Transition Management, Action Research and Actor Roles: Understanding local sustainability transitions

This thesis is about the local scale of urban neighbourhoods, towns and cities and its interaction with global problems and sustainability questions. At this scale, we most notably interact with these problems and thereby question current role understandings, actor relations and activities that come with them. One of these role understandings is that of the researcher: what are suitable approaches and methods for studying and supporting sustainability transitions at that local scale. Set in the context of a Dutch neighbourhood (Rotterdam-Carnisse) and the issues it is facing as well as based on transition thinking and inspired by action-oriented research, this thesis addresses the following question: __How can we increase our understanding of sustainability transitions and their governance at the local scale, the changing role of actors therein, and in particular, the role of research and researchers?__. The main contributions can be summarized as follows: 1) It contributes to sustainability transition research by clarifying the concept of actor roles in local sustainability transitions; 2) It contextualise transition management as a governance approach for the local context as well as for addressing socio-economic dynamics, and 3) contributes to the development of action-oriented and transformative research approaches in sustainability transition research

Transition versus transformation: What's the difference?

‘Transition’ and ‘transformation’ have become buzzwords in political and scientific discourses. They signal the need for large-scale changes to achieve a sustainable society. We compare how they are applied and interpreted in scientific literatures to explore whether they are distinct concepts and provide complementary insights. Transition and transformation are not mutually exclusive; they provide nuanced perspectives on how to describe, interpret and support desirable radical and non-linear societal change. Their differences may partially result from their etymological origins, but they largely stem from the different research communities concerned with either transition or transformation. Our review shows how the respective approaches and perspectives on understanding and interpreting system change can enrich each other

Linking transitions to sustainability: A study of the societal effects of transition management

Sustainability transitions as processes of fundamental change in societal systems are open-ended, nonlinear and uncertain. Respective research and governance approaches, e.g., transition management, propose a reflexive way of governing, aiming for a number of societal effects to help facilitating a transition. Effects include empowerment, social learning and social capital development. Jointly mentioned effects shall allow for reflexivity and innovation in developing socially robust and contextualized solutions to sustainability challenges that work in practice. But, understanding the mentioned societal effects and their interplay in more depth is necessary to design and assess transition management processes. While such understanding and related assessment framework is under development in the transition management literature, transdisciplinary sustainability research can provide a rich body of tools and experiences. Building on a review of the literature, this article develops an evaluation framework focusing on social learning, empowerment and social capital as important and hitherto under-conceptualised aspects of the sustainability transition literature. This framework is used to empirically investigate the effects of two specific transition management processes at the local scale. In doing so, the article provides a conceptual and empirical understanding of how social learning, empowerment and social capital contribute to a transition towards sustainability. The three effects are shown to be interrelated, mutually supportive and bridging different scale levels from individuals to groups, niches and beyond. Results highlight possibilities to facilitate and assess societal effects, addressing sustainability as their inherent quality

Transformative innovation and translocal diffusion

This paper develops a conceptual understanding of transformative innovations as shared activities, ideas and objects across locally rooted sustainability initiatives that explore and develop alternatives to incumbent and (perceived) unsustainable regimes that they seek to challenge, alter or replace. We synthesize empirical work from two European research projects (TRANSIT and ARTS), in which initiatives and networks were empirically studied, to develop a broader conceptual understanding of the emergence of transformative innovation. The development of initiatives can occur through growing, replicating, partnering, instrumentalising and embedding. This is supported through translocal networks that connect initiatives by sharing ideas, objects and activities across local contexts. This translocal characteristic of transformative innovations harnesses an enormous potential for sustainability transitions, but requires further understanding a

Contributing to sustainable and just energy systems? The mainstreaming of renewable energy prosumerism within and across institutional logics

Renewable energy (RE) prosumerism comes with promises and expectations of contributing to sustainable and just energy systems. In its current process of becoming mainstream, numerous challenges and doubts have arisen whether it will live up to these. Building on insights from sustainability transitions research and institutional theory, this article unpacks the mainstreaming by considering the range of institutional arrangements and logics through which these contributions might be secured. Taking a Multi-actor Perspective, it analyses the differences, combinations, and tensions between institutional logics, associated actor roles and power relations. Firstly, it unpacks how mainstreaming occurs through mechanisms of bureaucratisation and standardisation (state logic), marketisation and commodification (market logic), as well as socialisation and communalisation (community logic). Secondly, it highlights the concomitant hybridisation of institutional logics and actor roles. Such hybrid institutional arrangements try to reconcile not only the more known trade-offs and tensions between for-profit/non-profit logics (regarding the distribution of benefits for energy activities and resources), but also between formal/informal logics (gaining recognition) and public/private logics (delineating access). This institutional concreteness moves the scholarly discussion and policy debate beyond idealistic discussions of ethical principles and abstract discussions about power: Simplistic framings of ‘prosumerism vs incumbents’ are dropped in favour of a critical discussion of hybrid institutional arrangements and their capacity to safeguard particular transformative ideals and normative commitments

Collective renewable energy prosumers and the promises of the energy union: Taking stock

A key strategy in the European Union’s ambition to establish an ‘Energy Union’ that is not just clean, but also fair, consists of empowering citizens to actively interact with the energy market as self-consumers or prosumers. Although renewable energy sources (RES) prosumerism has been growing for at least a decade, two new EU directives are intended to legitimise and facilitate its expansion. However, little is known about the full range of prosumers against which to measure policy effectiveness. We carried out a documentary study and an online survey in nine EU countries to shed light on the demographics, use of technology, organisation, financing, and motivation as well as perceived hindering and facilitating factors for collective prosumers. We identified several internal and external obstacles to the successful mainstreaming of RES prosumerism, among them a mismatch of policies with the needs of different RES prosumer types, potential organisational weaknesses as well as slow progress in essential reforms such as decentralising energy infrastructures. Our baseline results offer recommendations for the transposition of EU directives into national legislations and suggest avenues for future research in the fields of social, governance, policy, technology, and business models