Standardized Biometric Templates in Indian Scenario: Interoperability Issues and Solutions

The compelling need for establishing the identity of a person is becoming critical in our vastly interconnected society. Biometrics is beginning to gain wide acceptance as a legitimate method for determining an individual’s identity in India. Minutiae features extracted from fingerprint images are widely used for automated fingerprint recognition. The conformance of minutiae templates to standardized data interchange formats and the interoperability of minutiae extraction and comparison subsystems from multiple suppliers are important to prevent proprietary lock-in. Further, just by achieving vendor-neutral fingerprint biometric templates, doesn’t guarantee seamless integration and exchange of information amongst different government agencies in India, viz., Aadhaar-enabled citizen services/applications, Seafarers\u27 Identity Cards (ILO-SID) of DG Shipping, State-police AFISs (Automated Fingerprint Identification Systems) etc. One of the key reasons to this interoperability issue is the existence of multiple international standards for generation of minutiae-based fingerprint templates, which are primarily not interoperable. This paper focuses on conformance and interoperability issues that are likely to arise at the time of integration of such virtually isolated govt. agencies, specifically, in applications like, conducting nation-wide criminal background checks, de-duplication of data, etc. The paper further proposes viable solutions to address these issues

Fingerabdruckswachstumvorhersage, Bildvorverarbeitung und Multi-level Judgment Aggregation

Im ersten Teil dieser Arbeit wird Fingerwachstum untersucht und eine Methode zur Vorhersage von Wachstum wird vorgestellt. Die Effektivität dieser Methode wird mittels mehrerer Tests validiert. Vorverarbeitung von Fingerabdrucksbildern wird im zweiten Teil behandelt und neue Methoden zur Schätzung des Orientierungsfelds und der Ridge-Frequenz sowie zur Bildverbesserung werden vorgestellt: Die Line Sensor Methode zur Orientierungsfeldschätzung, gebogene Regionen zur Ridge-Frequenz-Schätzung und gebogene Gabor Filter zur Bildverbesserung. Multi-level Jugdment Aggregation wird eingeführt als Design Prinzip zur Kombination mehrerer Methoden auf mehreren Verarbeitungsstufen. Schließlich wird Score Neubewertung vorgestellt, um Informationen aus der Vorverarbeitung mit in die Score Bildung einzubeziehen. Anhand eines Anwendungsbeispiels wird die Wirksamkeit dieses Ansatzes auf den verfügbaren FVC-Datenbanken gezeigt.Finger growth is studied in the first part of the thesis and a method for growth prediction is presented. The effectiveness of the method is validated in several tests. Fingerprint image preprocessing is discussed in the second part and novel methods for orientation field estimation, ridge frequency estimation and image enhancement are proposed: the line sensor method for orientation estimation provides more robustness to noise than state of the art methods. Curved regions are proposed for improving the ridge frequency estimation and curved Gabor filters for image enhancement. The notion of multi-level judgment aggregation is introduced as a design principle for combining different methods at all levels of fingerprint image processing. Lastly, score revaluation is proposed for incorporating information obtained during preprocessing into the score, and thus amending the quality of the similarity measure at the final stage. A sample application combines all proposed methods of the second part and demonstrates the validity of the approach by achieving massive verification performance improvements in comparison to state of the art software on all available databases of the fingerprint verification competitions (FVC)

Ridge orientation modeling and feature analysis for fingerprint identification

This thesis systematically derives an innovative approach, called FOMFE, for fingerprint ridge orientation modeling based on 2D Fourier expansions, and explores possible applications of FOMFE to various aspects of a fingerprint identification system. Compared with existing proposals, FOMFE does not require prior knowledge of the landmark singular points (SP) at any stage of the modeling process. This salient feature makes it immune from false SP detections and robust in terms of modeling ridge topology patterns from different typological classes. The thesis provides the motivation of this work, thoroughly reviews the relevant literature, and carefully lays out the theoretical basis of the proposed modeling approach. This is followed by a detailed exposition of how FOMFE can benefit fingerprint feature analysis including ridge orientation estimation, singularity analysis, global feature characterization for a wide variety of fingerprint categories, and partial fingerprint identification. The proposed methods are based on the insightful use of theory from areas such as Fourier analysis of nonlinear dynamic systems, analytical operators from differential calculus in vector fields, and fluid dynamics. The thesis has conducted extensive experimental evaluation of the proposed methods on benchmark data sets, and drawn conclusions about strengths and limitations of these new techniques in comparison with state-of-the-art approaches. FOMFE and the resulting model-based methods can significantly improve the computational efficiency and reliability of fingerprint identification systems, which is important for indexing and matching fingerprints at a large scale

CHARACTERIZING HABITUATION USING THE TIME-ON-TASK METRIC IN AN IRIS RECOGNITION SYSTEM

This thesis presents a characterization of biometric habituation in an iris recognition study using qualitative analysis of a distributed habituation survey and quantitative analysis of iris images collected in 2010 and 2012. The performed analyses answered the following two questions: a) How consistently does the biometric community define habituation?; and b) Does the time-on-task variable provide enough evidence to indicate the existence of habituation in an iris recognition system? The qualitative analysis examined responses to 12 habituation-related questions from 13 biometric experts to identify common themes that not only determined definition consistency but also characterized critical components often omitted from habituation definitions. Upon completion of the survey analysis, this study concluded that while aspects of habituation were universally understood, habituation in its entirety was not. The quantitative analysis examined trends in mean time-on-task using number of visits as a covariate. Subjects repeatedly (20 captures per visit and 25 maximum attempts per visit) interacted with an iris recognition camera, returning for at least eight visits. The trends in the resulting time-on-task, image quality and matching performance indicated that habituation effects were identifiable near the end of the 2012 collection

The effects of scarring on face recognition

The focus of this research is the effects of scarring on face recognition. Face recognition is a common biometric modality implemented for access control operations such as customs and borders. The recent report from the Special Group on Issues Affecting Facial Recognition and Best Practices for their Mitigation highlighted scarring as one of the emerging challenges. The significance of this problem extends to the ISO/IEC and national agencies are researching to enhance their intelligence capabilities. Data was collected on face images with and without scars, using theatrical special effects to simulate scarring on the face and also from subjects that have developed scarring within their lifetime. A total of 60 subjects participated in this data collection, 30 without scarring of any kind and 30 with preexisting scars. Controlled data on scarring is problematic for face recognition research as scarring has various manifestations among individuals, yet is universal in that all individuals will manifest some degree of scarring. Effect analysis was done with controlled scarring to observe the factor alone, and wild scarring that is encountered during operations for realistic contextualization. Two environments were included in this study, a controlled studio that represented an ideal face capture setting and a mock border control booth simulating an operational use case

Bioinspired metaheuristic algorithms for global optimization

This paper presents concise comparison study of newly developed bioinspired algorithms for global optimization problems. Three different metaheuristic techniques, namely Accelerated Particle Swarm Optimization (APSO), Firefly Algorithm (FA), and Grey Wolf Optimizer (GWO) are investigated and implemented in Matlab environment. These methods are compared on four unimodal and multimodal nonlinear functions in order to find global optimum values. Computational results indicate that GWO outperforms other intelligent techniques, and that all aforementioned algorithms can be successfully used for optimization of continuous functions

Experimental Evaluation of Growing and Pruning Hyper Basis Function Neural Networks Trained with Extended Information Filter

In this paper we test Extended Information Filter (EIF) for sequential training of Hyper Basis Function Neural Networks with growing and pruning ability (HBF-GP). The HBF neuron allows different scaling of input dimensions to provide better generalization property when dealing with complex nonlinear problems in engineering practice. The main intuition behind HBF is in generalization of Gaussian type of neuron that applies Mahalanobis-like distance as a distance metrics between input training sample and prototype vector. We exploit concept of neuron’s significance and allow growing and pruning of HBF neurons during sequential learning process. From engineer’s perspective, EIF is attractive for training of neural networks because it allows a designer to have scarce initial knowledge of the system/problem. Extensive experimental study shows that HBF neural network trained with EIF achieves same prediction error and compactness of network topology when compared to EKF, but without the need to know initial state uncertainty, which is its main advantage over EKF