Global-scale comparison of passive (SMOS) and active (ASCAT) satellite based microwave soil moisture retrievals with soil moisture simulations (MERRA-Land)

AbstractGlobal surface soil moisture (SSM) datasets are being produced based on active and passive microwave satellite observations and simulations from land surface models (LSM). This study investigates the consistency of two global satellite-based SSM datasets based on microwave remote sensing observations from the passive Soil Moisture and Ocean Salinity (SMOS; SMOSL3 version 2.5) and the active Advanced Scatterometer (ASCAT; version TU-Wien-WARP 5.5) with respect to LSM SSM from the MERRA-Land data product. The relationship between the global-scale SSM products was studied during the 2010–2012 period using (1) a time series statistics (considering both original SSM data and anomalies), (2) a space–time analysis using Hovmöller diagrams, and (3) a triple collocation error model. The SMOSL3 and ASCAT retrievals are consistent with the temporal dynamics of modeled SSM (correlation R>0.70 for original SSM) in the transition zones between wet and dry climates, including the Sahel, the Indian subcontinent, the Great Plains of North America, eastern Australia, and south-eastern Brazil. Over relatively dense vegetation covers, a better consistency with MERRA-Land was obtained with ASCAT than with SMOSL3. However, it was found that ASCAT retrievals exhibit negative correlation versus MERRA-Land in some arid regions (e.g., the Sahara and the Arabian Peninsula). In terms of anomalies, SMOSL3 better captures the short term SSM variability of the reference dataset (MERRA-Land) than ASCAT over regions with limited radio frequency interference (RFI) effects (e.g., North America, South America, and Australia). The seasonal and latitudinal variations of SSM are relatively similar for the three products, although the MERRA-Land SSM values are generally higher and their seasonal amplitude is much lower than for SMOSL3 and ASCAT. Both SMOSL3 and ASCAT have relatively comparable triple collocation errors with similar spatial error patterns: (i) lowest errors in arid regions (e.g., Sahara and Arabian Peninsula), due to the very low natural variability of soil moisture in these areas, and Central America, and (ii) highest errors over most of the vegetated regions (e.g., northern Australia, India, central Asia, and South America). However, the ASCAT SSM product is prone to larger random errors in some regions (e.g., north-western Africa, Iran, and southern South Africa). Vegetation density was found to be a key factor to interpret the consistency with MERRA-Land between the two remotely sensed products (SMOSL3 and ASCAT) which provides complementary information on SSM. This study shows that both SMOS and ASCAT have thus a potential for data fusion into long-term data records

Statistical analysis and combination of active and passive microwave remote sensing methods for soil moisture retrieval

Knowledge about soil moisture and its spatio-temporal dynamics is essential for the improvement of climate and hydrological modeling, including drought and flood monitoring and forecasting, as well as weather forecasting models. In recent years, several soil moisture products from active and passive microwave remote sensing have become available with high temporal resolution and global coverage. Thus, the validation and evaluation of spatial and temporal soil moisture patterns are of great interest, for improving soil moisture products as well as for their proper use in models or other applications. This thesis analyzes the different accuracy levels of global soil moisture products and identifies the major influencing factors on this accuracy based on a small catchment example. Furthermore, on global scale, structural differences betweenthe soil moisture products were investigated. This includes in particular the representation of spatial and temporal patterns, as well as a general scaling law of soil moisture variability with extent scale. The results of the catchment scale as well as the global scale analyses identified vegetation to have a high impact on the accuracy of remotely sensed soil moisture products. Therefore, an improved method to consider vegetation characteristics in pasive soil moisture retrieval from active radar satellite data was developed and tested. The knowledge gained by this thesis will contribute to improve soil moisture retrieval of current and future microwave remote sensors (e.g. SMOS or SMAP)

L-Band Vegetation optical depth and effective scattering albedo estimation from SMAP

Over land the vegetation canopy affects the microwave brightness temperature by emission, scattering and attenuation of surface soil emission. Attenuation, as represented by vegetation optical depth (VOD), is a potentially useful ecological indicator. The NASA Soil Moisture Active Passive (SMAP) mission carries significant potential for VOD estimates because of its radio frequency interference mitigation efforts and because the L-band signal penetrates deeper into the vegetation canopy than the higher frequency bands used for many previous VOD retrievals. In this study, we apply the multi-temporal dual-channel retrieval algorithm (MT-DCA) to derive global VOD, soil moisture, and effective scattering albedo estimates from SMAP Backus-Gilbert enhanced brightness temperatures posted on a 9 km grid and with three day revisit time. SMAP VOD values from the MT-DCA follow expected global distributions and are shown to be highly correlated with canopy height. They are also broadly similar in magnitude (though not always in seasonal amplitude) to European Space Agency Soil Moisture and Ocean Salinity (SMOS) VOD. The SMOS VOD values are based on angular brightness temperature information while the SMAP measurements are at a constant incidence angle, requiring an alternate approach to VOD retrieval presented in this study. Globally, albedo values tend to be high over regions with heterogeneous land cover types. The estimated effective scattering albedo values are generally higher than those used in previous soil moisture estimation algorithms and linked to biome classifications. MT-DCA retrievals of soil moisture show only small random differences with soil moisture retrievals from the Baseline SMAP algorithm, which uses a prior estimate of VOD based on land cover and optical data. However, significant biases exist between the two datasets. The soil moisture biases follow the pattern of differences between the MT-DCA retrieved and Baseline-assigned VOD values

Characteristics of the Global Radio Frequency Interference in the Protected Portion of L-Band

The National Aeronautics and Space Administration’s (NASA’s) Soil Moisture Active–Passive (SMAP) radiometer has been providing geolocated power moments measured within a 24 MHz band in the protected portion of L-band, i.e., 1400–1424 MHz, with 1.2 ms and 1.5 MHz time and frequency resolutions, as its Level 1A data. This paper presents important spectral and temporal properties of the radio frequency interference (RFI) in the protected portion of L-band using SMAP Level 1A data. Maximum and average bandwidth and duration of RFI signals, average RFI-free spectrum availability, and variations in such properties between ascending and descending satellite orbits have been reported across the world. The average bandwidth and duration of individual RFI sources have been found to be usually less than 4.5 MHz and 4.8 ms; and the average RFI-free spectrum is larger than 20 MHz in most regions with exceptions over the Middle East and Central and Eastern Asia. It has also been shown that, the bandwidth and duration of RFI signals can vary as much as 10 MHz and 10 ms, respectively, between ascending and descending orbits over certain locations. Furthermore, to identify frequencies susceptible to RFI contamination in the protected portion of L-band, observed RFI signals have been assigned to individual 1.5 MHz SMAP channels according to their frequencies. It has been demonstrated that, contrary to common perception, the center of the protected portion can be as RFI contaminated as its edges. Finally, there have been no significant correlations noted among different RFI properties such as amplitude, bandwidth, and duration within the 1400–1424 MHz ban

Synergistic calibration of a hydrological model using discharge and remotely sensed soil moisture in the Paraná river basin

Hydrological models are useful tools for water resources studies, yet their calibration is still a challenge, especially if aiming at improved estimates of multiple components of the water cycle. This has led the hydrologic community to look for ways to constrain models with multiple variables. Remote sensing estimates of soil moisture are very promising in this sense, especially in large areas for which field observations may be unevenly distributed. However, the use of such data to calibrate hydrological models in a synergistic way is still not well understood, especially in tropical humid areas such as those found in South America. Here, we perform multiple scenarios of multiobjective model optimization with in situ discharge and the SMOS L4 root zone soil moisture product for the Upper Paraná River Basin in South America (drainage area > 900,000 km2), for which discharge data for 136 river gauges are used. An additional scenario is used to compare the relative impacts of using all river gauges and a small subset containing nine gauges only. Across the basin, the joint calibration (CAL-DS) using discharge and soil moisture leads to improved precision and accuracy for both variables. The discharges estimated by CAL-DS (median KGE improvement for discharge was 0.14) are as accurate as those obtained with the calibration with discharge only (median equal to 0.14), while the CAL-DS soil moisture retrieval is practically as accurate (median KGE improvement for soil moisture was 0.11) as that estimated using the calibration with soil moisture only (median equal to 0.13). Nonetheless, the individual calibration with discharge rates is not able to retrieve satisfactory soil moisture estimates, and vice versa. These results show the complementarity between these two variables in the model calibration and highlight the benefits of considering multiple variables in the calibration framework. It is also shown that, by considering only nine gauges inst

Revisiting the global patterns of seasonal cycle in sea surface salinity

Author Posting. © American Geophysical Union, 2021. This article is posted here by permission of American Geophysical Union for personal use, not for redistribution. The definitive version was published in Journal of Geophysical Research: Oceans 126(4), (2021): e2020JC016789, https://doi.org/10.1029/2020JC016789.Argo profiling floats and L-band passive microwave remote sensing have significantly improved the global sampling of sea surface salinity (SSS) in the past 15 years, allowing the study of the range of SSS seasonal variability using concurrent satellite and in situ platforms. Here, harmonic analysis was applied to four 0.25° satellite products and two 1° in situ products between 2016 and 2018 to determine seasonal harmonic patterns. The 0.25° World Ocean Atlas (WOA) version 2018 was referenced to help assess the harmonic patterns from a long-term perspective based on the 3-year period. The results show that annual harmonic is the most characteristic signal of the seasonal cycle, and semiannual harmonic is important in regions influenced by monsoon and major rivers. The percentage of the observed variance that can be explained by harmonic modes varies with products, with values ranging between 50% and 72% for annual harmonic and between 15% and 19% for semiannual harmonic. The large spread in the explained variance by the annual harmonic reflects the large disparity in nonseasonal variance (or noise) in the different products. Satellite products are capable of capturing sharp SSS features on meso- and frontal scales and the patterns agree well with the WOA 2018. These products are, however, subject to the impacts of radiometric noises and are algorithm dependent. The coarser-resolution in situ products may underrepresent the full range of high-frequency small scale SSS variability when data record is short, which may have enlarged the explained SSS variance by the annual harmonic.L. Yu was funded by NASA Ocean Salinity Science Team (OSST) activities through Grant 80NSSC18K1335. FMB was funded by the NASA OSST through Grant 80NSSC18K1322. E. P. Dinnat was funded by NASA through Grant 80NSSC18K1443. This research is carried out in part at the Jet Propulsion Laboratory, California Institute of Technology, under a contract with NASA.2021-09-1

Global Assessment of the SMAP Level-4 Surface and Root-Zone Soil Moisture Product Using Assimilation Diagnostics

The Soil Moisture Active Passive (SMAP) mission Level-4 Soil Moisture (L4_SM) product provides 3-hourly, 9-km resolution, global estimates of surface (0-5 cm) and root-zone (0-100 cm) soil moisture and related land surface variables from 31 March 2015 to present with ~2.5-day latency. The ensemble-based L4_SM algorithm assimilates SMAP brightness temperature (Tb) observations into the Catchment land surface model. This study describes the spatially distributed L4_SM analysis and assesses the observation-minus-forecast (O-F) Tb residuals and the soil moisture and temperature analysis increments. Owing to the climatological rescaling of the Tb observations prior to assimilation, the analysis is essentially unbiased, with global mean values of ~0.37 K for the O-F Tb residuals and practically zero for the soil moisture and temperature increments. There are, however, modest regional (absolute) biases in the O-F residuals (under ~3 K), the soil moisture increments (under ~0.01 cu.m/cu.m), and the surface soil temperature increments (under ~1 K). Typical instantaneous values are ~6 K for O-F residuals, ~0.01 (~0.003) cu.m/cu.m for surface (root-zone) soil moisture increments, and ~0.6 K for surface soil temperature increments. The O-F diagnostics indicate that the actual errors in the system are overestimated in deserts and densely vegetated regions and underestimated in agricultural regions and transition zones between dry and wet climates. The O-F auto-correlations suggest that the SMAP observations are used efficiently in western North America, the Sahel, and Australia, but not in many forested regions and the high northern latitudes. A case study in Australia demonstrates that assimilating SMAP observations successfully corrects short-term errors in the L4_SM rainfall forcing