Multiple Access for Massive Machine Type Communications

The internet we have known thus far has been an internet of people, as it has connected people with one another. However, these connections are forecasted to occupy only a minuscule of future communications. The internet of tomorrow is indeed: the internet of things. The Internet of Things (IoT) promises to improve all aspects of life by connecting everything to everything. An enormous amount of effort is being exerted to turn these visions into a reality. Sensors and actuators will communicate and operate in an automated fashion with no or minimal human intervention. In the current literature, these sensors and actuators are referred to as machines, and the communication amongst these machines is referred to as Machine to Machine (M2M) communication or Machine-Type Communication (MTC). As IoT requires a seamless mode of communication that is available anywhere and anytime, wireless communications will be one of the key enabling technologies for IoT. In existing wireless cellular networks, users with data to transmit first need to request channel access. All access requests are processed by a central unit that in return either grants or denies the access request. Once granted access, users' data transmissions are non-overlapping and interference free. However, as the number of IoT devices is forecasted to be in the order of hundreds of millions, if not billions, in the near future, the access channels of existing cellular networks are predicted to suffer from severe congestion and, thus, incur unpredictable latencies in the system. On the other hand, in random access, users with data to transmit will access the channel in an uncoordinated and probabilistic fashion, thus, requiring little or no signalling overhead. However, this reduction in overhead is at the expense of reliability and efficiency due to the interference caused by contending users. In most existing random access schemes, packets are lost when they experience interference from other packets transmitted over the same resources. Moreover, most existing random access schemes are best-effort schemes with almost no Quality of Service (QoS) guarantees. In this thesis, we investigate the performance of different random access schemes in different settings to resolve the problem of the massive access of IoT devices with diverse QoS guarantees. First, we take a step towards re-designing existing random access protocols such that they are more practical and more efficient. For many years, researchers have adopted the collision channel model in random access schemes: a collision is the event of two or more users transmitting over the same time-frequency resources. In the event of a collision, all the involved data is lost, and users need to retransmit their information. However, in practice, data can be recovered even in the presence of interference provided that the power of the signal is sufficiently larger than the power of the noise and the power of the interference. Based on this, we re-define the event of collision as the event of the interference power exceeding a pre-determined threshold. We propose a new analytical framework to compute the probability of packet recovery failure inspired by error control codes on graph. We optimize the random access parameters based on evolution strategies. Our results show a significant improvement in performance in terms of reliability and efficiency. Next, we focus on supporting the heterogeneous IoT applications and accommodating their diverse latency and reliability requirements in a unified access scheme. We propose a multi-stage approach where each group of applications transmits in different stages with different probabilities. We propose a new analytical framework to compute the probability of packet recovery failure for each group in each stage. We also optimize the random access parameters using evolution strategies. Our results show that our proposed scheme can outperform coordinated access schemes of existing cellular networks when the number of users is very large. Finally, we investigate random non-orthogonal multiple access schemes that are known to achieve a higher spectrum efficiency and are known to support higher loads. In our proposed scheme, user detection and channel estimation are carried out via pilot sequences that are transmitted simultaneously with the user's data. Here, a collision event is defined as the event of two or more users selecting the same pilot sequence. All collisions are regarded as interference to the remaining users. We first study the distribution of the interference power and derive its expression. Then, we use this expression to derive simple yet accurate analytical bounds on the throughput and outage probability of the proposed scheme. We consider both joint decoding as well as successive interference cancellation. We show that the proposed scheme is especially useful in the case of short packet transmission

Towards efficient support for massive Internet of Things over cellular networks

The usage of Internet of Things (IoT) devices over cellular networks is seeing tremendous growth in recent years, and that growth in only expected to increase in the near future. While existing 4G and 5G cellular networks offer several desirable features for this type of applications, their design has historically focused on accommodating traditional mobile devices (e.g. smartphones). As IoT devices have very different characteristics and use cases, they create a range of problems to current networks which often struggle to accommodate them at scale. Although newer cellular network technologies, such as Narrowband-IoT (NB-IoT), were designed to focus on the IoT characteristics, they were extensively based on 4G and 5G networks to preserve interoperability, and decrease their deployment cost. As such, several inefficiencies of 4G/5G were also carried over to the newer technologies. This thesis focuses on identifying the core issues that hinder the large scale deployment of IoT over cellular networks, and proposes novel protocols to largely alleviate them. We find that the most significant challenges arise mainly in three distinct areas: connection establishment, network resource utilisation and device energy efficiency. Specifically, we make the following contributions. First, we focus on the connection establishment process and argue that the current procedures, when used by IoT devices, result in increased numbers of collisions, network outages and a signalling overhead that is disproportionate to the size of the data transmitted, and the connection duration of IoT devices. Therefore, we propose two mechanisms to alleviate these inefficiencies. Our first mechanism, named ASPIS, focuses on both the number of collisions and the signalling overhead simultaneously, and provides enhancements to increase the number of successful IoT connections, without disrupting existing background traffic. Our second mechanism focuses specifically on the collisions at the connection establishment process, and used a novel approach with Reinforcement Learning, to decrease their number and allow a larger number of IoT devices to access the network with fewer attempts. Second, we propose a new multicasting mechanism to reduce network resource utilisation in NB-IoT networks, by delivering common content (e.g. firmware updates) to multiple similar devices simultaneously. Notably, our mechanism is both more efficient during multicast data transmission, but also frees up resources that would otherwise be perpetually reserved for multicast signalling under the existing scheme. Finally, we focus on energy efficiency and propose novel protocols that are designed for the unique usage characteristics of NB-IoT devices, in order to reduce the device power consumption. Towards this end, we perform a detailed energy consumption analysis, which we use as a basis to develop an energy consumption model for realistic energy consumption assessment. We then take the insights from our analysis, and propose optimisations to significantly reduce the energy consumption of IoT devices, and assess their performance

Congestion Control for Massive Machine-Type Communications: Distributed and Learning-Based Approaches

The Internet of things (IoT) is going to shape the future of wireless communications by allowing seamless connections among wide range of everyday objects. Machine-to-machine (M2M) communication is known to be the enabling technology for the development of IoT. With M2M, the devices are allowed to interact and exchange data without or with little human intervention. Recently, M2M communication, also referred to as machine-type communication (MTC), has received increased attention due to its potential to support diverse applications including eHealth, industrial automation, intelligent transportation systems, and smart grids. M2M communication is known to have specific features and requirements that differ from that of the traditional human-to-human (H2H) communication. As specified by the Third Generation Partnership Project (3GPP), MTC devices are inexpensive, low power, and mostly low mobility devices. Furthermore, MTC devices are usually characterized by infrequent, small amount of data, and mainly uplink traffic. Most importantly, the number of MTC devices is expected to highly surpass that of H2H devices. Smart cities are an example of such a mass-scale deployment. These features impose various challenges related to efficient energy management, enhanced coverage and diverse quality of service (QoS) provisioning, among others. The diverse applications of M2M are going to lead to exponential growth in M2M traffic. Associating with M2M deployment, a massive number of devices are expected to access the wireless network concurrently. Hence, a network congestion is likely to occur. Cellular networks have been recognized as excellent candidates for M2M support. Indeed, cellular networks are mature, well-established networks with ubiquitous coverage and reliability which allows cost-effective deployment of M2M communications. However, cellular networks were originally designed for human-centric services with high-cost devices and ever-increasing rate requirements. Additionally, the conventional random access (RA) mechanism used in Long Term Evolution-Advanced (LTE-A) networks lacks the capability of handling such an enormous number of access attempts expected from massive MTC. Particularly, this RA technique acts as a performance bottleneck due to the frequent collisions that lead to excessive delay and resource wastage. Also, the lengthy handshaking process of the conventional RA technique results in highly expensive signaling, specifically for M2M devices with small payloads. Therefore, designing an efficient medium access schemes is critical for the survival of M2M networks. In this thesis, we study the uplink access of M2M devices with a focus on overload control and congestion handling. In this regard, we mainly provide two different access techniques keeping in mind the distinct features and requirements of MTC including massive connectivity, latency reduction, and energy management. In fact, full information gathering is known to be impractical for such massive networks of tremendous number of devices. Hence, we assure to preserve the low complexity, and limited information exchange among different network entities by introducing distributed techniques. Furthermore, machine learning is also employed to enhance the performance with no or limited information exchange at the decision maker. The proposed techniques are assessed via extensive simulations as well as rigorous analytical frameworks. First, we propose an efficient distributed overload control algorithm for M2M with massive access, referred to as M2M-OSA. The proposed algorithm can efficiently allocate the available network resources to massive number of devices within relatively small, and bounded contention time and with reduced overhead. By resolving collisions, the proposed algorithm is capable of achieving full resources utilization along with reduced average access delay and energy saving. For Beta-distributed traffic, we provide analytical evaluation for the performance of the proposed algorithm in terms of the access delay, total service time, energy consumption, and blocking probability. This performance assessment accounted for various scenarios including slightly, and seriously congested cases, in addition to finite and infinite retransmission limits for the devices. Moreover, we provide a discussion of the non-ideal situations that could be encountered in real-life deployment of the proposed algorithm supported by possible solutions. For further energy saving, we introduced a modified version of M2M-OSA with traffic regulation mechanism. In the second part of the thesis, we adopt a promising alternative for the conventional random access mechanism, namely fast uplink grant. Fast uplink grant was first proposed by the 3GPP for latency reduction where it allows the base station (BS) to directly schedule the MTC devices (MTDs) without receiving any scheduling requests. In our work, to handle the major challenges associated to fast uplink grant namely, active set prediction and optimal scheduling, both non-orthogonal multiple access (NOMA) and learning techniques are utilized. Particularly, we propose a two-stage NOMA-based fast uplink grant scheme that first employs multi-armed bandit (MAB) learning to schedule the fast grant devices with no prior information about their QoS requirements or channel conditions at the BS. Afterwards, NOMA facilitates the grant sharing where pairing is done in a distributed manner to reduce signaling overhead. In the proposed scheme, NOMA plays a major role in decoupling the two major challenges of fast grant schemes by permitting pairing with only active MTDs. Consequently, the wastage of the resources due to traffic prediction errors can be significantly reduced. We devise an abstraction model for the source traffic predictor needed for fast grant such that the prediction error can be evaluated. Accordingly, the performance of the proposed scheme is analyzed in terms of average resource wastage, and outage probability. The simulation results show the effectiveness of the proposed method in saving the scarce resources while verifying the analysis accuracy. In addition, the ability of the proposed scheme to pick quality MTDs with strict latency is depicted

URLLC for 5G and Beyond: Requirements, Enabling Incumbent Technologies and Network Intelligence

The tactile internet (TI) is believed to be the prospective advancement of the internet of things (IoT), comprising human-to-machine and machine-to-machine communication. TI focuses on enabling real-time interactive techniques with a portfolio of engineering, social, and commercial use cases. For this purpose, the prospective 5{th} generation (5G) technology focuses on achieving ultra-reliable low latency communication (URLLC) services. TI applications require an extraordinary degree of reliability and latency. The 3{rd} generation partnership project (3GPP) defines that URLLC is expected to provide 99.99% reliability of a single transmission of 32 bytes packet with a latency of less than one millisecond. 3GPP proposes to include an adjustable orthogonal frequency division multiplexing (OFDM) technique, called 5G new radio (5G NR), as a new radio access technology (RAT). Whereas, with the emergence of a novel physical layer RAT, the need for the design for prospective next-generation technologies arises, especially with the focus of network intelligence. In such situations, machine learning (ML) techniques are expected to be essential to assist in designing intelligent network resource allocation protocols for 5G NR URLLC requirements. Therefore, in this survey, we present a possibility to use the federated reinforcement learning (FRL) technique, which is one of the ML techniques, for 5G NR URLLC requirements and summarizes the corresponding achievements for URLLC. We provide a comprehensive discussion of MAC layer channel access mechanisms that enable URLLC in 5G NR for TI. Besides, we identify seven very critical future use cases of FRL as potential enablers for URLLC in 5G NR

Channel Access Management for Massive Cellular IoT Applications

As part of the steps taken towards improving the quality of life, many of everyday life activities as well as technological advancements are relying more and more on smart devices. In the future, it is expected that every electric device will be a smart device that can be connected to the internet. This gives rise to the new network paradigm known as the massive cellular IoT, where a large number of simple battery powered heterogeneous devices are collectively working for the betterment of humanity in all aspects. However, different from the traditional cellular based communication networks, IoT applications produce uplink-heavy data traffic that is composed of a large number of small data packets with different quality of service (QoS) requirements. These unique characteristics pose as a challenge to the current cellular channel access process and, hence, new and revolutionary access mechanisms are much needed. These access mechanisms need to be cost-effective, enable the support of massive number of devices, scalable, practical, and energy and radio resource efficient. Furthermore, due to the low computational capabilities of the devices, they cannot handle heavy networking intelligence and, thus, the designed channel access should be simple and light. Accordingly, in this research, we evaluate the suitability of the current channel access mechanism for massive applications and propose an energy efficient and resource preserving clustering and data aggregation solution. The proposed solution is tailored to the needs of future IoT applications. First, we recognize that for many anticipated cellular IoT applications, providing energy efficient and delay-aware access is crucial. However, in cellular networks, before devices transmit their data, they use a contention-based association protocol, known as random access channel procedure (RACH), which introduces extensive access delays and energy wastage as the number of contending devices increases. Modeling the performance of the RACH protocol is a challenging task due to the complexity of uplink transmission that exhibits a wide range of interference components; nonetheless, it is an essential process that helps determine the applicability of cellular IoT communication paradigm and shed light on the main challenges. Consequently, we develop a novel mathematical framework based on stochastic geometry to evaluate the RACH protocol and identify its limitations in the context of cellular IoT applications with a massive number of devices. To do so, we study the traditional cellular association process and establish a mathematical model for its association success probability. The model accounts for device density, spatial characteristics of the network, power control employed, and mutual interference among the devices. Our analysis and results highlight the shortcomings of the RACH protocol and give insights into the potentials brought on by employing power control techniques. Second, based on the analysis of the RACH procedure, we determine that, as the number of devices increases, the contention over the limited network radio resources increases, leading to network congestion. Accordingly, to avoid network congestion while supporting a large number of devices, we propose to use node clustering and data aggregation. As the number of supported devices increases and their QoS requirements become vast, optimizing node clustering and data aggregation processes becomes critical to be able to handle the many trade-offs that arise among different network performance metrics. Furthermore, for cost effectiveness, we propose that the data aggregator nodes be cellular devices and thus it is desirable to keep the number of aggregators to minimum such that we avoid congesting the RACH channel, while maximizing the number of successfully supported devices. Consequently, to tackle these issues, we explore the possibility of combining data aggregation and non-orthogonal multiple access (NOMA) where we propose a novel two-hop NOMA-enabled network architecture. Concepts from queuing theory and stochastic geometry are jointly exploited to derive mathematical expressions for different network performance metrics such as coverage probability, two-hop access delay, and the number of served devices per transmission frame. The established models characterize relations among various network metrics, and hence facilitate the design of two-stage transmission architecture. Numerical results demonstrate that the proposed solution improves the overall access delay and energy efficiency as compared to traditional OMA-based clustered networks. Last, we recognize that under the proposed two-hop network architecture, devices are subject to access point association decisions, i.e., to which access point a device associates plays a major role in determining the overall network performance and the perceived service by the devices. Accordingly, in the third part of the work, we consider the optimization of the two-hop network from the point of view of user association such that the number of QoS satisfied devices is maximized while minimizing the overall device energy consumption. We formulate the problem as a joint access point association, resources utilization, and energy efficient communication optimization problem that takes into account various networking factors such as the number of devices, number of data aggregators, number of available resource units, interference, transmission power limitation of the devices, aggregator transmission performance, and channel conditions. The objective is to show the usefulness of data aggregation and shed light on the importance of network design when the number of devices is massive. We propose a coalition game theory based algorithm, PAUSE, to transform the optimization problem into a simpler form that can be successfully solved in polynomial time. Different network scenarios are simulated to showcase the effectiveness of PAUSE and to draw observations on cost effective data aggregation enabled two-hop network design

Resource Allocation and Service Management in Next Generation 5G Wireless Networks

The accelerated evolution towards next generation networks is expected to dramatically increase mobile data traffic, posing challenging requirements for future radio cellular communications. User connections are multiplying, whilst data hungry content is dominating wireless services putting significant pressure on network's available spectrum. Ensuring energy-efficient and low latency transmissions, while maintaining advanced Quality of Service (QoS) and high standards of user experience are of profound importance in order to address diversifying user prerequisites and ensure superior and sustainable network performance. At the same time, the rise of 5G networks and the Internet of Things (IoT) evolution is transforming wireless infrastructure towards enhanced heterogeneity, multi-tier architectures and standards, as well as new disruptive telecommunication technologies. The above developments require a rethinking of how wireless networks are designed and operate, in conjunction with the need to understand more holistically how users interact with the network and with each other. In this dissertation, we tackle the problem of efficient resource allocation and service management in various network topologies under a user-centric approach. In the direction of ad-hoc and self-organizing networks where the decision making process lies at the user level, we develop a novel and generic enough framework capable of solving a wide array of problems with regards to resource distribution in an adaptable and multi-disciplinary manner. Aiming at maximizing user satisfaction and also achieve high performance - low power resource utilization, the theory of network utility maximization is adopted, with the examined problems being formulated as non-cooperative games. The considered games are solved via the principles of Game Theory and Optimization, while iterative and low complexity algorithms establish their convergence to steady operational outcomes, i.e., Nash Equilibrium points. This thesis consists a meaningful contribution to the current state of the art research in the field of wireless network optimization, by allowing users to control multiple degrees of freedom with regards to their transmission, considering mobile customers and their strategies as the key elements for the amelioration of network's performance, while also adopting novel technologies in the resource management problems. First, multi-variable resource allocation problems are studied for multi-tier architectures with the use of femtocells, addressing the topic of efficient power and/or rate control, while also the topic is examined in Visible Light Communication (VLC) networks under various access technologies. Next, the problem of customized resource pricing is considered as a separate and bounded resource to be optimized under distinct scenarios, which expresses users' willingness to pay instead of being commonly implemented by a central administrator in the form of penalties. The investigation is further expanded by examining the case of service provider selection in competitive telecommunication markets which aim to increase their market share by applying different pricing policies, while the users model the selection process by behaving as learning automata under a Machine Learning framework. Additionally, the problem of resource allocation is examined for heterogeneous services where users are enabled to dynamically pick the modules needed for their transmission based on their preferences, via the concept of Service Bundling. Moreover, in this thesis we examine the correlation of users' energy requirements with their transmission needs, by allowing the adaptive energy harvesting to reflect the consumed power in the subsequent information transmission in Wireless Powered Communication Networks (WPCNs). Furthermore, in this thesis a fresh perspective with respect to resource allocation is provided assuming real life conditions, by modeling user behavior under Prospect Theory. Subjectivity in decisions of users is introduced in situations of high uncertainty in a more pragmatic manner compared to the literature, where they behave as blind utility maximizers. In addition, network spectrum is considered as a fragile resource which might collapse if over-exploited under the principles of the Tragedy of the Commons, allowing hence users to sense risk and redefine their strategies accordingly. The above framework is applied in different cases where users have to select between a safe and a common pool of resources (CPR) i.e., licensed and unlicensed bands, different access technologies, etc., while also the impact of pricing in protecting resource fragility is studied. Additionally, the above resource allocation problems are expanded in Public Safety Networks (PSNs) assisted by Unmanned Aerial Vehicles (UAVs), while also aspects related to network security against malign user behaviors are examined. Finally, all the above problems are thoroughly evaluated and tested via a series of arithmetic simulations with regards to the main characteristics of their operation, as well as against other approaches from the literature. In each case, important performance gains are identified with respect to the overall energy savings and increased spectrum utilization, while also the advantages of the proposed framework are mirrored in the improvement of the satisfaction and the superior Quality of Service of each user within the network. Lastly, the flexibility and scalability of this work allow for interesting applications in other domains related to resource allocation in wireless networks and beyond

Internet of Things and Sensors Networks in 5G Wireless Communications

The Internet of Things (IoT) has attracted much attention from society, industry and academia as a promising technology that can enhance day to day activities, and the creation of new business models, products and services, and serve as a broad source of research topics and ideas. A future digital society is envisioned, composed of numerous wireless connected sensors and devices. Driven by huge demand, the massive IoT (mIoT) or massive machine type communication (mMTC) has been identified as one of the three main communication scenarios for 5G. In addition to connectivity, computing and storage and data management are also long-standing issues for low-cost devices and sensors. The book is a collection of outstanding technical research and industrial papers covering new research results, with a wide range of features within the 5G-and-beyond framework. It provides a range of discussions of the major research challenges and achievements within this topic

Internet of Things and Sensors Networks in 5G Wireless Communications

This book is a printed edition of the Special Issue Internet of Things and Sensors Networks in 5G Wireless Communications that was published in Sensors