Contracting sustainable and responsible energy investment: trends, actors and grass-roots innovations for multi-level governance

This thesis critically examines various contractual mechanisms by which the protection of foreign direct investment (FDI) in the energy sector is reconciled with other values of sustainable development through a ‘State-Investor-Population (S-I-P) Triangle’ lens. FDI is a major engine of the world’s economy. Both the UN’s 2015 Addis Ababa Action Agenda and the 2030 Agenda for Sustainable Development call for FDI to serve as an essential financing element of sustainability efforts. However, because of the invasive nature and massive scale of cross-boundary business operations, FDI investment projects in the extractive industries are prone to have significant impacts on human rights and our natural environment. Current research in this fast-changing field mainly concentrates on international investment treaties, national regulations, and relevant energy dispute case-law. By contrast, project-specific contractual and quasi-contractual instruments have received far less attention despite their potential importance as components of a broader framework of global energy governance. These instruments are, in many ways, beyond the radar of most academics researching this field. This thesis seeks to address this research gap. It relies on fresh data sets compiled for this specific purpose and includes three primary forms of contracts, namely State-investor investment contracts (‘S-I’ contracts), Corporate-NGO partnerships/agreements (‘I-P’ contracts), and multi-actor (tripartite) investment contracts (‘S-I-P’ contracts), within and even beyond the S-I-P Triangle. Based on a research methodology combining socio-legal approaches and doctrinal analysis, the research conducted for this dissertation leads to three main findings: Firstly, contemporary legal frameworks for regulating international energy investment are fragmented and imbalanced (in favour of foreign investors). Recent global resistances and increasing investment disputes have also demonstrated that the conflicts between investment protection and other public policy goals - e.g. environmental protection, public health and labour rights - are becoming a key concern for energy investment projects. Thus, despite some limitations, private contractual arrangements can be a useful vehicle to prevent environmental and social damages, complement the fragmented regulatory frameworks, and enhance multi-level energy governance. Secondly, by examining the datasets of various bilateral and multilateral contracts, this research re-classified current contractual mechanisms as ‘soft contracts’, ‘enforcement contracts’, and ‘innovative contracts’. Original conceptual charts have been developed to capture the changing landscape of the targeted legal phenomena, and this thesis argues that contracts, especially ‘innovative contracts’, play a central role in energy governance and regulatory innovation. In the context of economic globalisation and community resistance, the thesis identifies three key driving actors behind the contracting practices, namely multi-national corporations, non-governmental organisations, and commercial lawyers, and this thesis suggests that these three change agents would be well placed to use these contractual arrangements as a technology to stimulate, guide and sustain environment-driven societal change and regulatory innovation. Thirdly, the thesis uses China’s outbound FDI in the energy sector as an in-depth case study to test the conceptual cartography proposed. It is clear from the Chinese case that the current ‘top-down’ regulatory and policy developments led by the Chinese government and other international institutions are still insufficient and may face challenges of efficient implementation. The operations of China’s overseas hydropower and extractive industries illustrate that grassroots resistance can be a crucial catalyst to stimulate “bottom-up” legal innovations and strengthen the existing regulatory frameworks. Through a better understanding and management of the drivers of such resistance, Chinese overseas investment may achieve a better alignment of the different interests involved. Also, this offers China a chance to be at the forefront of the new approaches analysed in this thesis. The conclusion provides summaries of the main empirical research findings, arguments and their implications for both theoretical discussions and practical policy-making. Some recommendations for further research have also been addressed.Ministry of Education, Taiwan (R.O.C.

Chiral Active Particles are Sensitive Reporter to Environmental Geometry

Chiral active particles (CAPs) are self-propelling particles that break time-reversal symmetry by orbiting or spinning, leading to intriguing behaviors. Here, we examined the dynamics of CAPs moving in 2D lattices of disk obstacles through active Brownian dynamics simulations and granular experiments with grass seeds. We find that the effective diffusivity of the CAPs is sensitive to the structure of the obstacle lattice, a feature absent in achiral active particles. We further studied the transport of CAPs in obstacle arrays under an external field and found a reentrant directional locking effect, which can be used to sort CAPs with different activities. Finally, we demonstrated that the parallelogram lattice of obstacles without mirror symmetry can separate clockwise and counter-clockwise CAPs. The mechanisms of the above three novel phenomena are qualitatively explained. As such, our work provides a basis for designing chirality-based tools for single-cell diagnosis and separation, and active particle-based environmental sensors

Consecutive Tumor Lysis Syndrome and Hepatic Failure after Transarterial Chemoembolization for Treatment of Hepatocellular Aarcinoma: A Case Report and Literature Review

Introduction: Acute tumor lysis syndrome (ATLS) and hepatic failure are fatal complications that can occur in patients with hepatocellular carcinoma (HCC) who undergo transarterial chemoembolization (TACE).Presentation of Case: We report the case of a 78-year-old man with HCC who had successive ATLS and hepatic failure after the first course of TACE. He succumbed due to rapid deterioration of his condition.Conclusion: We therefore concluded that awareness of the risks of ATLS and hepatic failure before administration of TACE is crucial in patients with HCC