Millimetre wave frequency band as a candidate spectrum for 5G network architecture : a survey

In order to meet the huge growth in global mobile data traffic in 2020 and beyond, the development of the 5th Generation (5G) system is required as the current 4G system is expected to fall short of the provision needed for such growth. 5G is anticipated to use a higher carrier frequency in the millimetre wave (mm-wave) band, within the 20 to 90 GHz, due to the availability of a vast amount of unexploited bandwidth. It is a revolutionary step to use these bands because of their different propagation characteristics, severe atmospheric attenuation, and hardware constraints. In this paper, we carry out a survey of 5G research contributions and proposed design architectures based on mm-wave communications. We present and discuss the use of mm-wave as indoor and outdoor mobile access, as a wireless backhaul solution, and as a key enabler for higher order sectorisation. Wireless standards such as IEE802.11ad, which are operating in mm-wave band have been presented. These standards have been designed for short range, ultra high data throughput systems in the 60 GHz band. Furthermore, this survey provides new insights regarding relevant and open issues in adopting mm-wave for 5G networks. This includes increased handoff rate and interference in Ultra-Dense Network (UDN), waveform consideration with higher spectral efficiency, and supporting spatial multiplexing in mm-wave line of sight. This survey also introduces a distributed base station architecture in mm-wave as an approach to address increased handoff rate in UDN, and to provide an alternative way for network densification in a time and cost effective manner

Energy Efficient Small Cell Planning For High Capacity Wireless Networks

This thesis presents a new strategy to densify Small Cells (i.e., add more low powered base stations within macro networks) and enhance the coverage and capacity of Heterogeneous Networks. This is accomplished by designing Micro Cell for outdoor applications, Pico and Femtocell for indoor applications. It is shown that, there exists a free space propagation medium in all propagation environments due to Fresnel zones, and the path loss slope within this zone is similar to free space propagation medium. This forms the basis of our development of the present work. The salient feature of the proposed work has two main considerations (a) The cell radius of Small Cells must be within the first Fresnel zone break point, and (b) The minimum inter-cell distance must be greater than twice of Small Cell radius. The proposed network is simulated in real a radio network simulator called ATOLL. The simulation results showed that densify Small Cells not only enhanced the capacity and coverage of Heterogeneous Networks but also improved the carrier to interference ratio significantly. Since the proposed work allows UE (user equipment) to have Line of Sight (LOS) communication with the serving cell, and UE can have higher uplink (UL) signal to interference plus noise ratio (SINR) that will further allow UE to reduce its transmission power, which will consequently lead to a longer battery life for the UE and reduce the interference in the system

Beam Tracking Strategies for 5G New Radio Networks Operating in the Millimetre Wave Bands

[ES] La llegada de la próxima generación del estándar de comunicaciones móviles, la llamada quinta generación (5G), es prácticamente una realidad. Las primeras redes comerciales han comenzado a ser desplegadas, centrándose en ofrecer altas velocidades de transferencia de datos. Sin embargo, el estándar 5G va mucho más allá y prevé dar soporte a nuevos servicios que pretenden revolucionar la sociedad. Estos nuevos servicios imponen un nivel alto de requisitos en no solo en cuanto a velocidad del tráfico de datos, sino en cuanto a latencia o número de dispositivos conectados simultáneamente. La amplia variedad de requisitos no puede ser soportada por las redes de cuarta generación (4G), por lo que se hizo necesario plantear un nuevo paradigma para las redes inalámbricas. Con la promesa de grandes cantidades de ancho de banda sin utilizar, el estándar 5G contempla utilizar frecuencias en la comúnmente conocida como banda de milimétricas (mmWave). Esta banda presenta grandes pérdidas de propagación, que se acentúan si existen bloqueos de señal. Actividades regulatorias del uso de las bandas de milimétricas atrajo el interés tanto de la industria como de la academia en plantear soluciones para dar servicio en estas bandas. En los últimos años se han presentado infinidad de trabajos basados en sistemas con múltiples antenas o MIMO, para conformar las señales transmitidas o recibidas en haces apuntando en determinadas direcciones. La ganancia que aportan los sistemas MIMO pueden compensar las altas pérdidas de propagación, asegurando la viabilidad de las comunicaciones mmWave. Se ha detectado una evidente falta de estudios sobre la viabilidad de sistemas MIMO en entornos móviles y dinámicos con bloqueos que hagan necesario que el sistema se reconfigure. Esta Tesis pretende cubrir este espacio desde un enfoque práctico y propone mecanismos de gestión de los haces para hacerles un seguimiento utilizando los recursos y mecanismos del nuevo estándar 5G. Las soluciones aportadas se basan en el uso eficiente de los reportes de medidas de las señales de referencia estandarizadas en enlace descendente. En primer lugar, esta Tesis recoge un análisis minucioso del estado del arte, donde se corrobora la necesidad de aportar soluciones de seguimiento de haces en sistemas de comunicaciones en la banda de milimétricas. Además, se estudian los diferentes mecanismos definidos en el estándar 5G y que posibilitan el seguimiento. Cabe destacar que el estándar no define un mecanismo único a seguir, permitiendo presentar propuestas. Una vez conocidas las tecnologías, se centra el estudio en el impacto del seguimiento sobre las prestaciones a nivel de red y de enlace. Dicho estudio se realiza sobre un sistema punto a punto, donde el terminal móvil se desplaza por un entorno urbano. En base a simulaciones de red, se cuantifica el índice de seguimiento de haz y de cómo dicho seguimiento afecta a la relación señal a ruido más interferencia (SINR) y la tasa de transmisión del usuario. Las soluciones de seguimiento propuestas en esta Tesis se pueden clasificar en dos categorías. En una primera categoría, se realiza el seguimiento en base a reportes de medidas de las señales de referencia. Independientemente de la velocidad, se alcanza un seguimiento del 91% con poca penalización en la tasa de transmisión si se monitorizan los haces de interés con una periodicidad menor de 20 ms. En la segunda categoría caben mecanismos de seguimiento que hacen uso de fuentes externas de información. Dentro de esta categoría, se propone un fingerprinting que relacione haces con la localización reportada y un modelo de machine learning (ML) que prediga los haces a utilizar. El fingerprinting proporciona los mismos niveles de rendimiento. Sin embargo, esta solución es muy sensible a errores y requiere considerar todos los casos posibles, lo que la hace tecnológicamente inviable. En cambio, el modelo de ML, que hace p[CA] L'arribada de la següent generació de l'estàndard de comunicacions mòbils, l'anomenada cinquena generació (5G), es pràcticament una realitat. Les primeres xarxes comercials han començat a desplegar-se i s'han centrat en oferir altes velocitats de transferència de dades. No obstant, l'estàndard 5G va molt mes allà y preveu donar suport a nous serveis que pretenen revolucionar la societat. Estos nous serveis imposen un alt nivell de requisits no sols en quant a velocitat de tràfic de dades, si no també en quant a latència o número de connexions simultànies. L'ampla varietat de requisits no es suportada per les xarxes de quarta generació (4G) actuals, per el qual es va fer necessari un nou paradigma de xarxes sense fil. Amb la promesa de amplies quantitats d'ample de banda, l'estàndard 5G contempla utilitzar freqüències a la banda de mil·limètriques. Esta banda presenta l'inconvenient d'experimentar grans pèrdues de propagació, que s'accentuen en cas de bloqueigs. L'apertura de les bandes de mil·limètriques va atraure l'interès tant de l'industria com de l'acadèmia en plantejar solucions per a donar servei en estes bandes. En els últims anys s'han presentat infinitat de treballs basats en sistemes amb múltiples antenes o MIMO, per a conformar els senyals transmesos o rebuts en feixos apuntant en determinades direccions d'interès. El guany de feix es pot utilitzar per a compensar les pèrdues de propagació, assegurant la viabilitat de les comunicacions en la banda de mil·limètriques. No obstant això, s'ha detectat una preocupant manca d'estudis sobre la viabilitat d'estos sistemes en entorns mòbils i dinàmics, amb obstacles que bloquejen els feixos i facen necessari que el sistema es reconfigure. El present treball de Tesi pretén cobrir este espai buit i des d'un punt de vista pràctic, es proposen mecanismes de gestió dels feixos per a ser el seguiment utilitzant els recursos i mecanismes dels que disposa l'estàndard 5G. D'esta manera, les solucions aportades es basen en la utilització eficient dels reports de mesures dels senyals de referència del enllaç descendent. En primer lloc, esta Tesi recull una anàlisi minuciosa de l'estat de l'art on es corrobora la necessitat de aportar solucions de seguiment de feixos per a comunicacions en la banda de freqüències mil·limètriques. A més a més, s'estudien els diferents mecanismes definits a l'estàndard 5G i que possibiliten el seguiment. Cap destacar que l'estàndard no defineix un mecanisme únic, si no que deixa la porta oberta a presentar propostes. Una vegada conegudes les tecnologies, l'estudi es centra en l'impacte del seguiment sobre les prestacions a nivell de xarxa i d'enllaç. Este estudi es realitza sobre un sistema MIMO punt a punt, en una única estació base i un terminal mòbil desplaçant-se en un entorn urbà. En base a simulacions d'extrem a extrem, es quantifica l'índex de seguiment de feix i com l'anomenat seguiment afecta a la relació senyal a soroll més interferència (SINR) i a la taxa instantània de transmissió de l'usuari. Les solucions de seguiment de feixos propostes a la Tesi es poden classificar en dos categories. A la primera categoria, el seguiment de feixos es realitza en base als reports de mesures dels senyals de referència. Independentment de la velocitat, s'arriba a una taxa de seguiment del 91% amb poca penalització de taxa de transmissió si els feixos d'interès es mesuren amb una periodicitat menor a 20 ms. A la segona categoria pertanyen els algoritmes que utilitzen fonts d'informació externes. Dins d'aquesta categoria es proposa un fingerprinting que relaciona un parell de feixos amb la ubicació de l'usuari, i a banda un model d'intel·ligència artificial (IA) que preveu el feix a utilitzar. El fingerprinting ofereix el mateix rendiment. Però, esta solució es molt sensible a errors i requereix considerar tots els casos possibles, fent-la tecnològicament inviable. En canvi, el[EN] The arrival of the next generation of mobile communication standards, the so-called Fifth Generation (5G), is already a reality. The first commercial networks have begun to be deployed, and they focus on providing higher data rates. However, the 5G standard goes much further from that and aims at providing support to new services which will revolutionise the society. These new services impose a high level of requirements not only in terms of the data traffic speed, but also in terms of very low latency or incredibly large number of simultaneous connections. This wide variety of requirements cannot be technologically supported by the current Fourth Generation (4G) networks, so it became necessary to move forward with a new paradigm for wireless networks. With the promise of large amounts of bandwidth, in the order of GHz, the 5G standard contemplates the use of frequencies in the commonly known Millimetre Wave (mmWave) band. The mmWave band experiences large propagation losses, which are accentuated in blockage events. Regulatory activities worldwide in the mmWave bands attracted the interest of both the industry and the academia. In the last few years, a tremendous number of contributions on mmWave propagation studies and networks have appeared, most of them based on Multiple-Input Multiple-Output (MIMO) solutions. MIMO architectures allow to beamform, which focuses the radiated energy on certain directions of interest called beams. The additional beam gain compensates the high propagation losses, ensuring the viability of the communications in the mmWave band. There is an evident lack of viability studies of mmWave MIMO systems in mobile and highly-dynamic environments, where obstacles may block beams and forcing frequent re-configurations. This Thesis work aims to fill this gap from a practical approach. This Thesis proposes beam management mechanisms utilising the mechanisms and resources offered by the Third Generation Partnership Project (3GPP) 5G radio access standard: 5G New Radio (NR). The practical solutions are based on the efficient use of measurement reports of standardised downlink Reference Signals (RS). In first place, this Thesis provides a thorough state-of-the-art analysis and corroborates the need of adopting beam tracking solutions for mmWave networks. Then, a complete overview of the 5G standard mechanisms that enable beam tracking is given. The NR standard does not define a standardised mechanism for beam tracking, leaving the door open to proposals to carry out such monitoring. Once the technologies have been identified, the Thesis continues with assessing the impact of the beam tracking strategies on the network and link-level performance. The study is focused on individual point-to-point mmWave links in a realistic urban environment. Based on end-to-end network simulations, the Thesis is interested in assessing the beam tracking success ratio and how beam misalignment affects the perceived Signal to Noise plus Interference Ratio (SINR) and user throughput at pedestrian and vehicular speeds. The beam tracking solutions proposed in this Thesis fall into two categories. The first category monitors beams based on measuring and reporting beamformed RS. Regardless of the speed, this beam tracking category provides up to 91 % tracking performance, with little throughput reduction if the beams of interest are measured with a periodicity below 20 ms. Beam tracking in the second category relies on external information sources. Within this category, this Thesis proposes a fingerprinting database relating beams to the user position and a machine learning (ML) model. Fingerprinting beam tracking is technologically viable and provides similar performance levels. However, this solution is very sensitive to errors and requires considering all possible situations. The ML beam tracking, which makes predictions with a 16 % of estimation error for the reference data set.I want to thank the Spanish Ministry of Education and Professional Formation for funding this Thesis work with an official pre-doctoral contract grant.Herranz Claveras, C. (2019). Beam Tracking Strategies for 5G New Radio Networks Operating in the Millimetre Wave Bands [Tesis doctoral no publicada]. Universitat Politècnica de València. https://doi.org/10.4995/Thesis/10251/130845TESI

A novel non-intrusive objective method to predict voice quality of service in LTE networks.

This research aimed to introduce a novel approach for non-intrusive objective measurement of voice Quality of Service (QoS) in LTE networks. While achieving this aim, the thesis established a thorough knowledge of how voice traffic is handled in LTE networks, the LTE network architecture and its similarities and differences to its predecessors and traditional ground IP networks and most importantly those QoS affecting parameters which are exclusive to LTE environments. Mean Opinion Score (MOS) is the scoring system used to measure the QoS of voice traffic which can be measured subjectively (as originally intended). Subjective QoS measurement methods are costly and time-consuming, therefore, objective methods such as Perceptual Evaluation of Speech Quality (PESQ) were developed to address these limitations. These objective methods have a high correlation with subjective MOS scores. However, they either require individual calculation of many network parameters or have an intrusive nature that requires access to both the reference signal and the degraded signal for comparison by software. Therefore, the current objective methods are not suitable for application in real-time measurement and prediction scenarios. A major contribution of the research was identifying LTE-specific QoS affecting parameters. There is no previous work that combines these parameters to assess their impacts on QoS. The experiment was configured in a hardware in the loop environment. This configuration could serve as a platform for future research which requires simulation of voice traffic in LTE environments. The key contribution of this research is a novel non-intrusive objective method for QoS measurement and prediction using neural networks. A comparative analysis is presented that examines the performance of four neural network algorithms for non-intrusive measurement and prediction of voice quality over LTE networks. In conclusion, the Bayesian Regularization algorithm with 4 neurons in the hidden layer and sigmoid symmetric transfer function was identified as the best solution with a Mean Square Error (MSE) rate of 0.001 and regression value of 0.998 measured for the testing data set

LTE-verkon suorituskyvyn parantaminen CDMA2000:sta LTE:hen tehdyn muutoksen jälkeen

CDMA2000 technology has been widely used on 450 MHz band. Recently the equipment availability and improved performance offered by LTE has started driving the operators to migrate their networks from CDMA2000 to LTE. The migration may cause the network performance to be in suboptimal state. This thesis presents four methods to positively influence LTE network performance after CDMA2000 to LTE migration, especially on 450 MHz band. Furthermore, three of the four presented methods are evaluated in a live network. The measured three methods were cyclic prefix length, handover parameter optimization and uplink coordinated multipoint (CoMP) transmission. The objective was to determine the effectiveness of each method. The research methods included field measurements and network KPI collection. The results show that normal cyclic prefix length is enough for LTE450 although the cell radius may be up to 50km. Only special cases exist where cyclic prefix should be extended. Operators should consider solving such problems individually instead of widely implementing extended cyclic prefix. Handover parameter optimization turned out to be an important point of attention after CDMA2000 to LTE migration. It was observed that if the handover parameters are not concerned, significant amount of unnecessary handovers may happen. It was evaluated that about 50% of the handovers in the network were unnecessary in the initial situation. By adjusting the handover parameter values 47,28 % of the handovers per user were removed and no negative effects were detected. Coordinated multipoint transmission has been widely discussed to be an effective way to improve LTE network performance, especially at the cell edges. Many challenges must be overcome before it can be applied to downlink. Also, implementing it to function between cells in different eNBs involve challenges. Thus, only intra-site uplink CoMP transmission was tested. The results show that the performance improvements were significant at the cell edges as theory predicted.CDMA2000 teknologiaa on laajalti käytetty 450 MHz:n taajuusalueella. Viime aikoina LTE:n tarjoamat halvemmat laitteistot ja parempi suorituskyky ovat kannustaneet operaattoreita muuttamaan verkkoaan CDMA2000:sta LTE:hen. Kyseinen muutos saattaa johtaa epäoptimaaliseen tilaan verkon suorituskyvyn kannalta. Tämä työ esittelee neljä menetelmää, joilla voidaan positiivisesti vaikuttaa LTE-verkon suorituskykyyn CDMA2000:ste LTE:hen tehdyn muutoksen jälkeen erityisesti 450 MHz:n taajuusalueella. Kolmea näistä menetelmistä arvioidaan tuotantoverkossa. Nämä kolme menetelmää ovat suojavälin pituus, solunvaihtoparametrien optimointi ja ylälinkin koordinoitu monipistetiedonsiirto. Tavoite oli määrittää kunkin menetelmän vaikutus. Tutkimusmenetelmiin kuului kenttämittaukset ja verkon suorituskykymittareiden analyysi. Tutkimustulosten perusteella voidaan sanoa, että normaali suojaväli on riittävän pitkä LTE450:lle vaikka solujen säde on jopa 50km. Vain erikoistapauksissa tarvitaan pidennettyä suojaväliä. Operaattoreiden tulisi ratkaista tällaiset tapaukset yksilöllisesti sen sijaan, että koko verkossa käytettäisiin pidennettyä suojaväliä. Solunvaihtoparametrien optimointi osoittautui tärkeäksi huomion aiheeksi CDMA2000:sta LTE:hen tehdyn muutoksen jälkeen. Turhia solunvaihtoja saattaa tapahtua merkittäviä määriä, mikäli parametreihin ei kiinnitetä huomiota. Lähtötilanteessa noin 50 % testiverkon solunvaihdoista arvioitiin olevan turhia. Solunvaihtoparametreja muuttamalla 47,28 % solunvaihdoista per käyttäjä saatiin poistettua ilman, että mitään haittavaikutuksia olisi huomattu. Koordinoidun monipistetiedonsiirron on laajalti sanottu olevan tehokas tapa parantaa LTE-verkon suorituskykyä, etenkin solujen reunoilla. Monia haasteita pitää ratkaista, enne kuin sitä voidaan käyttää alalinkin tiedonsiirtoon. Lisäksi sen käyttöön eri tukiasemien solujen välillä liittyy haasteita. Tästä syystä monipistetiedonsiirtoa voitiin testata vain ylälinkin suuntaan ja vain yhden tukiaseman välisten solujen kesken. Tulokset osoittivat, että suorituskyky parani merkittävästi solun reunalla

Measurement and Optimization of LTE Performance

4G Long Term Evolution (LTE) mobile system is the fourth generation communication system adopted worldwide to provide high-speed data connections and high-quality voice calls. Given the recent deployment by mobile service providers, unlike GSM and UMTS, LTE can be still considered to be in its early stages and therefore many topics still raise great interest among the international scientific research community: network performance assessment, network optimization, selective scheduling, interference management and coexistence with other communication systems in the unlicensed band, methods to evaluate human exposure to electromagnetic radiation are, as a matter of fact, still open issues. In this work techniques adopted to increase LTE radio performances are investigated. One of the most wide-spread solutions proposed by the standard is to implement MIMO techniques and within a few years, to overcome the scarcity of spectrum, LTE network operators will offload data traffic by accessing the unlicensed 5 GHz frequency. Our Research deals with an evaluation of 3GPP standard in a real test best scenario to evaluate network behavior and performance