On the susceptibility function of piecewise expanding interval maps

We study the susceptibility function Psi(z) associated to the perturbation f_t=f+tX of a piecewise expanding interval map f. The analysis is based on a spectral description of transfer operators. It gives in particular sufficient conditions which guarantee that Psi(z) is holomorphic in a disc of larger than one. Although Psi(1) is the formal derivative of the SRB measure of f_t with respect to t, we present examples satisfying our conditions so that the SRB measure is not Lipschitz.*We propose a new version of Ruelle's conjectures.* In v2, we corrected a few minor mistakes and added Conjectures A-B and Remark 4.5. In v3, we corrected the perturbation (X(f(x)) instead of X(x)), in particular in the examples from Section 6. As a consequence, Psi(z) has a pole at z=1 for these examples.Comment: To appear Comm. Math. Phy

Note on nonequilibrium stationary states and entropy

In transformations between nonequilibrium stationary states, entropy might be a not well defined concept. It might be analogous to the ``heat content'' in transformations in equilibrium which is not well defined either, if they are not isochoric ({\it i.e.} do involve mechanical work). Hence we conjecture that un a nonequilbrium stationary state the entropy is just a quantity that can be transferred or created, like heat in equilibrium, but has no physical meaning as ``entropy content'' as a property of the system.Comment: 4 page

Phase transitions with four-spin interactions

Using an extended Lee-Yang theorem and GKS correlation inequalities, we prove, for a class of ferromagnetic multi-spin interactions, that they will have a phase transition(and spontaneous magnetization) if, and only if, the external field $h=0$ (and the temperature is low enough). We also show the absence of phase transitions for some nonferromagnetic interactions. The FKG inequalities are shown to hold for a larger class of multi-spin interactions

Ambiguity in the Determination of the Free Energy for a Model of the Circle Map

We consider a simple model to describe the widths of the mode locked intervals for the critical circle map. Using two different partitions of the rational numbers, based on Farey series and Farey tree levels respectively, we calculate the free energy analytically at selected points for each partition. It is found that the result of the calculation depends on the method of partition. An implication of this is that the generalized dimensions $D_q$ are different for each partition except when $q=0$, i.e. only the Hausdorff dimension is the same in each case.Comment: 14 page

Topics in chaotic dynamics

Various kinematical quantities associated with the statistical properties of dynamical systems are examined: statistics of the motion, dynamical bases and Lyapunov exponents. Markov partitons for chaotic systems, without any attempt at describing ``optimal results''. The Ruelle principle is illustrated via its relation with the theory of gases. An example of an application predicts the results of an experiment along the lines of Evans, Cohen, Morriss' work on viscosity fluctuations. A sequence of mathematically oriented problems discusses the details of the main abstract ergodic theorems guiding to a proof of Oseledec's theorem for the Lyapunov exponents and products of random matricesComment: Plain TeX; compile twice; 30 pages; 140K Keywords: chaos, nonequilibrium ensembles, Markov partitions, Ruelle principle, Lyapunov exponents, random matrices, gaussian thermostats, ergodic theory, billiards, conductivity, gas.

Linear response formula for piecewise expanding unimodal maps

The average R(t) of a smooth function with respect to the SRB measure of a smooth one-parameter family f_t of piecewise expanding interval maps is not always Lipschitz. We prove that if f_t is tangent to the topological class of f_0, then R(t) is differentiable at zero, and the derivative coincides with the resummation previously proposed by the first named author of the (a priori divergent) series given by Ruelle's conjecture.Comment: We added Theorem 7.1 which shows that the horizontality condition is necessary. The paper "Smooth deformations..." containing Thm 2.8 is now available on the arxiv; see also Corrigendum arXiv:1205.5468 (to appear Nonlinearity 2012

Structures of Malcev Bialgebras on a simple non-Lie Malcev algebra

Lie bialgebras were introduced by Drinfeld in studying the solutions to the classical Yang-Baxter equation. The definition of a bialgebra in the sense of Drinfeld (D-bialgebra), related with any variety of algebras, was given by Zhelyabin. In this work, we consider Malcev bialgebras. We describe all structures of a Malcev bialgebra on a simple non-Lie Malcev algebra

Entropy potential and Lyapunov exponents

According to a previous conjecture, spatial and temporal Lyapunov exponents of chaotic extended systems can be obtained from derivatives of a suitable function: the entropy potential. The validity and the consequences of this hypothesis are explored in detail. The numerical investigation of a continuous-time model provides a further confirmation to the existence of the entropy potential. Furthermore, it is shown that the knowledge of the entropy potential allows determining also Lyapunov spectra in general reference frames where the time-like and space-like axes point along generic directions in the space-time plane. Finally, the existence of an entropy potential implies that the integrated density of positive exponents (Kolmogorov-Sinai entropy) is independent of the chosen reference frame.Comment: 20 pages, latex, 8 figures, submitted to CHAO

Transfer matrix for spanning trees, webs and colored forests

We use the transfer matrix formalism for dimers proposed by Lieb, and generalize it to address the corresponding problem for arrow configurations (or trees) associated to dimer configurations through Temperley's correspondence. On a cylinder, the arrow configurations can be partitioned into sectors according to the number of non-contractible loops they contain. We show how Lieb's transfer matrix can be adapted in order to disentangle the various sectors and to compute the corresponding partition functions. In order to address the issue of Jordan cells, we introduce a new, extended transfer matrix, which not only keeps track of the positions of the dimers, but also propagates colors along the branches of the associated trees. We argue that this new matrix contains Jordan cells.Comment: 29 pages, 7 figure

Location of the Lee-Yang zeros and absence of phase transitions in some Ising spin systems

We consider a class of Ising spin systems on a set \Lambda of sites. The sites are grouped into units with the property that each site belongs to either one or two units, and the total internal energy of the system is the sum of the energies of the individual units, which in turn depend only on the number of up spins in the unit. We show that under suitable conditions on these interactions none of the |\Lambda| Lee-Yang zeros in the complex z = exp{2\beta h} plane, where \beta is the inverse temperature and h the uniform magnetic field, touch the positive real axis, at least for large values of \beta. In some cases one obtains, in an appropriately taken \beta to infinity limit, a gas of hard objects on a set \Lambda'; the fugacity for the limiting system is a rescaling of z and the Lee-Yang zeros of the new partition function also avoid the positive real axis. For certain forms of the energies of the individual units the Lee-Yang zeros of both the finite- and zero-temperature systems lie on the negative real axis for all \beta. One zero-temperature limit of this type, for example, is a monomer-dimer system; our results thus generalize, to finite \beta, a well-known result of Heilmann and Lieb that the Lee-Yang zeros of monomer-dimer systems are real and negative.Comment: Plain TeX. Seventeen pages, five figures from .eps files. Version 2 corrects minor errors in version