Introspective knowledge acquisition for case retrieval networks in textual case base reasoning.

Textual Case Based Reasoning (TCBR) aims at effective reuse of information contained in unstructured documents. The key advantage of TCBR over traditional Information Retrieval systems is its ability to incorporate domain-specific knowledge to facilitate case comparison beyond simple keyword matching. However, substantial human intervention is needed to acquire and transform this knowledge into a form suitable for a TCBR system. In this research, we present automated approaches that exploit statistical properties of document collections to alleviate this knowledge acquisition bottleneck. We focus on two important knowledge containers: relevance knowledge, which shows relatedness of features to cases, and similarity knowledge, which captures the relatedness of features to each other. The terminology is derived from the Case Retrieval Network (CRN) retrieval architecture in TCBR, which is used as the underlying formalism in this thesis applied to text classification. Latent Semantic Indexing (LSI) generated concepts are a useful resource for relevance knowledge acquisition for CRNs. This thesis introduces a supervised LSI technique called sprinkling that exploits class knowledge to bias LSI's concept generation. An extension of this idea, called Adaptive Sprinkling has been proposed to handle inter-class relationships in complex domains like hierarchical (e.g. Yahoo directory) and ordinal (e.g. product ranking) classification tasks. Experimental evaluation results show the superiority of CRNs created with sprinkling and AS, not only over LSI on its own, but also over state-of-the-art classifiers like Support Vector Machines (SVM). Current statistical approaches based on feature co-occurrences can be utilized to mine similarity knowledge for CRNs. However, related words often do not co-occur in the same document, though they co-occur with similar words. We introduce an algorithm to efficiently mine such indirect associations, called higher order associations. Empirical results show that CRNs created with the acquired similarity knowledge outperform both LSI and SVM. Incorporating acquired knowledge into the CRN transforms it into a densely connected network. While improving retrieval effectiveness, this has the unintended effect of slowing down retrieval. We propose a novel retrieval formalism called the Fast Case Retrieval Network (FCRN) which eliminates redundant run-time computations to improve retrieval speed. Experimental results show FCRN's ability to scale up over high dimensional textual casebases. Finally, we investigate novel ways of visualizing and estimating complexity of textual casebases that can help explain performance differences across casebases. Visualization provides a qualitative insight into the casebase, while complexity is a quantitative measure that characterizes classification or retrieval hardness intrinsic to a dataset. We study correlations of experimental results from the proposed approaches against complexity measures over diverse casebases

A Corpus Driven Computational Intelligence Framework for Deception Detection in Financial Text

Financial fraud rampages onwards seemingly uncontained. The annual cost of fraud in the UK is estimated to be as high as £193bn a year [1] . From a data science perspective and hitherto less explored this thesis demonstrates how the use of linguistic features to drive data mining algorithms can aid in unravelling fraud. To this end, the spotlight is turned on Financial Statement Fraud (FSF), known to be the costliest type of fraud [2]. A new corpus of 6.3 million words is composed of102 annual reports/10-K (narrative sections) from firms formally indicted for FSF juxtaposed with 306 non-fraud firms of similar size and industrial grouping. Differently from other similar studies, this thesis uniquely takes a wide angled view and extracts a range of features of different categories from the corpus. These linguistic correlates of deception are uncovered using a variety of techniques and tools. Corpus linguistics methodology is applied to extract keywords and to examine linguistic structure. N-grams are extracted to draw out collocations. Readability measurement in financial text is advanced through the extraction of new indices that probe the text at a deeper level. Cognitive and perceptual processes are also picked out. Tone, intention and liquidity are gauged using customised word lists. Linguistic ratios are derived from grammatical constructs and word categories. An attempt is also made to determine ‘what’ was said as opposed to ‘how’. Further a new module is developed to condense synonyms into concepts. Lastly frequency counts from keywords unearthed from a previous content analysis study on financial narrative are also used. These features are then used to drive machine learning based classification and clustering algorithms to determine if they aid in discriminating a fraud from a non-fraud firm. The results derived from the battery of models built typically exceed classification accuracy of 70%. The above process is amalgamated into a framework. The process outlined, driven by empirical data demonstrates in a practical way how linguistic analysis could aid in fraud detection and also constitutes a unique contribution made to deception detection studies