Optimal approximation of piecewise smooth functions using deep ReLU neural networks

We study the necessary and sufficient complexity of ReLU neural networks---in terms of depth and number of weights---which is required for approximating classifier functions in $L^2$. As a model class, we consider the set $\mathcal{E}^\beta (\mathbb R^d)$ of possibly discontinuous piecewise $C^\beta$ functions $f : [-1/2, 1/2]^d \to \mathbb R$, where the different smooth regions of $f$ are separated by $C^\beta$ hypersurfaces. For dimension $d \geq 2$, regularity $\beta > 0$, and accuracy $\varepsilon > 0$, we construct artificial neural networks with ReLU activation function that approximate functions from $\mathcal{E}^\beta(\mathbb R^d)$ up to $L^2$ error of $\varepsilon$. The constructed networks have a fixed number of layers, depending only on $d$ and $\beta$, and they have $O(\varepsilon^{-2(d-1)/\beta})$ many nonzero weights, which we prove to be optimal. In addition to the optimality in terms of the number of weights, we show that in order to achieve the optimal approximation rate, one needs ReLU networks of a certain depth. Precisely, for piecewise $C^\beta(\mathbb R^d)$ functions, this minimal depth is given---up to a multiplicative constant---by $\beta/d$. Up to a log factor, our constructed networks match this bound. This partly explains the benefits of depth for ReLU networks by showing that deep networks are necessary to achieve efficient approximation of (piecewise) smooth functions. Finally, we analyze approximation in high-dimensional spaces where the function $f$ to be approximated can be factorized into a smooth dimension reducing feature map $\tau$ and classifier function $g$---defined on a low-dimensional feature space---as $f = g \circ \tau$. We show that in this case the approximation rate depends only on the dimension of the feature space and not the input dimension.Comment: Generalized some estimates to $L^p$ norms for $0<p<\infty

Sparsity Invariant CNNs

In this paper, we consider convolutional neural networks operating on sparse inputs with an application to depth upsampling from sparse laser scan data. First, we show that traditional convolutional networks perform poorly when applied to sparse data even when the location of missing data is provided to the network. To overcome this problem, we propose a simple yet effective sparse convolution layer which explicitly considers the location of missing data during the convolution operation. We demonstrate the benefits of the proposed network architecture in synthetic and real experiments with respect to various baseline approaches. Compared to dense baselines, the proposed sparse convolution network generalizes well to novel datasets and is invariant to the level of sparsity in the data. For our evaluation, we derive a novel dataset from the KITTI benchmark, comprising 93k depth annotated RGB images. Our dataset allows for training and evaluating depth upsampling and depth prediction techniques in challenging real-world settings and will be made available upon publication