Breakdown of Luttinger's theorem in two-orbital Mott insulators

An analysis of Luttinger's theorem shows that -- contrary to recent claims -- it is not valid for a generic Mott insulator. For a two-orbital Hubbard model with two electrons per site the crossover from a non-magnetic correlated insulating phase (Mott or Kondo insulator) to a band insulator is investigated. Mott insulating phases are characterized by poles of the self-energy and corresponding zeros in the Greens functions defining a ``Luttinger surface'' which is absent for band insulators. Nevertheless, the ground states of such insulators with two electrons per unit cell are adiabatically connected.Comment: published version, some formulations change

Some remarks about pseudo gap behavior of nearly antiferromagnetic metals

In the antiferromagnetically ordered phase of a metal, gaps open on parts of the Fermi surface if the Fermi volume is sufficiently large. We discuss simple qualitative and heuristic arguments under what conditions precursor effects, i.e. pseudo gaps, are expected in the paramagnetic phase of a metal close to an antiferromagnetic quantum phase transition. At least for weak interactions, we do not expect the formation of pseudo gaps in a three dimensional material. According to our arguments, the upper critical dimension d_c for the formation of pseudo gaps is d_c=2. However, at the present stage we cannot rule out a higher upper critical dimension, 2 < d_c <= 3. We also discuss briefly the role of statistical interactions in pseudo gap phases.Comment: 6 pages, accepted in PRB, relevant references added, several small change