GNSS-R), that is, an instrument that uses Global Navigation Satellite System (GNSS) signals scattered on the Earth's surface to retrieve geophysical parameters. These signals are received below the noise level, but since they have been spread in the frequency domain using spread-spectrum techniques, and in particular using the so-called Pseudo Random Noise (PRN) codes, it is still possible to retrieve them because of the large correlation gain achieved. In GNSS-R, two main techniques are used for this purpose: the conventional technique cGNSS-R and the interferometric one iGNSS-R, each with its pros and cons. In the former technique, the reflected signal is cross-correlated against a locally generated clean-replica of the transmitted signal. In the latter technique the reflected signal is cross-correlated with the direct one. Nowadays multiple GNSS systems coexist, transmitting narrow and wide, open and private signals. A comparison between systems, signals, and techniques in fair conditions is necessary. The MIR instrument has been designed as an airborne instrument for that purpose: the instrument has two arrays, an up-looking one, and a down-looking one, each with 19 dual-band antennas in a hexagonal distribution. The instrument is able to form 2 beams at each frequency band (L1/E1, and L5/E5A), which are pointing continuously to the desired satellites taking into account their position, as well as the instrument's position and attitude. The data is sampled and stored for later post-processing. Last but not least, MIR is auto-calibrated using similar signals to the ones transmitted by the GNSS satellites. During the instrument development, the Distance Measurement Equipment/TACtical Air Navigation (DME/TACAN) signals from the Barcelona airport threatened to disrupt the interferometric technique. These signals were also studied, and it was concluded that the use of a mitigation systems were as strongly recommended. The interferometric technique was also affected by the unwanted contribution of other satellites. The impact of these contributions was studied using real data gathered during this Ph.D. thesis. During these 8 years, the instrument was designed, built, tested, and calibrated. A field campaign was carried out in Australia between May 2018 and June 2018 to determine the instrument's accuracy in sensing soil moisture and sea altimetry. This work describes each of these steps in detail and aims to be helpful for those who decide to continue the legacy of this instrument.Este trabajo es el resultado de más de 8 años de doctorado dedicados al desarrollo del instrumento Microwave Interferometric Reflectometer (MIR). Esta tesis resume todo el conocimiento adquirido durante este tiempo, y describe el MIR lo más detalladamente posible. El MIR es un Reflectómetro de señales de Sistemas Globales de Navegación por Satélite (GNSS-R), es decir, es un instrumento que usa señales de GNSS reflejadas en la superficie de la tierra para obtener parámetros geofísicos. Estas señales son recibidas bajo el nivel de ruido, pero dado que han sido ensanchadas en el dominio frecuencial usando técnicas de espectro ensanchado, y en particular usando códigos Pseudo Random Noise (PRN), es todavía posible recibirlas debido a la elevada ganancia de correlación. En GNSS-R existen dos técnicas para este propósito: la convencional (cGNSS-R), y la interferométrica (iGNSS-R), cada una con sus pros y sus contras. En la primera se calcula la correlación cruzada de la señal reflejada y de una réplica generada del código transmitido. En la segunda técnica se calcula la correlación cruzada de la señal reflejada y de la señal directa. Hoy en día muchos sistemas GNSS coexisten, transmitiendo señales de distintos anchos de banda, algunas públicas y otras privadas. Una comparación entre sistemas, señales, y técnicas en condiciones justas es necesaria. El MIR es un instrumento aerotransportado diseñado como para ese propósito: el instrumento tiene dos arrays de antenas, uno apuntando al cielo, y otro apuntando al suelo, cada uno con 19 antenas doble banda en una distribución hexagonal. El instrumento puede formar 2 haces en cada banda frecuencial (L1/E1 y L5/E5A) que apuntan continuamente a los satélites deseados teniendo en cuenta su posición, y la posición y actitud del instrumento. Los datos son guardados para ser procesados posteriormente. Por último pero no menos importante, el MIR se calibra usando señales similares a las transmitidas por los satélites de GNSS. Durante el desarrollo del instrumento, señales del sistema Distance Measuremt Equi Distance Measurement Equipment/TACtical Air Navigation (DME/TACAN) del aeropuerto de Barcelona mostraron ser una amenaza para la técnica interferométrica. Estas señales fueron estudiadas y se concluyó que era encarecidamente recomendado el uso de sistemas de mitigación de interferencias. La técnica interferométrica también se ve afectada por las contribuciones no deseadas de otros satélites, llamado cross-talk. El impacto del cross-talk fue estudiado usando datos reales tomados durante esta tesis doctoral. A lo largo de estos 8 años el instrumento ha sido diseñado, construido, testeado y calibrado. Una campaña de medidas fue llevada a cabo en Australia entre Mayo de 2018 y Junio de 2018 para determinar la capacidad del instrumento para estimar la humedad del terreno y la altura del mar. Este documento describe cada uno de estos pasos al detalle y espera resultar útil para aquellos que decidan continuar con el legado de este instrumento.Postprint (published version

Vegetation canopy height retrieval using L1 and L5 airborne GNSS-R

Vegetation canopy height (CH) is one of the important remote-sensing parameters related to forests’ structure, and it can be related to the biomass and the carbon stock. Global navigation satellite system-reflectometry (GNSS-R) has proved capable to retrieve vegetation information at a moderate resolution from space (20–65 km) using L1 C/A signals. In this study, data retrieved by the airborne microwave interferometric reflectometer (MIR) GNSS-R instrument at L1 and L5 are compared to the Global Forest CH product, with a spatial resolution of 30 m. This work analyzes the waveforms (WFs) measured at both bands, and the correlation of the waveform width and the reflectivity values to the CH product. A neural network algorithm is used for the retrieval, showing that the combination of the reflectivity and the waveform width allows to estimate the CH information at a very high resolution, with a root-mean-square error (RMSE) of 4.25 and 4.07 m at L1 and L5, respectively, which is an error about 14% of the actual CH.Postprint (updated version

Improving the accuracy of soil moisture retrievals using the phase difference of the dual-polarization GNSS-R interference patterns

Soil moisture (SM) is a key parameter in the climate studies at a global scale and a very important parameter in applications such as precision agriculture at a local scale. The Global Navigation Satellite Systems Interference Pattern Technique (IPT) has proven to be a useful technique for the determination of SM, based on observations at vertical polarization (V-Pol) due to the Brewster angle. The IPT can be applied at both V-Pol and horizontal polarization (H-Pol) at the same time, observing the Brewster angle only at V-Pol. This letter presents a measurement technique based on tracking the phase difference between V-Pol and H-Pol interference patterns to improve the accuracy of the Brewster angle determination and, consequently, that of the SM retrievals. This technique benefits from the different phase behavior of the reflection coefficients between H-Pol and V-Pol in the angular observation range. To be sensitive to the phase difference, the Rayleigh criterion for smooth surfaces must be accomplished. This technique is not sensitive to topography as it is intrinsically corrected. Experimental results are presented to validate the proposed algorithm.Peer ReviewedPostprint (author’s final draft

New instrument concepts for ocean sensing: analysis of the PAU-radiometer

Sea surface salinity can be remotely measured by means of L-band microwave radiometry. However, the brightness temperature also depends on the sea surface temperature and on the sea state, which is probably today one of the driving factors in the salinity retrieval error budgets of the European Space Agency's Soil Moisture and Ocean Salinity (SMOS) mission and the NASA-Comision Nacional de Actividades Espaciales Aquarius/SAC-D mission. This paper describes the Passive Advanced Unit (PAU) for ocean monitoring. PAU combines in a single instrument three different sensors: an L-band radiometer with digital beamforming (DBF) (PAU-RAD) to measure the brightness temperature of the sea at different incidence angles simultaneously, a global positioning system (GPS) reflectometer [PAU-reflectometer of Global Navigation Satellite Signals (GNSS-R)] also with DBF to measure the sea state from the delay-Doppler maps, and two infrared radiometers to provide sea surface temperature estimates. The key characteristic of this instrument is that both PAU-RAD and the PAU-GNSS/R share completely the RF/IF front-end, and analog-to-digital converters. Since in order to track the GPS-reflected signal, it is not possible to chop the antenna signal as in a Dicke radiometer, a new radiometer topology has been devised which makes uses of two receiving chains and a correlator, which has the additional advantage that both PAU-RAD and PAU-GNSS/R can be operated continuously and simultaneously to perform the sea-state corrections of the brightness temperature. This paper presents the main characteristics of the different PAU subsystems, and analyzes in detail the PAU-radiometer concept.Peer Reviewe