Chinese Experience with Global G3 Standard-Setting

China’s growth strategy as set out in the 11th 5-year plan in 2005 called for upgrading of product quality, the development of an innovation society, and reduced reliance on foreign intellectual property with high license fees. Consistent with this policy, China has been involved in recent years with the development of a Chinese standard in third generation (3G) mobile phone technology, both in negotiating the standard and seeing it through to commercialization. This is the first case of a developing country both originating and successfully negotiating a telecommunications standard and this experience raises issues for China’s future development strategy based on product and process upgrading in manufacturing. We argue that while precedent setting from an international negotiating point of view, the experience has thus far is unproven commercially. But the lessons learned will benefit future related efforts in follow-on technologies if similar Chinese efforts are made.This paper documents Chinese standard-setting efforts from proposal submission to ITU to the current large-scale trial network deployment in China and overseas trial networks deployment. We discuss the underlying objectives for this initiative, evaluate its effectiveness, and assess its broader implications for Chinese development policy.

TD-SCDMA Relay Networks

PhDWhen this research was started, TD-SCDMA (Time Division Synchronous Code Division Multiple Access) was still in the research/ development phase, but now, at the time of writing this thesis, it is in commercial use in 10 large cities in China including Beijing and Shang Hai. In all of these cities HSDPA is enabled. The roll-out of the commercial deployment is progressing fast with installations in another 28 cities being underway now. However, during the pre-commercial TD-SCDM trail in China, which started from year 2006, some interference problems have been noticed especially in the network planning and initialization phases. Interference is always an issue in any network and the goal of the work reported in this thesis is to improve network coverage and capacity in the presence of interference. Based on an analysis of TD-SCDMA issues and how network interference arises, this thesis proposes two enhancements to the network in addition to the standard N-frequency technique. These are (i) the introduction of the concentric circle cell concept and (ii) the addition of a relay network that makes use of other users at the cell boundary. This overall approach not only optimizes the resilience to interference but increases the network coverage without adding more Node Bs. Based on the cell planning parameters from the research, TD-SCDMA HSDPA services in dense urban area and non-HSDPA services in rural areas were simulated to investigate the network performance impact after introducing the relay network into a TD-SCDMA network. The results for HSDPA applications show significant improvement in the TDSCDMA relay network both for network capacity and network interference aspects compared to standard TD-SCDMA networks. The results for non- HSDPA service show that although the network capacity has not changed after adding in the relay network (due to the code limitation in TD-SCDMA), the TD-SCDMA relay network has better interference performance and greater coverage

Balancing Between ‘De Facto’ and ‘De Jure’ in Standard-setting Strategy by a Latecomer Country: The Case of ICT Industry in China

The main objective of this study is to gain insights into the complexities of the standard-setting process involving a latecomer country. Standards are identified into two categories: market (de facto) standards arising from market interactions and formal standards (de jure) arising from mandatory specifications by public authorities. The study focused on two research questions: (i) What are the different factors that influence the outcome (success or failure) of a proposed standard by a latecomer country? (ii) How does a latecomer country navigate between de facto standard and de jure standard? It analysed two cases (WAPI - a failure and TD-SCDMA - a success) to examine the extent of government support for a standard setting that needs to balance between the de facto standard and de jure standard. The study found that standard competition is a complicated interplay between technology, markets, politics and institutions. The experience of two cases suggest that a proposed standard should judiciously combine partly a ‘de jure standard’ which aims to protect national interests and achieve a national goal, and partly the ‘de facto standard’ to meet the technology trend, market demand, as well as the end users’ welfare. Keywords: Standardization, Latecomer country, Latecomer catch-up, De Facto standards, De June standards, ICT Industr

Smart Antennas in 4G

Smart Antenna†technology is one of the most vital developments in mobile communication.This paper deals with the principle and working of smart antennas and the elegance of their applications in various fields such a 4G -telephony system, best suitability of multi carrier modulations such as OFDMA etc., This paper mainly concentrates on use of smart antennas in mobile communications that enhances the capabilities of the mobile and cellular system such a faster bit rate, multi use interference, space division multiplexing (SDMA), increase in range, Multi path Mitigation, reduction of errors due to multi path fading and with one great advantage that is a very high security. The signal that is been transmitted by a smart antenna cannot tracked or received any other antenna thus ensuring a very high security of the data transmitted. This paper also deals the required algorithms that are need for the beam forming in the antenna patters. The application of smart antennas such as in WI-FI transmitter , Discrete Multi Tone modulation (DMT), OFDMA and TD-SCDMA is already in real world use is also incorporated in this paper. Keywords: Multipath Fading, Beam forming basics, Switched Beam Antenna, SCDMA

Current Situation and Development Trend of Mobile Communication Systems

This paper introduces the development background of mobile communication and the development of mobilecommunication. It introduces the application principle, network structure, main technology, the advantages anddisadvantages of the three generations of mobile communication system respectively, and introduces the currentthird generation mobile communication system, including its technical support and research direction, analysis andcomparison of the European WCDMA system, the United States CDMA2000 system and China's TD-SCDMA systemtechnical characteristics. Finally, the development trend and prospect of future mobile communication system arediscussed

INNOVATIVE CITY IN WEST CHINA CHONGQING

This working paper offers insights on science and technology in China with supporting official and interview data. The paper, as evidenced from the title, is indicating the future role of Chongqing and its evolution primarily focusing on the period of rapid development of the Municipality after Chongqing became a political entity on the same level as provinces of China. This has coincided with the planning, construction and completion of the Three Gorges Dam Project involving the resettlement of 1,000,000 people – most them coming to the rural areas Chongqing Municipality. Three major sub-themes are highlighted. First, the city played important role during more than 2000 years of its history (in 1981, for example it became first inland port in China open for foreign commerce). In the XX century Chongqing was national capital during the Second World War and the Japanese invasion (Nationalists government). Since then it enjoyed higher political status and economic independence than any other city of the same size in whole western China. Second, the municipality’s geographical position and demographic condition makes it quite unique in West China. It has a population of 31 million, an area of 82 square km, a population density of 379 persons per km2 and a location at the upper reaches of Chang (Yangtze) River. This makes it the gate of Southwest China. Third, Chongqing has a strong basic multi-faced economy in the region. Central investment since the 1950s has assisted the development of a relatively strong modern industrial base in the city. Despite the post-Mao reform era’s impact on social and economic disparities as between the coastal areas and the west, Chongqing remains one of the China’s strongest city economies. Its industrial output value ranked 11th among the 35 biggest city economies in China in 2000, though it ranked behind the top ten most industrialized coastal cities, all of which had attracted much greater foreign investment during the reform era. The campaign to Open up the West provides Chongqing with the opportunity to act as the growth pole for a number of less industrialized provincial-level units in north-west and south-west China. Fourth, the initiatives by central authorities and the extraordinary task of Three Gorges Dam project required among other great tasks also relocation of over 1,2 million people, the rebuilding of two cities, eleven county towns and one hundred sixteen townships from the site of Three Gorges Dam water reservoir. Until 2005 there were already almost one million residents resettled. Less than 20 per cent moved outside Chongqing municipality and the majority was to be accommodated within the region of Chongqing Municipality.Regional development; clusters; Regional innovation System (RIS); Development block; competence block; technology system; High Technology Parks; Overview of Science and Technology; FDI

Pathways to Innovation in Asia's Leading Electronics Exporting Countries: Drivers and Policy Implications

This paper was prepared for the Democratic Pacific Assembly 2003 Conference, "Common Future of the 21st Century Pacific," September 18-21, 2003, in Taipei, Taiwan. This paper offers a framework for exploring emerging pathways to innovation in Asian electronics industries, as well as their drivers and policy implications. The focus is on "stylized facts" rather than on the diversity of specific country trajectories. I demonstrate that the role of Asia's leading players in the electronics industry is changing - from global export production bases for hardware and software, a transition is under way to the creation of commercially viable innovations and standards. I argue that transformations in global markets, production and innovation systems are providing new opportunities for Asian firms that seek to improve their innovative capabilities. To exploit these opportunities, however, important changes are required in Asia's innovation strategies, policies and management approaches. I highlight the considerable potential of "technology diversification" strategies as an intermediate option for attempts to move beyond "fast follower" strategies. A completely revised and updated version has been published as: "Pathways to innovation in Asia's leading electronics-exporting countries - a framework for exploring drivers and policy implications", International Journal of Technology Management, special issue on "Competitive Strategies of Asian High-Tech Firms; Vol. 29, 1/ 2: 6-20.

The Optimal Patent Portfolio of The Technology Standards Alliances in Innovation Competition

Unlike the dominant theories based on the rigid assumption that “technology standards must contain only essential patents”, this paper discusses the standard alliances that are engaged in their cumulative innovation. Its focus is particularly on a more realistic setting that a standard alliance should contain both the essential and the non-essential patents. We use the essential-patent’s ratio, which denotes the percentage of the essential patents in the total patents in a standard, as the cumulative innovation model’s core variable. The mathematical analysis illustrates that the essential-patent’s ratio performs an important role in the arguments’ standards. There is an optimal portfolio that maximizes the alliances’ efficiency in an innovation competition. It implies that the social welfare effects depend on the dynamic trade-off between the long-term technical gap caused by the technological upgrades’ missing opportunities and the short-term welfare losses that consumers may suffer. The patents’ and antitrust laws should tolerate a certain number of non-essential patents being contained by the technology standards

Dynamic Capacity Enhancement using a Smart Antenna in Mobile Telecommunications Networks

This work describes an investigation into the performance of antennas for mobile base station applications and techniques for improving the coverage and capacity within a base station cell. The work starts by tracing the development of mobile systems, both in technical and commercial terms, from the earliest analogue systems to present day broadband systems and includes anticipated future developments. This is followed by an outline of how smart antenna systems can be utilised to improve cell coverage and capacity. A novel smart antenna system incorporating an array of slant ± 450 dual- polarised stacked patch elements four columns wide excited by a novel multi-beam forming and beam shaping network has been designed, simulated and implemented. It is found that for an ideal smart antenna array, four narrow overlapping beams, one wide “broadcast channel” beam and right and left shaped beams can be provided. Results are presented for the simulation of the smart antenna system using CST EM simulation software which inherently includes mutual coupling and the effects of a truncated ground plane on the element patterns. The results show some significant changes to the desired set of coverage patterns and various mutual coupling compensation techniques have been reviewed. An improved design technique has been developed for compensating the performance degrading effects of mutual coupling and finite ground plane dimensions in microstrip antenna arrays. The improved technique utilises combination of two previously known techniques: complex excitation weights compensation by inversion of the array mutual coupling scattering matrix and the incorporation of a WAIM (wide angle impedance matching) sheet. The technique has been applied to a novel multi-beam smart antenna array to demonstrate the efficacy of the technique by electromagnetic simulation. In addition, a demonstrator array has been constructed and tested which has yielded a positive conformation of the simulation results. For the developed demonstrator array which provides seven different beams, beams “footprints” have been predicted both for free space propagation and for urban propagation to evaluate the dynamic capacity performance of the smart antenna in a 3G mobile network. The results indicate that sector capacity can be dynamically tailored to user demand profiles by selection of the appropriate beam patterns provided by the novel smart antenna system