Non-Orthogonal Signal and System Design for Wireless Communications

The thesis presents research in non-orthogonal multi-carrier signals, in which: (i) a new signal format termed truncated orthogonal frequency division multiplexing (TOFDM) is proposed to improve data rates in wireless communication systems, such as those used in mobile/cellular systems and wireless local area networks (LANs), and (ii) a new design and experimental implementation of a real-time spectrally efficient frequency division multiplexing (SEFDM) system are reported. This research proposes a modified version of the orthogonal frequency division multiplexing (OFDM) format, obtained by truncating OFDM symbols in the time-domain. In TOFDM, subcarriers are no longer orthogonally packed in the frequency-domain as time samples are only partially transmitted, leading to improved spectral efficiency. In this work, (i) analytical expressions are derived for the newly proposed TOFDM signal, followed by (ii) interference analysis, (iii) systems design for uncoded and coded schemes, (iv) experimental implementation and (v) performance evaluation of the new proposed signal and system, with comparisons to conventional OFDM systems. Results indicate that signals can be recovered with truncated symbol transmission. Based on the TOFDM principle, a new receiving technique, termed partial symbol recovery (PSR), is designed and implemented in software de ned radio (SDR), that allows efficient operation of two users for overlapping data, in wireless communication systems operating with collisions. The PSR technique is based on recovery of collision-free partial OFDM symbols, followed by the reconstruction of complete symbols to recover progressively the frames of two users suffering collisions. The system is evaluated in a testbed of 12-nodes using SDR platforms. The thesis also proposes channel estimation and equalization technique for non-orthogonal signals in 5G scenarios, using an orthogonal demodulator and zero padding. Finally, the implementation of complete SEFDM systems in real-time is investigated and described in detail

Performance - Complexity Comparison of Receivers for a LTE MIMO–OFDM System

Implementation of receivers for spatial multiplexing multiple-input multiple-output (MIMO) orthogonal-frequency-division-multiplexing (OFDM) systems is considered. The linear minimum mean-square error (LMMSE) and the K-best list sphere detector (LSD) are compared to the iterative successive interference cancellation (SIC) detector and the iterative K-best LSD. The performance of the algorithms is evaluated in 3G long-term evolution (LTE) system. The SIC algorithm is found to perform worse than the K-best LSD when the MIMO channels are highly correlated, while the performance difference diminishes when the correlation decreases. The receivers are designed for 2X2 and 4X4 antenna systems and three different modulation schemes. Complexity results for FPGA and ASIC implementations are found. A modification to the K-best LSD which increases its detection rate is introduced. The ASIC receivers are designed to meet the decoding throughput requirements in LTE and the K-best LSD is found to be the most complex receiver although it gives the best reliable data transmission throughput. The SIC receiver has the best performance–complexity tradeoff in the 2X2 system but in the 4X4 case, the K-best LSD is the most efficient. A receiver architecture which could be reconfigured to using a simple or a more complex detector as the channel conditions change would achieve the best performance while consuming the least amount of power in the receiver

Transmission and detection for space-time block coding and v-blast systems

This dissertation focuses on topics of data transmission and detection of space -time block codes (STBC). The STBCs can be divided into two main categories, namely, the orthogonal space-time block codes (OSTBC) and the quasi-orthogonal space-time codes (Q-OSTBC). The space-time block coded systems from transceiver design perspective for both narrow-band and frequency selective wireless environment are studied. The dissertation also processes and studies a fast iterative detection scheme for a high-rate space-time transmission system, the V-BLAST system. In Chapter 2, a new OSTBC scheme with full-rate and full-diversity, which can be used on QPSK transceiver systems with four transmit antennas and any number of receivers is studied. The newly proposed coding scheme is a non-linear coding. Compared with full-diversity QOSTBC, an obvious advantage of our proposed new OSTBC is that the coded signals transmitted through all four transmit antennas do not experience any constellation expansion. In Chapter 3, a new fast coherent detection algorithm is proposed to provide maximum likelihood (ML) detection for Q-OSTBC. The new detection scheme is also very useful to analysis the diversity property of Q-OSTBC and design full diversity Q-OSTBC codes. The complexity of the new proposed detection algorithm can be independent to the modulation order and is especially suitable for high data rate transmission. In Chapter 4, the space-time coding schemes in frequency selective channels are studied. Q-OSTC transmission and detection schemes are firstly extended for frequency selective wireless environment. A new block based quasi-orthogonal space-time block encoding and decoding (Q-OSTBC) scheme for a wireless system with four transmit antennas is proposed in frequency selective fading channels. The proposed MLSE detection scheme effectively combats channel dispersion and frequency selectivity due to multipath, yet still provides full diversity gain. However, since the computational complexity of MLSE detection increases exponentially with the maximum delay of the frequency selective channel, a fast sub-optimal detection scheme using MMSE equalizer is also proposed, especially for channels with large delays. The Chapter 5 focuses on the V-BLAST system, an important high-rate space-time data transmission scheme. A reduced complexity ML detection scheme for VBLAST systems, which uses a pre-decoder guided local exhaustive search is proposed and studied. A polygon searching algorithm and an ordered successive interference cancellation (O-SIC) sphere searching algorithm are major components of the proposed multi-step ML detectors. At reasonable high SNRs, our algorithms have low complexity comparable to that of O-SIC algorithm, while they provide significant performance improvement. Another new low complexity algorithm termed ordered group-wise interference cancellation (O-GIC) is also proposed for the detection of high dimensional V-BLAST systems. The O-GIC based detection scheme is a sub-optimal detection scheme, however, it outperforms the O-SIC

Probabilistic Shaping for Finite Blocklengths: Distribution Matching and Sphere Shaping

In this paper, we provide for the first time a systematic comparison of distribution matching (DM) and sphere shaping (SpSh) algorithms for short blocklength probabilistic amplitude shaping. For asymptotically large blocklengths, constant composition distribution matching (CCDM) is known to generate the target capacity-achieving distribution. As the blocklength decreases, however, the resulting rate loss diminishes the efficiency of CCDM. We claim that for such short blocklengths and over the additive white Gaussian channel (AWGN), the objective of shaping should be reformulated as obtaining the most energy-efficient signal space for a given rate (rather than matching distributions). In light of this interpretation, multiset-partition DM (MPDM), enumerative sphere shaping (ESS) and shell mapping (SM), are reviewed as energy-efficient shaping techniques. Numerical results show that MPDM and SpSh have smaller rate losses than CCDM. SpSh--whose sole objective is to maximize the energy efficiency--is shown to have the minimum rate loss amongst all. We provide simulation results of the end-to-end decoding performance showing that up to 1 dB improvement in power efficiency over uniform signaling can be obtained with MPDM and SpSh at blocklengths around 200. Finally, we present a discussion on the complexity of these algorithms from the perspective of latency, storage and computations.Comment: 18 pages, 10 figure

Near-capacity MIMOs using iterative detection

In this thesis, Multiple-Input Multiple-Output (MIMO) techniques designed for transmission over narrowband Rayleigh fading channels are investigated. Specifically, in order to providea diversity gain while eliminating the complexity of MIMO channel estimation, a Differential Space-Time Spreading (DSTS) scheme is designed that employs non-coherent detection. Additionally, in order to maximise the coding advantage of DSTS, it is combined with Sphere Packing (SP) modulation. The related capacity analysis shows that the DSTS-SP scheme exhibits a higher capacity than its counterpart dispensing with SP. Furthermore, in order to attain additional performance gains, the DSTS system invokes iterative detection, where the outer code is constituted by a Recursive Systematic Convolutional (RSC) code, while the inner code is a SP demapper in one of the prototype systems investigated, while the other scheme employs a Unity Rate Code (URC) as its inner code in order to eliminate the error floor exhibited by the system dispensing with URC. EXIT charts are used to analyse the convergence behaviour of the iteratively detected schemes and a novel technique is proposed for computing the maximum achievable rate of the system based on EXIT charts. Explicitly, the four-antenna-aided DSTSSP system employing no URC precoding attains a coding gain of 12 dB at a BER of 10-5 and performs within 1.82 dB from the maximum achievable rate limit. By contrast, the URC aidedprecoded system operates within 0.92 dB from the same limit.On the other hand, in order to maximise the DSTS system’s throughput, an adaptive DSTSSP scheme is proposed that exploits the advantages of differential encoding, iterative decoding as well as SP modulation. The achievable integrity and bit rate enhancements of the system are determined by the following factors: the specific MIMO configuration used for transmitting data from the four antennas, the spreading factor used and the RSC encoder’s code rate.Additionally, multi-functional MIMO techniques are designed to provide diversity gains, multiplexing gains and beamforming gains by combining the benefits of space-time codes, VBLASTand beamforming. First, a system employing Nt=4 transmit Antenna Arrays (AA) with LAA number of elements per AA and Nr=4 receive antennas is proposed, which is referred to as a Layered Steered Space-Time Code (LSSTC). Three iteratively detected near-capacity LSSTC-SP receiver structures are proposed, which differ in the number of inner iterations employed between the inner decoder and the SP demapper as well as in the choice of the outer code, which is either an RSC code or an Irregular Convolutional Code (IrCC). The three systems are capable of operating within 0.9, 0.4 and 0.6 dB from the maximum achievable rate limit of the system. A comparison between the three iteratively-detected schemes reveals that a carefully designed two-stage iterative detection scheme is capable of operating sufficiently close to capacity at a lower complexity, when compared to a three-stage system employing a RSC or a two-stage system using an IrCC as an outer code. On the other hand, in order to allow the LSSTC scheme to employ less receive antennas than transmit antennas, while still accommodating multiple users, a Layered Steered Space-Time Spreading (LSSTS) scheme is proposed that combines the benefits of space-time spreading, V-BLAST, beamforming and generalised MC DS-CDMA. Furthermore, iteratively detected LSSTS schemes are presented and an LLR post-processing technique is proposed in order to improve the attainable performance of the iteratively detected LSSTS system.Finally, a distributed turbo coding scheme is proposed that combines the benefits of turbo coding and cooperative communication, where iterative detection is employed by exchanging extrinsic information between the decoders of different single-antenna-aided users. Specifically, the effect of the errors induced in the first phase of cooperation, where the two users exchange their data, on the performance of the uplink in studied, while considering different fading channel characteristics

Turbo space-time coding for mimo systems : designs and analyses

Multiple input multiple output (MIMO) systems can provide high diversity, high data rate or a mix of both, for wireless communications. This dissertation combines both modes and suggests analyses and techniques that advance the state of the art of MIMO systems. Specifically, this dissertation studies turbo space-time coding schemes for MIMO systems. Before the designs of turbo space-time codes are presented, a fundamental tool to analyze and design turbo coding schemes, the extrinsic information transfer (EXIT) chart method, is extended from the binary/nonbinary code case to coded modulation case. This extension prepares the convergence analysis for turbo space-time code. Turbo space-time codes with symbols precoded by randomly chosen unitary time variant linear transformations (TVLT) are investigated in this dissertation. It is shown that turbo codes with TVLT achieve full diversity gain and good coding gain with high probability. The probability that these design goals are not met is shown to vanish exponentially with the Hamming distance between codewords (number of different columns). Hence, exhaustive tests of the rank and the determinant criterion are not required. As an additional benefit of the application of TVLT, with the removal of the constant modulation condition, it is proved that throughput rates achieved by these codes are significantly higher than the rates achievable by conventional space-time codes. Finally, an EXIT chart analysis for turbo space-time codes with TVLT is developed, with application to predicting frame error rate (FER) performance without running full simulation. To increase the data rate of turbo-STC without exponentially increasing the decoding complexity, a multilevel turbo space-time coding scheme with TVLT is proposed. An iterative joint demapping and decoding receiver algorithm is also proposed. For MIMO systems with a large number of transmit antennas, two types of layered turbo space-time (LTST) coding schemes are studied. For systems with low order modulation, a type of LTST with a vertical encoding structure and a low complexity parallel interference cancellation (PlC) receiver is shown to achieve close to capacity performance. For high order modulation, another type of LTST with a horizontal encoding structure, TVLT, and an ordered successive interference cancellation (OSIC) receiver is shown to achieve better performance than conventional layered space-time coding schemes, where ordering is not available in the SIC detection