Federalism and Investor Protection: Constitutional Restraints on Preemption of State Remedies for Securities Fraud

Warren discusses the Private Securities Litigation Reform Act and the National Securities Market Improvement Act, among other issues. Predominant federalism postulates foreclose the proposed intrusion into investors\u27 tort remedies traditionally allowed by the states under common law

Reflections on Dual Regulation of Securities: A Case for Reallocation of Regulatory Responsibilities

I address the scope of state regulatory power that remains given the National Securities Markets Improvement Act of 1996\u27s dictates and prerogatives. I then suggest for consideration significant alterations to the regulatory role traditionally performed by the states