Four-element phased-array beamformers and a self-interference canceling full-duplex transciver in 130-nm SiGe for 5G applications at 26 GHz

This thesis is on the design of radio-frequency (RF) integrated front-end circuits for next generation 5G communication systems. The demand for higher data rates and lower latency in 5G networks can only be met using several new technologies including, but not limited to, mm-waves, massive-MIMO, and full-duplex. Use of mm-waves provides more bandwidth that is necessary for high data rates at the cost of increased attenuation in air. Massive-MIMO arrays are required to compensate for this increased path loss by providing beam steering and array gain. Furthermore, full duplex operation is desirable for improved spectrum efficiency and reduced latency. The difficulty of full duplex operation is the self-interference (SI) between transmit (TX) and receive (RX) paths. Conventional methods to suppress this interference utilize either bulky circulators, isolators, couplers or two separate antennas. These methods are not suitable for fully-integrated full-duplex massive-MIMO arrays. This thesis presents circuit and system level solutions to the issues summarized above, in the form of SiGe integrated circuits for 5G applications at 26 GHz. First, a full-duplex RF front-end architecture is proposed that is scalable to massive-MIMO arrays. It is based on blind, RF self-interference cancellation that is applicable to single/shared antenna front-ends. A high resolution RF vector modulator is developed, which is the key building block that empowers the full-duplex frontend architecture by achieving better than state-of-the-art 10-b monotonic phase control. This vector modulator is combined with linear-in-dB variable gain amplifiers and attenuators to realize a precision self-interference cancellation circuitry. Further, adaptive control of this SI canceler is made possible by including an on-chip low-power IQ downconverter. It correlates copies of transmitted and received signals and provides baseband/dc outputs that can be used to adaptively control the SI canceler. The solution comes at the cost of minimal additional circuitry, yet significantly eases linearity requirements of critical receiver blocks at RF/IF such as mixers and ADCs. Second, to complement the proposed full-duplex front-end architecture and to provide a more complete solution, high-performance beamformer ICs with 5-/6- b phase and 3-/4-b amplitude control capabilities are designed. Single-channel, separate transmitter and receiver beamformers are implemented targeting massive- MIMO mode of operation, and their four-channel versions are developed for phasedarray communication systems. Better than state-of-the-art noise performance is obtained in the RX beamformer channel, with a full-channel noise figure of 3.3 d

Architectures, Antennas and Circuits for Millimeter-wave Wireless Full-Duplex Applications

Demand for wireless network capacity keeps growing exponentially every year, as a result a 1000-fold increase in data traffic is projected over the next 10 years in the context of 5G wireless networks. Solutions for delivering the 1000-fold increase in capacity fall into three main categories: deploying smaller cells, allocating more spectrum and improving spectral efficiency of wireless systems. Smaller cells at RF frequencies (1-6GHz) are unlikely to deliver the demanded capacity increase. On the other hand, millimeter-wave spectrum (frequencies over 24GHz) offers wider, multi-GHz channel bandwidths, and therefore has gained significant research interest as one of the most promising solutions to address the data traffic demands of 5G. Another disruptive technology is full-duplex which breaks a century-old assumption in wireless communication, by simultaneous transmission and reception on the same frequency channel. In doing so, full-duplex offers many benefits for wireless networks, including an immediate spectral efficiency improvement in the physical layer. Although FD promises great benefits, self-interference from the transmitter to its own receiver poses a fundamental challenge. The self-interference can be more than a billion times stronger than the desired signal and must be suppressed below the receiver noise floor. In recent years, there has been some research efforts on fully-integrated full-duplex RF transceivers, but mm-wave fully-integrated full-duplex systems, are still in their infancy. This dissertation presents novel architectures, antenna and circuit techniques to merge two exciting technologies, mm-wave and full-duplex, which can potentially offer the dual benefits of wide bandwidths and improved spectral efficiency. To this end, two different antenna interfaces, namely a wideband reconfigurable T/R antenna pair with polarization-based antenna cancellation and an mm-wave fully-integrated magnetic-free non-reciprocal circulator, are presented. The polarization-based antenna cancellation is employed in conjunction with the RF and digital cancellation to design a 60GHz full-duplex 45nm SOI CMOS transceiver with nearly 80dB self-interference suppression. The concepts and prototypes presented in this dissertation have also profound implications for emerging applications such as vehicular radars, 5G small-cell base-stations and virtual reality

A CMOS Digital Beamforming Receiver

As the demand for high speed communication is increasing, emerging wireless techniques seek to utilize unoccupied frequency ranges, such as the mm-wave range. Due to high path loss for higher carrier frequencies, beamforming is an essential technology for mm-wave communication. Compared to analog beamforming, digital beamforming provides multiple simultaneous beams without an SNR penalty, is more accurate, enables faster steering, and provides full access to each element. Despite these advantages, digital beamforming has been limited by high power consumption, large die area, and the need for large numbers of analog-to-digital converters. Furthermore, beam squinting errors and ADC non-linearity limit the use of large digital beamforming arrays. We address these limitations. First, we address the power and area challenge by combining Interleaved Bit Stream Processing (IL-BSP) with power and area efficient Continuous-Time Band-Pass Delta-Sigma Modulators (CTBPDSMs). Compared to conventional DSP, IL-BSP reduces both power and area by 80%. Furthermore, the new CTBPDSM architecture reduces ADC area by 67% and the energy per conversion by 43% compared to previous work. Second, we introduce the first integrated digital true-time-delay digital beamforming receiver to resolve the beam squinting. True-time-delay beamforming eliminates squinting, making it an ideal choice for large-array wide-bandwidth applications. Third, we present a new current-steering DAC architecture that provides a constant output impedance to improve ADC linearity. This significantly reduces distortion, leading to an SFDR improvement of 13.7 dB from the array. Finally, we provide analysis to show that the ADC power consumption of a digital beamformer is comparable to that of the ADC power for an analog beamformer. To summarize, we present a prototype phased array and a prototype timed array, both with 16 elements, 4 independent beams, a 1 GHz center frequency, and a 100 MHz bandwidth. Both the phased array and timed array achieve nearly ideal conventional and adaptive beam patterns, including beam tapering and adaptive nulling. With an 11.2 dB array gain, the phased array achieves a 58.5 dB SNDR over a 100 MHz bandwidth, while consuming 312 mW and occupying 0.22 mm2. The timed array achieves an EVM better than -37 dB for 5 MBd QAM-256 and QAM-512, occupies only 0.29 mm2, and consumes 453 mW.PHDElectrical EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttps://deepblue.lib.umich.edu/bitstream/2027.42/147716/1/smjang_1.pd

Fully-integrated mm-Wave Full-duplexing and MIMO Multi-beamforming Receiver Techniques for 5G and Beyond

In recent years, the research community's interest in fully integrated mm-Wave wireless communication systems has increased significantly. With the standards for 5G NR now in place, the focus has shifted to actual deployment. Mm-Wave systems provide wider bandwidths, higher capacity, and lower latency than existing systems such as 4G. Higher path loss and shadowing, however, limit the network coverage at mm-Wave frequencies. The possibility of beamforming due to compact antenna size at mm-Wave and range-extending repeaters help mitigate challenges arising from path loss and relax link budget requirements. In the first part of the thesis, fully integrated scalable MIMO multi-beamforming phased-array to enable unit-tile based densely packed (lambda=2) large scale phased-arrays is demonstrated. Large scale arrays enhance Signal to Noise Ratio (SNR) and/or Effective Isotropically Radiated Power (EIRP) and help meet link budget. In the second part, mm-Wave Full-duplex (FD) receiver (RX) to implement Integrated Access and Backhaul (IAB) and repeaters in a spectrum efficient way is demonstrated. Dense deployment of IAB and repeaters enhances link robustness and range of connectivity. Two Integrated Chips (ICs) are fabricated and measured for demonstration. In the first IC, a 4-element MIMO RX array with multi-beamforming and simplified single wire intermediate frequency (IF) IO is presented. The evolution of mm-wave phased array receivers to MIMO RX promises multi-beamforming and improved capacity. Digital Beamforming (DBF) provides the highest flexibility for multibeamforming. However, it suffers from # of ADCs scaling with the # of elements and absence of spatial filtering prior to the ADCs. Mm-Wave MIMO arrays must also address the challenge of increased IO routing while supporting dense ll-factors with =2 antenna spacing. In this work, a MIMO multi-beamforming RX array architecture with simultaneous spatial filtering and single wire Frequency-domain Multiplexing (FDM) for 5G and beyond is presented. The proposed system preserves full MIMO field-of-view while ensuring a single IF interface. A 28 GHz 4-element RX prototype demonstrates the proposed functionality in 65-nm CMOS. The IC occupies only 3.4mm x 3.1mm for a four-element MIMO 28 GHz array and can form four independent beams with > 400MHz 3 dB BW and FDM on to a single IF interface. Mm-wave MIMO operation is demonstrated by concurrent reception of two wireless 28 GHz beams at 400 Mb/s (100 Msps, 16QAM) data rate. In the second IC, a 26-GHz fully integrated In-band Full-duplex (IBFD) Circulator receiver, which employs passive and active Self-interference Cancellation (SIC) techniques in the mm-Wave domain is presented. Coverage of wireless networks at mm-Wave frequencies can be enhanced by deploying a large number of base stations economically using wireless backhauling. Integrated access and backhaul nodes with spectrum reuse is an efficient way of wireless backhauling. To retain the channel capacity, IAB needs to be implemented using FD schemes that suffers from a strong Transmitter (TX) to RX leakage. This SI leakage can significantly impact the receiver sensitivity and increase the baseband/ADC dynamic range requirements. Canceling SI at mm-Wave applications is challenging given the high frequency of operation, wide bandwidths, and antenna (ANT) impedance sensitivity to the surroundings. Proposed mm-Wave RX with a shared ANT interface based on a Circulator with active SI cancelers provide ~53 dB SIC over 400MHz and ~40 dB SIC over 400MHz to meet the link budget requirements. Proposed architecture achieves SIC by (i) introducing a shared ANT interface based on a hybrid-coupler and a Non-reciprocal Transmission Line (NTL) that provides wideband SIC and additionally creating a SI replica (ii) subsequent active cancellation using SI replica along with variable gain and phase shifters to accommodate SI channel variations. Proposed 26-GHz RX consumes only ~111mW power. The system is implemented in 45nm SOI CMOS and has an active area of 4.54mm². Stand-alone RX NF is ~5.8 dB, and TX to ANT Insertion Loss (IL) is ~3.1 dB. Over-the-Air (OTA) measurements with modulated TX (128 QAM 2.1 Gb/s) and RX (128 QAM 4.2 Gb/s) signals show an EVM of 3.3% when PTX = PRX

Automatic Tuning of Silicon Photonics Millimeter-Wave Transceivers Building Blocks

Today, continuously growing wireless traffic have guided the progress in the wireless communication systems. Now, evolution towards next generation (5G) wireless communication systems are actively researched to accommodate expanding future data traffic. As one of the most promising candidates, integrating photonic devices in to the existing wireless system is considered to improve the performance of the systems. Emerging silicon photonic integrated circuits lead this integration more practically, and open new possibilities to the future communication systems. In this dissertation, the development of the electrical wireless communication systems are briefly explained. Also, development of the microwave photonics and silicon photonics are described to understand the possibility of the hybrid SiP integrated wireless communication systems. A limitation of the current electrical wireless systems are addressed, and hybrid integrated mm-wave silicon photonic receiver, and silicon photonic beamforming transmitter are proposed and analyzed in system level. In the proposed mm-wave silicon photonic receiver has 4th order pole-zero silicon photonic filter in the system. Photonic devices are vulnerable to the process and temperature variations. It requires manual calibration, which is expensive, time consuming, and prone to human errors. Therefore, precise automatic calibration solution with modified silicon photonic filter structure is proposed and demonstrated. This dissertation demonstrates fully automatic tuning of silicon photonic all-pass filter (APF)-based pole/zero filters using a monitor-based tuning method that calibrates the initial response by controlling each pole and zero individually via micro-heaters. The proposed tuning approach calibrates severely degraded initial responses to the designed elliptic filter shapes and allows for automatic bandwidth and center frequency reconfiguration of these filters. This algorithm is demonstrated on 2nd- and 4th-order filters fabricated in a standard silicon photonics foundry process. After the initial calibration, only 300ms is required to reconfigure a filter to a different center frequency. Thermal crosstalk between the micro-heaters is investigated, with substrate thinning demonstrated to suppress this effect and reduce filter calibration to less than half of the original thick substrate times. This fully automatic tuning approach opens the possibility of employing silicon photonic filters in real communication systems. Also, in the proposed beamforming transmitter, true-time delay ring resonator based 1x4 beamforming network is imbedded. A proposed monitor-based tuning method compensates fabrication variations and thermal crosstalk by controlling micro-heaters individually using electrical monitors. The proposed tuning approach successfully demonstrated calibration of OBFN from severely degraded initial responses to well-defined group delay response required for the targeted radiating angle with a range of 60◦ (-30◦ to 30◦ ) in a linear beamforming antenna array. This algorithm is demonstrated on OBFN fabricated in a standard silicon photonics foundry process. The calibrated OBFN operates at 30GHz and provide 2GHz bandwidth. This fully automatic tuning approach opens the possibility of employing silicon OBFN in real wideband mm-wave wireless communication systems by providing robust operating solutions. All the proposed photonic circuits are implemented using the standard silicon photonic technologies, and resulted in several publications in IEEE/OSA Journals and Conferences

Array Architectures and Physical Layer Design for Millimeter-Wave Communications Beyond 5G

Ever increasing demands in mobile data rates have resulted in exploration of millimeter-wave (mmW) frequencies for the next generation (5G) wireless networks. Communications at mmW frequencies is presented with two keys challenges. Firstly, high propagation loss requires base stations (BSs) and user equipment (UEs) to use a large number of antennas and narrow beams to close the link with sufficient received signal power. Consequently, communications using narrow beams create a new challenge in channel estimation and link establishment based on fine angular probing. Current mmW system use analog phased arrays that can probe only one angle at the time which results in high latency during link establishment and channel tracking. It is desirable to design low latency beam training by exploring both physical layer designs and array architectures that could replace current 5G approaches and pave the way to the communications for frequency bands in higher mmW band and sub-THz region where larger antenna arrays and communications bandwidth can be exploited. To this end, we propose a novel signal processing techniques exploiting unique properties of mmW channel, and show both theoretically, in simulation and experiments its advantages over conventional approaches. Secondly, we explore different array architecture design and analyze their trade-offs between spectral efficiency and power consumption and area. For comprehensive comparison, we have developed a methodology for optimal design of system parameters for different array architecture candidates based on the spectral efficiency target, and use these parameters to estimate the array area and power consumption based on the circuits reported in the literature. We show that the hybrid analog and digital architectures have severe scalability concerns in radio frequency signal distribution with increased array size and spatial multiplexing levels, while the fully-digital array architectures have the best performance and power/area trade-offs.The developed approaches are based on a cross-disciplinary research that combines innovation in model based signal processing, machine learning, and radio hardware. This work is the first to apply compressive sensing (CS), a signal processing tool that exploits sparsity of mmW channel model, to accelerate beam training of mmW cellular system. The algorithm is designed to address practical issues including the requirement of cell discovery and synchronization that involves estimation of angular channel together with carrier frequency offset and timing offsets. We have analyzed the algorithm performance in the 5G compliant simulation and showed that an order of magnitude saving is achieved in initial access latency for the desired channel estimation accuracy. Moreover, we are the first to develop and implement a neural network assisted compressive beam alignment to deal with hardware impairments in mmW radios. We have used 60GHz mmW testbed to perform experiments and show that neural networks approach enhances alignment rate compared to CS. To further accelerate beam training, we proposed a novel frequency selective probing beams using the true-time-delay (TTD) analog array architecture. Our approach utilizes different subcarriers to scan different directions, and achieves a single-shot beam alignment, the fastest approach reported to date. Our comprehensive analysis of different array architectures and exploration of emerging architectures enabled us to develop an order of magnitude faster and energy efficient approaches for initial access and channel estimation in mmW systems

Fully-Integrated Magnetic-Free Nonreciprocal Components by Breaking Lorentz Reciprocity: from Physics to Applications

Reciprocity is a fundamental physical precept that governs wave propagation in a wide variety of physical domains. The various reciprocity theorems state that the response of a system remains unchanged if the excitation source and the measuring point are interchanged within a medium, and are closely related to the concept of time reversal symmetry in physics. Lorentz reciprocity is a fundamental characteristic of linear, time-invariant electronic and photonic structures with symmetric permittivity and permeability tensors. However, breaking reciprocity enables the realization of nonreciprocal components, such as isolators and circulators, which are critical to electronic, optical and acoustic systems, as well as new functionalities and devices based on novel wave propagation modes. Nonreciprocal components have traditionally relied on magnetic materials such as ferrites that lose reciprocity under the application of an external magnetic field through the Faraday Effect. The need for a magnetic bias limits the applicability of such approaches in small-form-factor Complementary Metal–Oxide–Semiconductor (CMOS)-compatible integrated devices. One of the main features of CMOS technology is the availability of high-speed transistor switches which can be turned ON and OFF, modulating the conductance of the medium. In this dissertation, a novel approach to break Lorentz reciprocity is presented based on staggered commutation in Linear Periodically-Time-Varying (LPTV) circuits. We have demonstrated the world’s first CMOS passive magnetic-free nonreciprocal circulator through spatio-temporal conductivity modulation. Since conductivity in semiconductors can be modulated over a wide range (CMOS transistor ON/OFF conductance ratio at Radio Frequency (RF)/millimeter-wave frequencies is as high as 103-105), commutated LPTV networks break reciprocity within a deeply sub-wavelength form-factor with low loss and high linearity. The resulting nonreciprocal components find application in antenna interfaces of wireless communication systems, connecting the Transmitter (TX) and the Receiver (RX) to a shared antenna. This is particularly important for full-duplex wireless, where the TX and the RX operate simultaneously at the same frequency band and need to be highly isolated in order to maintain receiver sensitivity. Multiple fully-integrated full-duplex receivers are demonstrated in this dissertation that best show the synergy between the physical concept and application-based implementations by using circuit techniques to benefit the system-level performance, such as TX-side linearity enhancement and co-design and co-optimization of the antenna interface and the RX and utilization of the multi-phase structure of our antenna interfaces for analog beamforming in multi-antenna systems. Finally, this dissertation discusses some of the fundamental limits of space-time modulated nonreciprocal structures, as well as new directions to build nonreciprocal components which can ideally be infinitesimal in size. A novel family of inductor-less nonreciprocal components including circulators and isolators have been demonstrated that achieve a wide tuning range in an infinitesimal form-factor. This family of devices combine reciprocal and nonreciprocal modes of operation, through the transfer properties of fundamental and harmonics of the system and enable a wide variety of functionalities

Energy-Efficient Wireless Circuits and Systems for Internet of Things

As the demand of ultra-low power (ULP) systems for internet of thing (IoT) applications has been increasing, large efforts on evolving a new computing class is actively ongoing. The evolution of the new computing class, however, faced challenges due to hard constraints on the RF systems. Significant efforts on reducing power of power-hungry wireless radios have been done. The ULP radios, however, are mostly not standard compliant which poses a challenge to wide spread adoption. Being compliant with the WiFi network protocol can maximize an ULP radio’s potential of utilization, however, this standard demands excessive power consumption of over 10mW, that is hardly compatible with in ULP systems even with heavy duty-cycling. Also, lots of efforts to minimize off-chip components in ULP IoT device have been done, however, still not enough for practical usage without a clean external reference, therefore, this limits scaling on cost and form-factor of the new computer class of IoT applications. This research is motivated by those challenges on the RF systems, and each work focuses on radio designs for IoT applications in various aspects. First, the research covers several endeavors for relieving energy constraints on RF systems by utilizing existing network protocols that eventually meets both low-active power, and widespread adoption. This includes novel approaches on 802.11 communication with articulate iterations on low-power RF systems. The research presents three prototypes as power-efficient WiFi wake-up receivers, which bridges the gap between industry standard radios and ULP IoT radios. The proposed WiFi wake-up receivers operate with low power consumption and remain compatible with the WiFi protocol by using back-channel communication. Back-channel communication embeds a signal into a WiFi compliant transmission changing the firmware in the access point, or more specifically just the data in the payload of the WiFi packet. With a specific sequence of data in the packet, the transmitter can output a signal that mimics a modulation that is more conducive for ULP receivers, such as OOK and FSK. In this work, low power mixer-first receivers, and the first fully integrated ultra-low voltage receiver are presented, that are compatible with WiFi through back-channel communication. Another main contribution of this work is in relieving the integration challenge of IoT devices by removing the need for external, or off-chip crystals and antennas. This enables a small form-factor on the order of mm3-scale, useful for medical research and ubiquitous sensing applications. A crystal-less small form factor fully integrated 60GHz transceiver with on-chip 12-channel frequency reference, and good peak gain dual-mode on-chip antenna is presented.PHDElectrical and Computer EngineeringUniversity of Michigan, Horace H. Rackham School of Graduate Studieshttp://deepblue.lib.umich.edu/bitstream/2027.42/162975/1/jaeim_1.pd

RF and Millimeter-wave Techniques to Improve Scalability and Efficiency of Digital Beamforming Arrays

Spectrum overcrowding, ever increasing demand for high data rate and increased mobility requirements are three major challenges 5G-technology is trying to address. In this thesis I start with a RF front-end technique that deals with blocker interference arising from spectrum overcrowding both across frequency bands and within the same frequency bands. Chapter 3 presents a single wire IF interface design for phased array receivers which enables simple IF backhaul for high data volume MIMO systems. Finally a outphasing power amplifier(PA) design is presented in chapter 4 along with a driver amplifier with digital amplitude modulation to achieve state of the art power back off efficiency, which reduces battery usage and thus increases mobility. The first part of this thesis demonstrates the use of orthogonal sequences along to N-path filters to achieve reconfigurable select/reject filtering of signals based on their spatial, spectral and code-domain properties. A frequency/code-domain reject and select filtering is proposed and implemented using N-path switching with passive inductors as correlators. Using inductors instead of capacitors in N-path filters is challenging because of large inductance value required for our application demands use of off-chip inductors, which comes with associated parasitics and lower self-resonance frequency. In this design a cascaded inductor approach and differential N-path filtering is used to overcome inductor parasitics and enable operation at 1 GHz. A code-domain notch filter followed by a code-domain select receiver is designed and implemented in 65-nm CMOS technology. Measurements demonstrate 0.5 GHz to 1.0 GHz filter tuning range, with a maximum 26dB rejection for a blocker signal with 8dBm power, while consuming 60mW (at 1GHz operation frequency) and occupying 1.2mm2 of die area. Second part of this thesis demonstrates a single wire IF interface to simplify scaling of millimeter-wave(mm-Wave) phased array systems while preserving the data from each element, this enables spatial multiplexing, virtual arrays for radar, digital beamforming(DBF), etc. However, per-element digitization results in a formidable I/O challenge in large-scale tiled MIMO mm-Wave arrays. This dissertation demonstrates a 28 GHz 4-element MIMO RX with a single-wire interface that multiplexes the baseband signals of all elements and the LO reference through code-domain multiplexing. System considerations are presented and the approach is validated through DBF after de-multiplexing of the baseband signals from the single wire. Each element in the array achieves 16 dB conversion gain and ∼ 7 dB noise figure(NF) while consuming 60 mA from 1.2 V. The IC occupies 5.75 mm² in 65-nm CMOS. Final part of this thesis describes the design and implementation of a digital outphasing PA at 28 GHz to achieve state of the art back of efficiency. Outphasing PA require branch PA units to act as voltage sources(very low output impedance), which is challenging at mm-Wave frequencies. In this PA design an approximate class-F operation is achieved by tuning PA load network for up to 3rd harmonic. A stacked PA architecture is used for individual PA units to achieve high maximum power output. Output-power further improved by utilizing a novel diode connected stack bias circuit to improve out-put swing. PA delivers a maximum output-power of 20 dBm with a peak power added efficiency(PAE) of 27% (PA along with driver stages) and 6 dB back-off PAE of 16.5%