On the Performance Gain of NOMA over OMA in Uplink Communication Systems

In this paper, we investigate and reveal the ergodic sum-rate gain (ESG) of non-orthogonal multiple access (NOMA) over orthogonal multiple access (OMA) in uplink cellular communication systems. A base station equipped with a single-antenna, with multiple antennas, and with massive antenna arrays is considered both in single-cell and multi-cell deployments. In particular, in single-antenna systems, we identify two types of gains brought about by NOMA: 1) a large-scale near-far gain arising from the distance discrepancy between the base station and users; 2) a small-scale fading gain originating from the multipath channel fading. Furthermore, we reveal that the large-scale near-far gain increases with the normalized cell size, while the small-scale fading gain is a constant, given by $\gamma$ = 0.57721 nat/s/Hz, in Rayleigh fading channels. When extending single-antenna NOMA to $M$-antenna NOMA, we prove that both the large-scale near-far gain and small-scale fading gain achieved by single-antenna NOMA can be increased by a factor of $M$ for a large number of users. Moreover, given a massive antenna array at the base station and considering a fixed ratio between the number of antennas, $M$, and the number of users, $K$, the ESG of NOMA over OMA increases linearly with both $M$ and $K$. We then further extend the analysis to a multi-cell scenario. Compared to the single-cell case, the ESG in multi-cell systems degrades as NOMA faces more severe inter-cell interference due to the non-orthogonal transmissions. Besides, we unveil that a large cell size is always beneficial to the ergodic sum-rate performance of NOMA in both single-cell and multi-cell systems. Numerical results verify the accuracy of the analytical results derived and confirm the insights revealed about the ESG of NOMA over OMA in different scenarios.Comment: 51 pages, 7 figures, invited paper, submitted to IEEE Transactions on Communication

Analyzing the Reduced Required BS Density due to CoMP in Cellular Networks

In this paper we investigate the benefit of base station (BS) cooperation in the uplink of coordinated multi-point (CoMP) networks. Our figure of merit is the required BS density required to meet a chosen rate coverage. Our model assumes a 2-D network of BSs on a regular hexagonal lattice in which path loss, lognormal shadowing and Rayleigh fading affect the signal received from users. Accurate closed-form expressions are first presented for the sum-rate coverage probability and ergodic sum-rate at each point of the cooperation region. Then, for a chosen quality of user rate, the required density of BS is derived based on the minimum value of rate coverage probability in the cooperation region. The approach guarantees that the achievable rate in the entire coverage region is above a target rate with chosen probability. The formulation allows comparison between different orders of BS cooperation, quantifying the reduced required BS density from higher orders of cooperation.Comment: Accepted for presentation in IEEE Globecom Conf., to be held in Atlanta, USA, Dec. 2013. arXiv admin note: text overlap with arXiv:1302.159

Inter-tier Interference Suppression in Heterogeneous Cloud Radio Access Networks

Incorporating cloud computing into heterogeneous networks, the heterogeneous cloud radio access network (H-CRAN) has been proposed as a promising paradigm to enhance both spectral and energy efficiencies. Developing interference suppression strategies is critical for suppressing the inter-tier interference between remote radio heads (RRHs) and a macro base station (MBS) in H-CRANs. In this paper, inter-tier interference suppression techniques are considered in the contexts of collaborative processing and cooperative radio resource allocation (CRRA). In particular, interference collaboration (IC) and beamforming (BF) are proposed to suppress the inter-tier interference, and their corresponding performance is evaluated. Closed-form expressions for the overall outage probabilities, system capacities, and average bit error rates under these two schemes are derived. Furthermore, IC and BF based CRRA optimization models are presented to maximize the RRH-accessed users' sum rates via power allocation, which is solved with convex optimization. Simulation results demonstrate that the derived expressions for these performance metrics for IC and BF are accurate; and the relative performance between IC and BF schemes depends on system parameters, such as the number of antennas at the MBS, the number of RRHs, and the target signal-to-interference-plus-noise ratio threshold. Furthermore, it is seen that the sum rates of IC and BF schemes increase almost linearly with the transmit power threshold under the proposed CRRA optimization solution

Large System Analysis of Linear Precoding in Correlated MISO Broadcast Channels under Limited Feedback

In this paper, we study the sum rate performance of zero-forcing (ZF) and regularized ZF (RZF) precoding in large MISO broadcast systems under the assumptions of imperfect channel state information at the transmitter and per-user channel transmit correlation. Our analysis assumes that the number of transmit antennas $M$ and the number of single-antenna users $K$ are large while their ratio remains bounded. We derive deterministic approximations of the empirical signal-to-interference plus noise ratio (SINR) at the receivers, which are tight as $M,K\to\infty$. In the course of this derivation, the per-user channel correlation model requires the development of a novel deterministic equivalent of the empirical Stieltjes transform of large dimensional random matrices with generalized variance profile. The deterministic SINR approximations enable us to solve various practical optimization problems. Under sum rate maximization, we derive (i) for RZF the optimal regularization parameter, (ii) for ZF the optimal number of users, (iii) for ZF and RZF the optimal power allocation scheme and (iv) the optimal amount of feedback in large FDD/TDD multi-user systems. Numerical simulations suggest that the deterministic approximations are accurate even for small $M,K$.Comment: submitted to IEEE Transactions on Information Theor